-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, PmTomizrPAZJczo3QXO2y/Wq2pmD5BCq1JSYhNmHMh5ynJmyXyqBw1ePjPcOE/Kg HviCk10KldBxFGQAubiJFA== 0000899140-96-000442.txt : 19960911 0000899140-96-000442.hdr.sgml : 19960911 ACCESSION NUMBER: 0000899140-96-000442 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19960910 SROS: NASD SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: HARCOR ENERGY INC CENTRAL INDEX KEY: 0000315272 STANDARD INDUSTRIAL CLASSIFICATION: CRUDE PETROLEUM & NATURAL GAS [1311] IRS NUMBER: 330234380 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-32045 FILM NUMBER: 96628015 BUSINESS ADDRESS: STREET 1: FIVE POST OAK PARK STREET 2: STE 2220 CITY: HOUSTON STATE: TX ZIP: 77027-3413 BUSINESS PHONE: 7139611804 FORMER COMPANY: FORMER CONFORMED NAME: PANGEA PETROLEUM CO DATE OF NAME CHANGE: 19880120 FORMER COMPANY: FORMER CONFORMED NAME: POLLOCK PETROLEUM INC DATE OF NAME CHANGE: 19840807 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: PECKS MANAGEMENT PARTNERS LTD /NY/ /ADV CENTRAL INDEX KEY: 0000865599 STANDARD INDUSTRIAL CLASSIFICATION: [] IRS NUMBER: 113015963 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: ONE ROCKEFELLER PLAZA STE 320 CITY: NEW YORK STATE: NY ZIP: 10020 BUSINESS PHONE: 2123321333 MAIL ADDRESS: STREET 1: ONE ROCKEFELLER PLAZA CITY: NEW YORK STATE: NY ZIP: 10020 FORMER COMPANY: FORMER CONFORMED NAME: PECKS MANAGEMENT PARTNERS LTD /NY/ /ADV DATE OF NAME CHANGE: 19960909 SC 13G/A 1 AMENDMENT NO. 1 1 ------------------------------- OMB APPROVAL ------------------------------- OMB Number: 3235-0145 Expires: December 31, 1997 Estimated average burden hours per response.....14.90 ------------------------------- UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 2)* HARCOR ENERGY, INC. (Name of Issuer) Common Stock, par value $.10 per share (Title of Class of Securities) 411628209 (CUSIP Number) Check the following box if a fee is being paid with this statement [ ] . (A fee is not required only if the filing person: (1) has a previous statement on file reporting beneficial ownership of more than five percent of the class of securities described in Item 1; and (2) has filed no amendment subsequent thereto reporting beneficial ownership of five percent or less of such class.) (See Rule 13d-7). *The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. The information required on the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). 2 - -------------------------------------------- CUSIP No. 411628209 - -------------------------------------------- - ----------------------------------------------------------------------------- 1 NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON Pecks Management Partners Ltd. - ----------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [ ] (b) [X] - ----------------------------------------------------------------------------- 3 SEC USE ONLY - ----------------------------------------------------------------------------- 4 CITIZENSHIP OR PLACE OF ORGANIZATION New York - ----------------------------------------------------------------------------- 5 SOLE VOTING POWER -0- -------------------------------------------------------- NUMBER OF 6 SHARED VOTING POWER SHARES BENEFICIALLY -0- OWNED BY -------------------------------------------------------- EACH 7 SOLE DISPOSITIVE POWER REPORTING PERSON -0- WITH -------------------------------------------------------- 8 SHARED DISPOSITIVE POWER -0- - ----------------------------------------------------------------------------- 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON -0- - ----------------------------------------------------------------------------- 10 CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* Not Applicable - ----------------------------------------------------------------------------- 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 0% - ----------------------------------------------------------------------------- 12 TYPE OF REPORTING PERSON* IA - ----------------------------------------------------------------------------- *SEE INSTRUCTION BEFORE FILLING OUT! 3 Item 1(a). Name of Issuer HarCor Energy, Inc. (the "Company") Item 1(b). Address of Issuer's Principal Executive Offices Five Post Oak Park 4400 Post Oak Parkway Suite 2220 Houston, TX 77027 Item 2(a). Name of Person Filing Pecks Management Partners Ltd. ("Pecks") Item 2(b). Address of Principal Business Office One Rockefeller Plaza New York, NY 10020 Item 2(c). Citizenship New York Item 2(d). Title of Class of Securities Common Stock, par value $.10 per share, of the Company (the "Common Stock") Item 2(e). CUSIP Number 411628209 Item 3(e). Pecks is filing this Schedule 13G as an Investment Advisor registered under section 203 of the Investment Advisors Act of 1940. Item 4. Ownership (a) Amount Beneficially Owned: -0- (b) Percent of Class: 0% (c) Number of shares as to which such person has: (i) sole power to vote or to direct the vote: -0- (ii) shared power to vote or to direct the vote: -0- (iii) sole power to dispose or to direct the disposition of: -0- (iv) shared power to dispose or to direct the disposition of: -0- 4 Item 5. Ownership of Five Percent or Less of a Class This statement is being filed to report the fact that as of the date hereof the Company has ceased to be the beneficial owner of more than five percent of the class of securities. Item 6. Ownership of More than Five Percent on Behalf of Another Person Not Applicable Item 7. Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company Not Applicable Item 8. Identification and Classification of Members of the Group Not Applicable Item 9. Notice of Dissolution of Group Not Applicable Item 10. Certification By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were acquired in the ordinary course of business and were not acquired for the purpose of and do not have the effect of changing or influencing the control of the issuer of such securities and were not acquired in connection with or as a participant in any transaction having such purposes or effect. 5 SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Dated: September 10, 1996 PECKS MANAGEMENT PARTNERS LTD. By: /s/ Arthur W. Berry Arthur W. Berry Managing Director -----END PRIVACY-ENHANCED MESSAGE-----