0001179110-15-002823.txt : 20150219 0001179110-15-002823.hdr.sgml : 20150219 20150218174314 ACCESSION NUMBER: 0001179110-15-002823 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20150213 FILED AS OF DATE: 20150218 DATE AS OF CHANGE: 20150218 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Aon plc CENTRAL INDEX KEY: 0000315293 STANDARD INDUSTRIAL CLASSIFICATION: INSURANCE AGENTS BROKERS & SERVICES [6411] IRS NUMBER: 363051915 STATE OF INCORPORATION: X0 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 8 DEVONSHIRE SQUARE CITY: LONDON STATE: X0 ZIP: EC2M 4PL BUSINESS PHONE: (44) 20 7623 5500 MAIL ADDRESS: STREET 1: 8 DEVONSHIRE SQUARE CITY: LONDON STATE: X0 ZIP: EC2M 4PL FORMER COMPANY: FORMER CONFORMED NAME: AON CORP DATE OF NAME CHANGE: 19920703 FORMER COMPANY: FORMER CONFORMED NAME: COMBINED INTERNATIONAL CORP DATE OF NAME CHANGE: 19870504 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Case Gregory C CENTRAL INDEX KEY: 0001322803 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-07933 FILM NUMBER: 15629200 MAIL ADDRESS: STREET 1: C/O AON CORPORATE LAW DEPT STREET 2: 200 EAST RANDOLPH ST, 8TH FL CITY: CHICAGO STATE: IL ZIP: 60601 4 1 edgar.xml FORM 4 - X0306 4 2015-02-13 0 0000315293 Aon plc AON 0001322803 Case Gregory C AON CORPORATION - CORPORATE LAW DEPT 200 EAST RANDOLPH STREET, 8TH FLOOR CHICAGO IL 60601 1 1 0 0 President & CEO Class A Ordinary Shares 2015-02-13 4 M 0 50000 22.86 A 838295 D Class A Ordinary Shares 2015-02-13 4 S 0 29001 101.107 D 809294 D Class A Ordinary Shares 2015-02-14 4 M 0 4312 A 813606 D Class A Ordinary Shares 2015-02-14 4 F 0 1971 100.56 D 811635 D Class A Ordinary Shares 2015-02-15 4 M 0 6038 A 817673 D Class A Ordinary Shares 2015-02-15 4 F 0 2760 100.56 D 814913 D Class A Ordinary Shares 2015-02-17 4 M 0 50000 22.86 A 864913 D Class A Ordinary Shares 2015-02-17 4 S 0 29012 100.62 D 835901 D Class A Ordinary Shares 2015-02-17 4 M 0 4899 A 840800 D Class A Ordinary Shares 2015-02-17 4 F 0 2239 100.71 D 838561 D Class A Ordinary Shares 2015-02-18 4 M 0 50000 22.86 A 888561 D Class A Ordinary Shares 2015-02-18 4 S 0 29049 100.589 D 859512 D Class A Ordinary Shares 176000 I By Trust Employee Stock Option (Right to Buy) 22.86 2015-02-13 4 M 0 50000 D 2015-04-04 Class A Ordinary Shares 50000 950000 D Restricted Share Unit (Right to Receive) 2015-02-14 4 M 0 4312 0 D 2015-02-14 2017-02-14 Class A Ordinary Shares 4312 8624 D Restricted Share Unit (Right to Receive) 2015-02-15 4 M 0 6038 0 D 2014-02-15 2016-02-15 Class A Ordinary Shares 6038 6038 D Employee Stock Option (Right to Buy) 22.86 2015-02-17 4 M 0 50000 D 2015-04-04 Class A Ordinary Shares 50000 900000 D Restricted Share Unit (Right to Receive) 2015-02-17 4 M 0 4899 0 D 2013-02-17 2015-02-17 Class A Ordinary Shares 4899 0 D Employee Stock Option (Right to Buy) 22.86 2015-02-18 4 M 0 50000 D 2015-04-04 Class A Ordinary Shares 50000 850000 D The transactions reported were effected pursuant to a trading plan meeting the requirements of SEC Rule 10b5-1. The reporting person entered into the trading plan in August 2014 for the sole purpose of exercising options otherwise scheduled to expire in March and April 2015 with the sale of shares intended to be limited to only those necessary to cover exercise price and applicable taxes. The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $100.95 to $101.22, inclusive. The reporting person undertakes to provide to Aon plc, or the Staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Class A Ordinary Shares acquired upon the vesting of a restricted share unit award. Class A Ordinary Shares withheld by the issuer for the payment of withholding taxes in connection with the vesting of a restricted share unit award. The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $100.31 to $100.89, inclusive. The reporting person undertakes to provide to Aon plc, or the Staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $100.12 to $100.975, inclusive. The reporting person undertakes to provide to Aon plc, or the Staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Vesting occurred in accordance with the terms of the Aon Stock Incentive Plan as follows: one-third of the options vested on each of the second through fourth anniversaries of the date of grant. Stock option granted pursuant to the Aon Stock Incentive Plan. The restricted share unit award converts to Class A Ordinary Shares on a 1-for-1 basis. In accordance with U.K. law, the reporting person agreed to pay the issuer the nominal value of US$0.01 per share issued to the reporting person. The restricted share unit award vests in accordance with the terms of the Aon plc 2011 Incentive Compensation Plan as follows: 33 1/3% of the awards vest on each of the first through third anniversaries of the date of grant. /s/ Matthew M. Rice - Matthew M. Rice pursuant to a power of attorney from Gregory C. Case 2015-02-18