0001179110-15-002823.txt : 20150219
0001179110-15-002823.hdr.sgml : 20150219
20150218174314
ACCESSION NUMBER: 0001179110-15-002823
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20150213
FILED AS OF DATE: 20150218
DATE AS OF CHANGE: 20150218
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Aon plc
CENTRAL INDEX KEY: 0000315293
STANDARD INDUSTRIAL CLASSIFICATION: INSURANCE AGENTS BROKERS & SERVICES [6411]
IRS NUMBER: 363051915
STATE OF INCORPORATION: X0
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 8 DEVONSHIRE SQUARE
CITY: LONDON
STATE: X0
ZIP: EC2M 4PL
BUSINESS PHONE: (44) 20 7623 5500
MAIL ADDRESS:
STREET 1: 8 DEVONSHIRE SQUARE
CITY: LONDON
STATE: X0
ZIP: EC2M 4PL
FORMER COMPANY:
FORMER CONFORMED NAME: AON CORP
DATE OF NAME CHANGE: 19920703
FORMER COMPANY:
FORMER CONFORMED NAME: COMBINED INTERNATIONAL CORP
DATE OF NAME CHANGE: 19870504
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Case Gregory C
CENTRAL INDEX KEY: 0001322803
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-07933
FILM NUMBER: 15629200
MAIL ADDRESS:
STREET 1: C/O AON CORPORATE LAW DEPT
STREET 2: 200 EAST RANDOLPH ST, 8TH FL
CITY: CHICAGO
STATE: IL
ZIP: 60601
4
1
edgar.xml
FORM 4 -
X0306
4
2015-02-13
0
0000315293
Aon plc
AON
0001322803
Case Gregory C
AON CORPORATION - CORPORATE LAW DEPT
200 EAST RANDOLPH STREET, 8TH FLOOR
CHICAGO
IL
60601
1
1
0
0
President & CEO
Class A Ordinary Shares
2015-02-13
4
M
0
50000
22.86
A
838295
D
Class A Ordinary Shares
2015-02-13
4
S
0
29001
101.107
D
809294
D
Class A Ordinary Shares
2015-02-14
4
M
0
4312
A
813606
D
Class A Ordinary Shares
2015-02-14
4
F
0
1971
100.56
D
811635
D
Class A Ordinary Shares
2015-02-15
4
M
0
6038
A
817673
D
Class A Ordinary Shares
2015-02-15
4
F
0
2760
100.56
D
814913
D
Class A Ordinary Shares
2015-02-17
4
M
0
50000
22.86
A
864913
D
Class A Ordinary Shares
2015-02-17
4
S
0
29012
100.62
D
835901
D
Class A Ordinary Shares
2015-02-17
4
M
0
4899
A
840800
D
Class A Ordinary Shares
2015-02-17
4
F
0
2239
100.71
D
838561
D
Class A Ordinary Shares
2015-02-18
4
M
0
50000
22.86
A
888561
D
Class A Ordinary Shares
2015-02-18
4
S
0
29049
100.589
D
859512
D
Class A Ordinary Shares
176000
I
By Trust
Employee Stock Option (Right to Buy)
22.86
2015-02-13
4
M
0
50000
D
2015-04-04
Class A Ordinary Shares
50000
950000
D
Restricted Share Unit (Right to Receive)
2015-02-14
4
M
0
4312
0
D
2015-02-14
2017-02-14
Class A Ordinary Shares
4312
8624
D
Restricted Share Unit (Right to Receive)
2015-02-15
4
M
0
6038
0
D
2014-02-15
2016-02-15
Class A Ordinary Shares
6038
6038
D
Employee Stock Option (Right to Buy)
22.86
2015-02-17
4
M
0
50000
D
2015-04-04
Class A Ordinary Shares
50000
900000
D
Restricted Share Unit (Right to Receive)
2015-02-17
4
M
0
4899
0
D
2013-02-17
2015-02-17
Class A Ordinary Shares
4899
0
D
Employee Stock Option (Right to Buy)
22.86
2015-02-18
4
M
0
50000
D
2015-04-04
Class A Ordinary Shares
50000
850000
D
The transactions reported were effected pursuant to a trading plan meeting the requirements of SEC Rule 10b5-1. The reporting person entered into the trading plan in August 2014 for the sole purpose of exercising options otherwise scheduled to expire in March and April 2015 with the sale of shares intended to be limited to only those necessary to cover exercise price and applicable taxes.
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $100.95 to $101.22, inclusive. The reporting person undertakes to provide to Aon plc, or the Staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
Class A Ordinary Shares acquired upon the vesting of a restricted share unit award.
Class A Ordinary Shares withheld by the issuer for the payment of withholding taxes in connection with the vesting of a restricted share unit award.
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $100.31 to $100.89, inclusive. The reporting person undertakes to provide to Aon plc, or the Staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $100.12 to $100.975, inclusive. The reporting person undertakes to provide to Aon plc, or the Staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
Vesting occurred in accordance with the terms of the Aon Stock Incentive Plan as follows: one-third of the options vested on each of the second through fourth anniversaries of the date of grant.
Stock option granted pursuant to the Aon Stock Incentive Plan.
The restricted share unit award converts to Class A Ordinary Shares on a 1-for-1 basis. In accordance with U.K. law, the reporting person agreed to pay the issuer the nominal value of US$0.01 per share issued to the reporting person.
The restricted share unit award vests in accordance with the terms of the Aon plc 2011 Incentive Compensation Plan as follows: 33 1/3% of the awards vest on each of the first through third anniversaries of the date of grant.
/s/ Matthew M. Rice - Matthew M. Rice pursuant to a power of attorney from Gregory C. Case
2015-02-18