-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, ORhC/ZkZCGy592aGjsvrOhMYpy5+raFJkGTAJyZA3IFEkj/qJm546Q3ADjrVLYYM xXFzTbanJ32jPkVOnQEWNg== 0001104659-07-017142.txt : 20070307 0001104659-07-017142.hdr.sgml : 20070307 20070307173517 ACCESSION NUMBER: 0001104659-07-017142 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20070305 FILED AS OF DATE: 20070307 DATE AS OF CHANGE: 20070307 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: DEERE & CO CENTRAL INDEX KEY: 0000315189 STANDARD INDUSTRIAL CLASSIFICATION: FARM MACHINERY & EQUIPMENT [3523] IRS NUMBER: 362382580 STATE OF INCORPORATION: DE FISCAL YEAR END: 1031 BUSINESS ADDRESS: STREET 1: ONE JOHN DEERE PLACE CITY: MOLINE STATE: IL ZIP: 61265-8098 BUSINESS PHONE: (309) 765-5688 MAIL ADDRESS: STREET 1: ONE JOHN DEERE PLACE CITY: MOLINE STATE: IL ZIP: 61265-8098 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: JENKINS JAMES R CENTRAL INDEX KEY: 0001196260 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-04121 FILM NUMBER: 07678731 BUSINESS ADDRESS: BUSINESS PHONE: 3097654675 MAIL ADDRESS: STREET 1: DEERE & COMPANY STREET 2: ONE JOHN DEERE PLACE CITY: MOLINE STATE: IL ZIP: 61265 4 1 a4.xml 4 X0202 4 2007-03-05 0 0000315189 DEERE & CO DE 0001196260 JENKINS JAMES R DEERE & COMPANY ONE JOHN DEERE PLACE MOLINE IL 61265 0 1 0 0 Senior V.P. & General Counsel $ 1 Par Common Stock 2007-03-05 4 M 0 6423 45.80 A 72455 D $ 1 Par Common Stock 2007-03-05 4 S 0 6423 103.90 D 66032 D $ 1 Par Common Stock 2007-03-05 4 M 0 2040 61.64 A 68072 D $ 1 Par Common Stock 2007-03-05 4 S 0 2040 104.75 D 66032 D $ 1 Par Common Stock 2007-03-05 4 M 0 2070 61.64 A 68102 D $ 1 Par Common Stock 2007-03-05 4 S 0 2070 103.90 D 66032 D $ 1 Par Common Stock 2007-03-05 4 M 0 7503 69.37 A 73535 D $ 1 Par Common Stock 2007-03-05 4 S 0 7503 103.90 D 66032 D $ 1 Par Common Stock 2007-03-05 4 M 0 2040 68.88 A 68072 D $ 1 Par Common Stock 2007-03-05 4 S 0 2040 105.00 D 66032 D $ 1 Par Common Stock 2007-03-05 4 M 0 4095 68.88 A 70127 D $ 1 Par Common Stock 2007-03-05 4 S 0 4095 103.90 D 66032 D $ 1 Par Common Stock 2007-03-05 4 M 0 2500 69.37 A 68532 D $ 1 Par Common Stock 2007-03-05 4 S 0 2500 106.54 D 66032 D $ 1 Par Common Stock 2007-03-06 4 M 0 3200 45.80 A 69232 D $ 1 Par Common Stock 2007-03-06 4 S 0 3200 106.90 D 66032 D $ 1 Par Common Stock 2007-03-06 4 M 0 2040 61.64 A 68072 D $ 1 Par Common Stock 2007-03-06 4 S 0 2040 107.75 D 66032 D Market Priced Options 45.80 2007-03-05 4 M 0 6423 0.0 D 2012-12-11 Common Stock 6423 9200 D Market Priced Options 61.64 2007-03-05 4 M 0 4110 0.0 D 2013-12-10 Common Stock 4110 16350 D Market Priced Options 69.37 2007-03-05 4 M 0 10003 0.0 D 2014-12-08 Common Stock 10003 26772 D Market Priced Options 68.88 2007-03-05 4 M 0 6135 0.0 D 2015-12-07 Common Stock 6135 23910 D Market Priced Options 45.80 2007-03-06 4 M 0 3200 0.0 D 2012-12-11 Common Stock 3200 6000 D Market Priced Options 61.64 2007-03-06 4 M 0 2040 0.0 D 2013-12-10 Common Stock 2040 14310 D References to Deere & Company stock include associated preferred stock rights. Exercise of Rule 16b-3 options and related sale of shares pursuant to a Rule 10(b)5-1 stock option exercise plan executed on December 7, 2006. All options include the ability to withhold shares upon the exercise of the options to satisfy income tax obligations. Includes 52,943 restricted stock units subject to restrictions or limitations under the John Deere Omnibus Equity and Incentive Plan. Shares are not held by reporting person during the period of limitation or restriction. Units include the ability to have shares withheld to satisfy income tax obligations. The options become exercisable in three approximately equal installments on December 11, 2003, 2004 and 2005. The options become exercisable in three approximately equal installments on December 10, 2004, 2005 and 2006. The options become exercisable in three approximately equal installments on December 8, 2005, 2006 and 2007. The options become exercisable in three approximately equal installments on December 7, 2006, 2007 and 2008. /s/ Paul Wilczynski, Assistant Secretary, Deere & Company, Under Power of Attorney 2007-03-07 -----END PRIVACY-ENHANCED MESSAGE-----