0001209191-19-011395.txt : 20190219 0001209191-19-011395.hdr.sgml : 20190219 20190219211941 ACCESSION NUMBER: 0001209191-19-011395 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180524 FILED AS OF DATE: 20190219 DATE AS OF CHANGE: 20190219 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Andersen Eric CENTRAL INDEX KEY: 0001697695 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-07933 FILM NUMBER: 19616948 MAIL ADDRESS: STREET 1: 200 EAST RANDOLPH ST. CITY: CHICAGO STATE: IL ZIP: 60601 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Aon plc CENTRAL INDEX KEY: 0000315293 STANDARD INDUSTRIAL CLASSIFICATION: INSURANCE AGENTS BROKERS & SERVICES [6411] IRS NUMBER: 363051915 STATE OF INCORPORATION: X0 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: THE LEADENHALL BUILDING STREET 2: 122 LEADENHALL STREET CITY: LONDON STATE: X0 ZIP: EC3V 4AN BUSINESS PHONE: (44) 20 7623 5500 MAIL ADDRESS: STREET 1: THE LEADENHALL BUILDING STREET 2: 122 LEADENHALL STREET CITY: LONDON STATE: X0 ZIP: EC3V 4AN FORMER COMPANY: FORMER CONFORMED NAME: AON CORP DATE OF NAME CHANGE: 19920703 FORMER COMPANY: FORMER CONFORMED NAME: COMBINED INTERNATIONAL CORP DATE OF NAME CHANGE: 19870504 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2018-05-24 0 0000315293 Aon plc AON 0001697695 Andersen Eric 200 EAST RANDOLPH ST. CHICAGO IL 0 1 0 0 Co-President Class A Ordinary Stock 2018-05-24 4 S 0 5000 142.39 D 67320.49 D Class A Ordinary Stock 2019-02-14 4 A 0 36966 A 104410.581 D Class A Ordinary Stock 2019-02-14 4 F 0 17220 169.62 D 87190.581 D Class A Ordinary Stock 2019-02-15 4 M 0 987 A 88177.581 D Class A Ordinary Stock 2019-02-15 4 F 0 484 171.97 D 87693.581 D Class A Ordinary Stock 2019-02-15 4 M 0 796 A 88489.581 D Class A Ordinary Stock 2019-02-15 4 F 0 390 171.97 D 88099.581 D Class A Ordinary Stock 2019-02-15 4 M 0 670 A 88769.581 D Class A Ordinary Stock 2019-02-15 4 F 0 329 171.97 D 88440.581 D Restrictive Share Unit (Right to Receive) 2019-02-14 4 A 0 2063 0.00 A 2022-02-14 Class A Ordinary Shares 2063 2063 D Restricted Share Unit (Right to Receive) 2019-02-15 4 M 0 987 0.00 D 2019-02-18 Class A Ordinary Shares 0 0 D Restricted Share Unit (Right to Receive) 2019-02-15 4 M 0 796 0.00 D 2020-02-16 Class A Ordinary Shares 796 796 D Restricted Share Unit (Right to Receive) 2019-02-15 4 M 0 670 0.00 D 2021-02-15 Class A Ordinary Shares 670 1342 D This line reports a 2018 sale that was inadvertently not timely reported. The transactions reported were effected pursuant to a trading plan meeting the requirements of SEC Rule 10b5-1 entered into on August 8, 2017. The price reported is a weighted average price. Shares were sold in a series of transactions within the same trading day at prices ranging from $142.38 to $142.40, inclusive. Full information regarding the number of shares sold at each separate price is available upon request by the Commission staff, the issuer, or a security holder of the issuer. Represents Class A Ordinary Shares upon the settlement of performance share unit awards originally granted approximately three years ago under the eleventh cycle of the Company's Leadership Performance Program. The number of shares issued was determined by the Organization and Compensation Committee of the Board of Directors on February 14, 2019, based on the Company's performance for the period from January 1, 2016 to December 31, 2018. Includes shares acquired under the Aon employee stock purchase plan on June 29, 2018 and December 31, 2018. Class A Ordinary Shares withheld by the issuer for payment of withholding taxes in connection with the vesting of the award. Class A Ordinary Shares acquired upon the vesting of a restricted share unit award. The restricted share unit award converts to Class A Ordinary Shares on a 1-for-1 basis. In accordance with U.K. law, the reporting person agreed to pay the issuer the nominal value of US$0.01 per share issued to the reporting person. The restricted share unit award vests in accordance with the terms of the Aon plc 2011 Incentive Compensation Plan as follows: 33 1/3% of the award vests on each of the first through third anniversary of the date of the grant. A restricted share unit award was granted on February 18, 2016 and vests in accordance with the terms of the Aon plc 2011 Incentive Compensation Plan: 33 1/3% of the award vests on each of the first through third anniversary of the date of grant. A restricted share unit award was granted on February 16, 2017 and vests in accordance with the terms of the Aon plc 2011 Incentive Compensation Plan: 33 1/3% of the award vests on each of the first through third anniversary of the date of grant. A restricted share unit award was granted on February 15, 2018 and vests in accordance with the terms of the Aon plc 2011 Incentive Compensation Plan: 33 1/3% of the award vests on each of the first through third anniversary of the date of grant. /s/ Molly Johnson- pursuant to a power of attorney from Eric J. Andersen 2019-02-19