-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, BJcNhIS1zo4e9n7xBcgYiQ/2i9axaVXoPfn7kRREVf9Vs5ZdFV2QgaqfoI7+Gvuk 8zfZkka17ayNxsctP3AH+A== 0000315449-09-000049.txt : 20090930 0000315449-09-000049.hdr.sgml : 20090930 20090930184000 ACCESSION NUMBER: 0000315449-09-000049 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20090928 FILED AS OF DATE: 20090930 DATE AS OF CHANGE: 20090930 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: RANKIN WILLIAM G CENTRAL INDEX KEY: 0001019344 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-10869 FILM NUMBER: 091096709 MAIL ADDRESS: STREET 1: 425 CORPORATE CIRCLE CITY: GOLDEN STATE: CO ZIP: 80401 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: UQM TECHNOLOGIES INC CENTRAL INDEX KEY: 0000315449 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRONIC COMPONENTS, NEC [3679] IRS NUMBER: 840579156 STATE OF INCORPORATION: CO FISCAL YEAR END: 0331 BUSINESS ADDRESS: STREET 1: 7501 MILLER DRIVE STREET 2: P.O. BOX 439 CITY: FREDERICK STATE: CO ZIP: 80530 BUSINESS PHONE: 3032782002 MAIL ADDRESS: STREET 1: 7501 MILLER DRIVE STREET 2: P.O. BOX 439 CITY: FREDERICK STATE: CO ZIP: 80530 4 1 primary_doc.xml PRIMARY DOCUMENT X0303 4 2009-09-28 0 0000315449 UQM TECHNOLOGIES INC UQM 0001019344 RANKIN WILLIAM G 7501 MILLER DRIVE PO BOX 439 FREDERICK CO 80530 1 1 0 0 Chairman and President common stock 2009-09-28 4 M 0 10000 2.75 A 264942 D common stock 2009-09-28 4 S 0 800 6.14 D 264142 D common stock 2009-09-28 4 S 0 9200 6.12 D 254942 D common stock 2009-09-29 4 M 0 10000 2.75 A 264942 D common stock 2009-09-29 4 S 0 10000 6.13 D 254942 D common stock 2009-09-30 4 M 0 7200 2.75 A 262142 D common stock 2009-09-30 4 S 0 7200 6.1 D 254942 D call options 2.75 2009-09-28 4 M 0 10000 0 D 2003-02-14 2013-02-13 common stock 10000 849518 D call options 2.75 2009-09-29 4 M 0 10000 0 D 2003-02-14 2013-02-13 common stock 10000 839518 D call options 2.75 2009-09-30 4 M 0 7200 0 D 2003-02-14 2013-02-13 common stock 7200 832318 D Pursuant to a 10b5-1 trading plan. William G. Rankin 2009-09-30 -----END PRIVACY-ENHANCED MESSAGE-----