-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, CjgaypFTX7/dh33hQv5ebGZttVszg0HOsWiBfG4mxjzMgFXJgKmXR9nqWWVgrqFt 9OUbMAWXxryCB6OXxAzpUA== 0000919574-98-000007.txt : 19980112 0000919574-98-000007.hdr.sgml : 19980112 ACCESSION NUMBER: 0000919574-98-000007 CONFORMED SUBMISSION TYPE: SC 13D/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19980109 SROS: NASD SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: HARCOR ENERGY INC CENTRAL INDEX KEY: 0000315272 STANDARD INDUSTRIAL CLASSIFICATION: CRUDE PETROLEUM & NATURAL GAS [1311] IRS NUMBER: 330234380 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13D/A SEC ACT: SEC FILE NUMBER: 005-32045 FILM NUMBER: 98504258 BUSINESS ADDRESS: STREET 1: FIVE POST OAK PARK STREET 2: STE 2220 CITY: HOUSTON STATE: TX ZIP: 77027-3413 BUSINESS PHONE: 7139611804 FORMER COMPANY: FORMER CONFORMED NAME: PANGEA PETROLEUM CO DATE OF NAME CHANGE: 19880120 FORMER COMPANY: FORMER CONFORMED NAME: POLLOCK PETROLEUM INC DATE OF NAME CHANGE: 19840807 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: BARAKETT TIMOTHY R CENTRAL INDEX KEY: 0001039546 STANDARD INDUSTRIAL CLASSIFICATION: [] FILING VALUES: FORM TYPE: SC 13D/A BUSINESS ADDRESS: STREET 1: 590 MADISON AVE STREET 2: 32ND FL CITY: NEW YORK STATE: NY ZIP: 10022 MAIL ADDRESS: STREET 1: 590 MADISON AVE STREET 2: 32ND FL CITY: NEW YORK STATE: NY ZIP: 10022 SC 13D/A 1 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 Amendment No.: 3 Name of Issuer: Harcor Energy, Inc. Title of Class of Securities: Common Stock, $.10 par value CUSIP Number: 411628209 (Name, Address and Telephone Number of Person Authorized To Receive Notices and Communications) John Zoraian, c/o Atticus Holdings, L.L.C., 590 Madison Avenue, 32nd Floor, New York, New York 10022; (212) 829-8100 (Date of Event which Requires Filing of this Statement) December 30, 1997 If the filing person has previously filed a statement on Schedule 13G to report the acquisition which is the subject of this Schedule 13D, and is filing this schedule because of Rule 13d-1(b)(3) or (4), check the following box [ ]. Note: Six copies of this statement, including all exhibits, should be filed with the Commission. See Rule 13d-1(a) for other parties to whom copies are to be sent. *The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). CUSIP No.: 411628209 1. Name of Reporting Person S.S. or I.R.S. Identification No. of Above Person Timothy R. Barakett 2. Check the Appropriate Box if a Member of a Group a. b. 3. SEC Use Only 4. Source of Funds WC 5. Check if Disclosure of Legal Proceedings is Required Pursuant to Items 2(d) or 2(e) 6. Citizenship or Place of Organization Canada Number of Shares Beneficially Owned by Each Reporting Person With: 7. Sole Voting Power: 1,046,600 8. Shared Voting Power: 9. Sole Dispositive Power: 1,046,600 10. Shared Dispositive Power: 11. Aggregate Amount Beneficially Owned by Each Reporting Person 1,046,600 12. Check Box if the Aggregate Amount in Row (11) Excludes Certain Shares 2 13. Percent of Class Represented by Amount in Row (11) 6.43% 14. Type of Reporting Person IN 3 The purpose of this Amendment No. 3 to the previously filed Schedule 13D is to report that the ownership of Timothy R. Barakett (the "Reporting Person") in the Common Stock, $.10 par value (the "Shares"), of Harcor Energy, Inc. (the "Issuer") has decreased from 8.50% to 6.43% of the Shares outstanding. All capitalized terms not defined herein have the definitions given them in the original Schedule 13D. Item 1. Security and Issuer No change. Item 2. Identity and Background No change. Item 3. Source and Amount of Funds or Other Consideration As of the date hereof, the Reporting Person is deemed to beneficially own 1,046,600 Shares. All 1,046,600 Shares are held by either the Partnership, the International Fund or the managed accounts. All the Shares were purchased in open market transactions. The Shares were purchased for an aggregate purchase price of $5,936,446.99. The funds for the purchase of the Shares held in the Partnership, the International Fund or the managed accounts have come from the working capital of the Partnership, the International Fund or the managed accounts. The working capital of these entities includes the proceeds of margin loans entered into in the ordinary course of business with Bear, Stearns & Co., Inc., such loans being secured by the securities owned by them. Item 4. Purpose of Transactions No change. Item 5. Interest in Securities of Issuer As of the date hereof, the Reporting Person is deemed to be the beneficial owner of 1,046,600 Shares. Based on the Issuer's filing on Form 10-Q on November 14, 1997, as of November 14, 1997 there were 16,268,387 Shares outstanding. Therefore, the Reporting Person may be deemed to beneficially own 6.43% of the outstanding Shares. None of the Partnership, the International Fund or any of the managed accounts by itself owns greater than 5% of the outstanding Shares. The Reporting Person has the power to vote, direct the vote, dispose of or direct the disposition of all the Shares that he is 4 deemed to beneficially own. All transactions in the Shares effected by the Reporting Person during the sixty days prior to December 30, 1997 through the date of this filing were effected in open-market transactions and are set forth in Exhibit A hereto. Item 6. Contracts, Arrangements, Understandings or Relationships with Respect to Securities of the Issuer No change. Item 7. Material to be Filed as Exhibits A description of the transactions in the Shares that were effected by the Reporting Person during the sixty days prior to December 30, 1997 through the date of this filing is set forth in Exhibit A hereto. 5 Signature The undersigned, after reasonable inquiry and to the best of his knowledge and belief, certifies that the information set forth in this statement is true, complete and correct. /s/ Timothy R. Barakett _____________________________ Timothy R. Barakett January 9, 1998 6 02090003.AE7 Exhibit A SCHEDULE OF TRANSACTIONS Price Per Share Date Shares Purchased or (Sold) (excluding commission) ____ ________________________ _________________ 10/31/97 10,000 $4.2163 11/07/97 1,000 4.1125 11/24/97 (121,000) 2.8874 11/25/97 (51,200) 2.8931 11/25/97 (68,800) 2.8934 12/30/97 (150,000) 1.6249 12/31/97 (50,000) 1.6246 02090003.AE7 -----END PRIVACY-ENHANCED MESSAGE-----