-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Ws/5xQyd5/XjOGdBUaip6iLunmv3cF+5ziuZAF+niZe+12Hp4bHApIWMGRi/UCo2 FKlI815exXcCzA15GLSKEw== 0000926274-01-000216.txt : 20010410 0000926274-01-000216.hdr.sgml : 20010410 ACCESSION NUMBER: 0000926274-01-000216 CONFORMED SUBMISSION TYPE: SC 13G PUBLIC DOCUMENT COUNT: 2 FILED AS OF DATE: 20010409 GROUP MEMBERS: AON CORP GROUP MEMBERS: VIRGINIA SURETY COMPANY, INC. SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: OPTIMARK TECHNOLOGIES INC CENTRAL INDEX KEY: 0001062023 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-BUSINESS SERVICES, NEC [7389] IRS NUMBER: 841350993 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G SEC ACT: SEC FILE NUMBER: 005-60599 FILM NUMBER: 1598283 BUSINESS ADDRESS: STREET 1: 10 EXCHANGE PLACE CENTRE STREET 2: 24TH FLOOR CITY: JERSEY CITY STATE: NJ ZIP: 07302 MAIL ADDRESS: STREET 1: 10 EXCHANGE PLACA CENTRE STREET 2: 24TH FLOOR CITY: JERSY CITY STATE: NJ ZIP: 07302 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: AON CORP CENTRAL INDEX KEY: 0000315293 STANDARD INDUSTRIAL CLASSIFICATION: ACCIDENT & HEALTH INSURANCE [6321] IRS NUMBER: 363051915 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G BUSINESS ADDRESS: STREET 1: 123 N WACKER DR CITY: CHICAGO STATE: IL ZIP: 60606 BUSINESS PHONE: 3127013000 FORMER COMPANY: FORMER CONFORMED NAME: COMBINED INTERNATIONAL CORP DATE OF NAME CHANGE: 19870504 SC 13G 1 0001.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G (Rule 13d-102) Under the Securities Exchange Act of 1934* Optimark Holdings, Inc. - -------------------------------------------------------------------------------- (Name of Issuer) Common Stock, Par Value $.01 Per Share - -------------------------------------------------------------------------------- (Title of Class of Securities) Not Applicable - -------------------------------------------------------------------------------- (CUSIP Number) December 31, 2000 - -------------------------------------------------------------------------------- (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is filed: [ ] Rule 13d-1(b) [ ] Rule 13d-1(c) [X] Rule 13d-1(d) * The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page. The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). 13G CUSIP NO. 60753310 Page 2 of 6 Pages - ------------------------------------------------------------------------------- 1 NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON Aon Corporation 36-3051915 - ------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [X] (b) [ ] - ------------------------------------------------------------------------------- 3 SEC USE ONLY - ------------------------------------------------------------------------------- 4 CITIZENSHIP OR PLACE OF ORGANIZATION Delaware - ------------------------------------------------------------------------------- 5 SOLE VOTING POWER NUMBER OF SHARES Not Applicable BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH - ------------------------------------------------------------------------------- 6 SHARED VOTING POWER 2,000,000 shares of Common Stock (assuming conversion of Series B Preferred Stock - see Item 4) - ------------------------------------------------------------------------------- 7 SOLE DISPOSITIVE POWER Not Applicable - ------------------------------------------------------------------------------- 8 SHARED DISPOSITIVE POWER 2,000,000 shares of Common Stock (assuming conversion of Series B Preferred Stock - see Item 4) - ------------------------------------------------------------------------------- 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 2,000,000 shares of Common Stock (assuming conversion of Series B Preferred Stock - see Item 4) - ------------------------------------------------------------------------------- 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* [ ] Not Applicable - ------------------------------------------------------------------------------- 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) Reporting person beneficially owns 18.2% of the Series B Preferred Stock, representing 5.2% of the Issuer's outstanding shares of common stock. (see Item 4) - ------------------------------------------------------------------------------- 12 TYPE OF REPORTING PERSON* HC, CO - ------------------------------------------------------------------------------- *SEE INSTRUCTIONS BEFORE FILLING OUT! 2 13G CUSIP NO. 60753310 Page 3 of 6 Pages - ------------------------------------------------------------------------------- 1 NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON Virginia Surety Company, Inc. 36-3186541 - ------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [X] (b) [ ] - ------------------------------------------------------------------------------- 3 SEC USE ONLY - ------------------------------------------------------------------------------- 4 CITIZENSHIP OR PLACE OF ORGANIZATION Illinois - ------------------------------------------------------------------------------- 5 SOLE VOTING POWER NUMBER OF SHARES Not Applicable BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH - ------------------------------------------------------------------------------- 6 SHARED VOTING POWER 2,000,000 shares of Common Stock (assuming conversion of Series B Preferred Stock - see Item 4) - ------------------------------------------------------------------------------- 7 SOLE DISPOSITIVE POWER Not Applicable - ------------------------------------------------------------------------------- 8 SHARED DISPOSITIVE POWER 2,000,000 shares of Common Stock (assuming conversion of Series B Preferred Stock - see Item 4) - ------------------------------------------------------------------------------- 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 2,000,000 shares of Common Stock (assuming conversion of Series B Preferred Stock - see Item 4) - ------------------------------------------------------------------------------- 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* [ ] Not Applicable - ------------------------------------------------------------------------------- 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) Reporting person beneficially owns 18.2% of the Series B Preferred Stock, representing 5.2% of the Issuer's outstanding shares of common stock. (see Item 4) - ------------------------------------------------------------------------------- 12 TYPE OF REPORTING PERSON* IC, CO - ------------------------------------------------------------------------------- *SEE INSTRUCTIONS BEFORE FILLING OUT! 3 Schedule 13G Issuer: Optimark Holdings, Inc Page 4 of 6 Item 1. (a) Name of Issuer: --------------- Optimark Holdings, Inc. ("Issuer") (b) Address of Issuer's Principal Executive Offices: ----------------------------------------------- 10 Exchange Place Centre 24th Floor Jersey City, New Jersey 07302 Item 2. (a) Name of Persons Filing: ----------------------- Aon Corporation ("Aon") is filing this Schedule on behalf of itself and Virginia Surety Company, Inc. ("Virginia Surety"). Virginia Surety is a wholly-owned subsidiary of Aon. (b) Address of Principal Business Office : -------------------------------------- Aon and Virginia Surety share the same principal business address: 123 North Wacker Drive Chicago, Illinois 60606 (c) Citizenship: ------------ Aon is a corporation incorporated under the laws of Delaware. Virginia Surety is a corporation incorporated under the laws of Illinois. (d) Title of Class of Securities: ----------------------------- Common Stock, $.01 par value per share (e) CUSIP Number: ------------- Not Applicable Item 3. If this Statement is Filed Pursuant to Rule 13d-1(b), or 13d-2(b) or (c), Check Whether the Person Filing is a: ----------------------------------------------------------------- This statement is not filed pursuant to either Rule 13d-1(b) or 13d-2(b) or (c). Item 4. Ownership: ---------- (a) Amount Beneficially Owned as of December 31, 2000: -------------------------------------------------- 2,000,000 shares of Common Stock of Issuer* (b) Percent of Class: ----------------- 5.2%* (based on 36,612,057 shares of Common Stock outstanding as of February 15, 2001 plus the Common Stock issuable upon conversion of the Reporting Person's 2,000,000 shares of Series B Preferred Stock.) Schedule 13G Issuer: Optimark Holdings, Inc Page 5 of 6 (c) Number of shares as to which such person has: --------------------------------------------- (i) Sole power to vote or to direct the vote: 0 (ii) Shared power to vote or to direct the vote: 2,000,000* (iii) Sole power to dispose or to direct the disposition of: 0 (iv) Shared power to dispose or to direct the disposition of: 2,000,000* * Includes 2,000,000 shares of Series B Convertible Participating Preferred Stock which is convertible at any time into Common Stock of Issuer on a share-for-share basis. Item 5. Ownership of Five Percent or Less of a Class: --------------------------------------------- Not Applicable Item 6. Ownership of More than Five Percent on Behalf of Another Person: ---------------------------------------------------------------- Not Applicable Item 7. Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company: ------------------------------------------------------------- Not Applicable Item 8. Identification and Classification of Members of the Group: ---------------------------------------------------------- Not Applicable Item 9. Notice of Dissolution of Group: ------------------------------- Not Applicable Item 10. Certification: -------------- Not Applicable Schedule 13G Issuer: Optimark Holdings, Inc Page 6 of 6 SIGNATURES After reasonable inquiry and to the best of our knowledge and belief, we certify that the information set forth in this statement is true, complete and correct. Date: March 30, 2001 AON CORPORATION By: /s/ Michael A. Conway ---------------------------- Name: Michael A. Conway Title: Senior Vice President VIRGINIA SURETY COMPANY, INC. By: /s/ Michael A. Conway ---------------------------- Name: Michael A. Conway Title: Senior Vice President FORM 13G EXHIBIT INDEX Exhibit No. Exhibit - ----------- ------- 99.1 Agreement Pursuant to Rule 13d-1(k)(1)(iii) EX-99.1 2 0002.txt Exhibit 99.1 JOINT FILING AGREEMENT The undersigned hereby agree and consent, pursuant to Rule 13d-1(k)(1), to the joint filing of all Schedules 13D and/or Schedules 13G (including any amendments thereto) on behalf of such parties with respect to the Optimark Holdings, Inc. Dated: March 30, 2001 AON CORPORATION By: /s/ Michael A. Conway ---------------------------- Name: Michael A. Conway Title: Senior Vice President VIRGINIA SURETY COMPANY, INC. By: /s/ Michael A. Conway ---------------------------- Name: Michael A. Conway Title: Senior Vice President -----END PRIVACY-ENHANCED MESSAGE-----