-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, GbMH30lw0nBaCMrO9JS7XJrw4qtU56hASUlvfEEhJr8ElBfbZqfIV4/wNbj+RhuV DARVoqBoHrTkq4b/MvaZ6w== 0000315449-00-000007.txt : 20000411 0000315449-00-000007.hdr.sgml : 20000411 ACCESSION NUMBER: 0000315449-00-000007 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20000301 FILED AS OF DATE: 20000410 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: UNIQUE MOBILITY INC CENTRAL INDEX KEY: 0000315449 STANDARD INDUSTRIAL CLASSIFICATION: MOTORS & GENERATORS [3621] IRS NUMBER: 840579156 STATE OF INCORPORATION: CO FISCAL YEAR END: 0331 FILING VALUES: FORM TYPE: 4 SEC ACT: SEC FILE NUMBER: 001-10869 FILM NUMBER: 597542 BUSINESS ADDRESS: STREET 1: 425 CORPORATE CIRCLE CITY: GOLDEN STATE: CO ZIP: 80401 BUSINESS PHONE: 3032782002 MAIL ADDRESS: STREET 1: 425 CORPORATE CIRCLE CITY: GOLDEN STATE: CO ZIP: 80401 COMPANY DATA: COMPANY CONFORMED NAME: GEDDES RAY A CENTRAL INDEX KEY: 0000928825 STANDARD INDUSTRIAL CLASSIFICATION: [] DIRECTOR FILING VALUES: FORM TYPE: 4 BUSINESS ADDRESS: STREET 1: 425 CORPORATE CIRCLE CITY: GOLDEN STATE: CO ZIP: 80401 MAIL ADDRESS: STREET 1: 425 CORPORATE CIRCLE CITY: GOLDEN STATE: CO ZIP: 80401 4 1 FORM 4 U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(f) of the Investment Company Act of 1940 ____Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b) 1. Name and Address of Reporting Person Geddes, Ray Arthur 425 Corporate Circle Golden, CO 80401 2. Issuer Name and Ticker or Trading Symbol Unique Mobility, Inc. (UQM) 3. IRS or Social Security Number of Reporting Person (Voluntary) ###-##-#### 4. Statement for Month/Year March, 2000 5. If Amendment, Date of Original (Month/Year) N/A 6. Relationship of Reporting Person to Issuer Director TABLE I-Non-Derivative Securities Acquired, Disposed Of, or Beneficially Owned 1. Title of Security (Instr. 3) Line 1 - Common Stock Line 2 - Common Stock Line 3 - Common Stock Line 4 - Common Stock Line 5 - Common Stock Line 6 - Common Stock Line 7 - Common Stock Line 8 - Common Stock Line 9 - Common Stock Line 10 - Common Stock Line 11 - Common Stock 2. Transaction Date (Month/Day/Year) Line 1 - March 1, 2000 Line 2 - March 1, 2000 Line 3 - March 1, 2000 Line 4 - March 2, 2000 Line 5 - March 2, 2000 Line 6 - March 2, 2000 Line 7 - March 2, 2000 Line 8 - March 3, 2000 Line 9 - March 3, 2000 Line 10 - March 3, 2000 Line 11 - March 3, 2000 3. Transaction Code (Instr. 8) Line 1 - Code: S Line 2 - Code: S Line 3 - Code: S Line 4 - Code: S Line 5 - Code: S Line 6 - Code: S Line 7 - Code: S Line 8 - Code: S Line 9 - Code: S Line 10 - Code: S Line 11 - Code: S 4. Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) Line 1 - Amount:10,700 Shares;(A)or(D):Disposed;Price: $8.63 Per Share Line 2 - Amount: 3,800 Shares;(A)or(D):Disposed;Price: $8.94 Per Share Line 3 - Amount: 500 Shares;(A)or(D):Disposed;Price: $9.00 Per Share Line 4 - Amount: 6,100 Shares;(A)or(D):Disposed;Price: $8.75 Per Share Line 5 - Amount: 8,300 Shares;(A)or(D):Disposed;Price: $8.88 Per Share Line 6 - Amount: 1,400 Shares;(A)or(D):Disposed;Price: $8.81 Per Share Line 7 - Amount: 9,100 Shares;(A)or(D):Disposed;Price: $8.94 Per Share Line 8 - Amount: 600 Shares;(A)or(D):Disposed;Price: $8.69 Per Share Line 9 - Amount:10,700 Shares;(A)or(D):Disposed;Price: $8.56 Per Share Line 10 - Amount: 1,000 Shares;(A)or(D):Disposed;Price: $8.81 Per Share Line 11 - Amount: 1,200 Shares;(A)or(D):Disposed;Price; $8.63 Per Share 5. Amount of Securities Beneficially Owned at End of Month (Instr. 3 and 4) 550,012 Shares 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 9,411 Shares Direct 540,601 Shares Indirect 7. Nature of Indirect Beneficial Ownership (Instr. 4) 540,601 Shares Indirectly by a Limited Partnership of which Mr. Geddes is the General Partner TABLE II-Derivative Securities Acquired, Disposed Of, or Beneficially Owned (e.g., Puts, Calls, Warrants, Options, Convertible Securities) 1. Title of Derivative Security (Instr. 3) Line 1 - N/A 2. Conversion or Exercise Price of Derivative Security Line 1 - N/A 3. Transaction Date (Month/Day/Year) Line 1 - N/A 4. Transaction Code (Instr. 8) Line 1 - N/A 5. Number of Derivative Securities Acquired (A) or Disposed of(D) (Instr. 3, 4 and 5) Line 1 - N/A 6. Date Exercisable and Expiration Date (Month/Day/Year) Line 1 - N/A 7. Title and Amount of Underlying Securities (Instr. 3 and 4) Line 1 - N/A 8. Price of Derivative Security (Instr. 5) Line 1 - N/A 9. Number of Derivative Securities Beneficially Owned at End of Month (Instr. 4) Call Options on 488,993 Shares 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) 488,993 Shares Direct 11. Nature of Indirect Beneficial Ownership (Instr. 4) N/A Explanation of Responses: N/A **Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a) /s/Ray A. Geddes April 10, 2000 **Signature of Reporting Person Date -----END PRIVACY-ENHANCED MESSAGE-----