0001179110-17-002850.txt : 20170221 0001179110-17-002850.hdr.sgml : 20170220 20170221203148 ACCESSION NUMBER: 0001179110-17-002850 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170216 FILED AS OF DATE: 20170221 DATE AS OF CHANGE: 20170221 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Aon plc CENTRAL INDEX KEY: 0000315293 STANDARD INDUSTRIAL CLASSIFICATION: INSURANCE AGENTS BROKERS & SERVICES [6411] IRS NUMBER: 363051915 STATE OF INCORPORATION: X0 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: THE LEADENHALL BUILDING STREET 2: 122 LEADENHALL STREET CITY: LONDON STATE: X0 ZIP: EC3V 4AN BUSINESS PHONE: (44) 20 7623 5500 MAIL ADDRESS: STREET 1: THE LEADENHALL BUILDING STREET 2: 122 LEADENHALL STREET CITY: LONDON STATE: X0 ZIP: EC3V 4AN FORMER COMPANY: FORMER CONFORMED NAME: AON CORP DATE OF NAME CHANGE: 19920703 FORMER COMPANY: FORMER CONFORMED NAME: COMBINED INTERNATIONAL CORP DATE OF NAME CHANGE: 19870504 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Davies Christa CENTRAL INDEX KEY: 0001419356 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-07933 FILM NUMBER: 17626855 MAIL ADDRESS: STREET 1: AON CORPORATE LAW DEPT STREET 2: 200 EAST RANDOLPH ST, 8TH FL CITY: CHICAGO STATE: IL ZIP: 60601 4 1 edgar.xml FORM 4 - X0306 4 2017-02-16 0 0000315293 Aon plc AON 0001419356 Davies Christa C/O AON PLC 8 DEVONSHIRE SQUARE LONDON X0 EC2M 4PL UNITED KINGDOM 0 1 0 0 EVP and CFO Class A Ordinary Shares 2017-02-16 4 A 0 71802 A 301315 D Class A Ordinary Shares 2017-02-16 4 F 0 30120 117.280 D 271195 D Class A Ordinary Shares 2017-02-17 4 M 0 6534 45.895 A 277729 D Class A Ordinary Shares 2017-02-17 4 S 0 48216 117.418 D 229513 D Class A Ordinary Shares 2017-02-17 4 M 0 1774 A 231287 D Class A Ordinary Shares 2017-02-17 4 F 0 745 117.530 D 230542 D Class A Ordinary Shares 2017-02-17 4 M 0 1974 A 232516 D Class A Ordinary Shares 2017-02-17 4 F 0 829 117.530 D 231687 D Employee Stock Option (Right to Buy) 45.895 2017-02-17 4 M 0 6534 D 2017-11-12 Class A Ordinary Shares 6534 0 D Restricted Share Unit (Right to Receive) 2017-02-16 4 A 0 4775 0 A 2018-02-16 2020-02-16 Class A Ordinary Shares 4775 4775 D Restricted Share Unit (Right to Receive) 2017-02-17 4 M 0 1774 0 D 2017-02-19 2018-02-19 Class A Ordinary Shares 1774 1775 D Restricted Share Unit (Right to Receive) 2017-02-17 4 M 0 1974 0 D 2017-02-18 2019-02-18 Class A Ordinary Shares 1974 3948 D Represents Class A Ordinary Shares issued upon the settlement of performance share units originally granted approximately three years ago under the ninth cycle of the Leadership Performance Program ("LPP9") on March 13, 2014. The number of shares issued was determined by the Organization and Compensation Committee of Aon's Board of Directors on February 16, 2017 based upon Aon's performance relative to a cumulative adjusted three year earnings per share target for the period beginning January 1, 2014 and ending December 31, 2016. The terms of LPP9 are more fully described in Aon plc's proxy statement filed with the SEC on April 24, 2015. Class A Ordinary Shares withheld by the issuer for the payment of withholding taxes in connection with the vesting of a performance share unit award. The transactions reported were effected pursuant to a trading plan meeting the requirements of SEC Rule 10b5-1. The price reported is a weighted average price. The shares were sold in multiple transactions at prices ranging from $116.740 to $117.590, inclusive. The reporting person undertakes to provide to Aon plc, or the Staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Class A Ordinary Shares acquired upon the vesting of a restricted share unit award. Class A Ordinary Shares withheld by the issuer for the payment of withholding taxes in connection with the vesting of a restricted share unit award. Vesting occurred in accordance with the terms of Aon Stock Incentive Plan as follows: one-third of the options vested on the each of the second through fourth anniversary of the date of grant. Stock option granted pursuant to Aon Stock Incentive Plan. The restricted share unit award converts to Class A Ordinary Shares on 1-for-1 basis. In accordance with U.K. law, the reporting person agreed to pay the issuer the nominal value of US$0.01 per share issued to the reporting person. The restricted share unit award vests in accordance with the terms of the Aon plc 2011 Incentive Compensation Plan as follows: 33 1/3% of the awards vest on each of the first through third anniversaries of the date of the grant. A restricted share unit award was granted on February 19, 2015 and vests in accordance with the terms of the Aon Stock Incentive Plan as follows: 33 1/3% of the awards vest on each of the first through third anniversaries of the date of the grant. A restricted share unit award was granted on February 18, 2016 and vests in accordance with the terms of the Aon Stock Incentive Plan as follows: 33 1/3% of the awards vest on each of the first through third anniversaries of the date of the grant. /s/ Michele D. Welsh- by Michele D. Welsh pursuant to a power of attorney from Christa Davies 2017-02-21