0000315189-21-000023.txt : 20210603 0000315189-21-000023.hdr.sgml : 20210603 20210603130256 ACCESSION NUMBER: 0000315189-21-000023 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210602 FILED AS OF DATE: 20210603 DATE AS OF CHANGE: 20210603 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: May John C II CENTRAL INDEX KEY: 0001556144 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-04121 FILM NUMBER: 21991920 MAIL ADDRESS: STREET 1: DEERE & COMPANY STREET 2: ONE JOHN DEERE PLACE CITY: MOLINE STATE: IL ZIP: 61265 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: DEERE & CO CENTRAL INDEX KEY: 0000315189 STANDARD INDUSTRIAL CLASSIFICATION: FARM MACHINERY & EQUIPMENT [3523] IRS NUMBER: 362382580 STATE OF INCORPORATION: DE FISCAL YEAR END: 1031 BUSINESS ADDRESS: STREET 1: ONE JOHN DEERE PLACE CITY: MOLINE STATE: IL ZIP: 61265-8098 BUSINESS PHONE: (309) 765-8000 MAIL ADDRESS: STREET 1: ONE JOHN DEERE PLACE CITY: MOLINE STATE: IL ZIP: 61265-8098 4 1 primary_doc.xml PRIMARY DOCUMENT X0306 4 2021-06-02 0 0000315189 DEERE & CO DE 0001556144 May John C II DEERE & COMPANY ONE JOHN DEERE PLACE MOLINE IL 61265 0 1 0 0 CEO & President $1 Par Common Stock 2021-06-02 4 M 0 5076 151.95 A 78949 D $1 Par Common Stock 2021-06-02 4 S 0 1880 356.269 D 77069 D $1 Par Common Stock 2021-06-02 4 S 0 300 357.41 D 76769 D $1 Par Common Stock 2021-06-02 4 S 0 500 359.012 D 76269 D $1 Par Common Stock 2021-06-02 4 S 0 900 360.069 D 75369 D $1 Par Common Stock 2021-06-02 4 S 0 700 361.491 D 74669 D $1 Par Common Stock 2021-06-02 4 S 0 696 362.408 D 73973 D $1 Par Common Stock 2021-06-02 4 S 0 100 363.46 D 73873 D $1 Par Common Stock 2021-06-02 4 M 0 9347 148.14 A 83220 D $1 Par Common Stock 2021-06-02 4 S 0 3492 356.284 D 79728 D $1 Par Common Stock 2021-06-02 4 S 0 500 357.292 D 79228 D $1 Par Common Stock 2021-06-02 4 S 0 791 358.713 D 78437 D $1 Par Common Stock 2021-06-02 4 S 0 1481 359.901 D 76956 D $1 Par Common Stock 2021-06-02 4 S 0 701 360.725 D 76255 D $1 Par Common Stock 2021-06-02 4 S 0 1602 361.822 D 74653 D $1 Par Common Stock 2021-06-02 4 S 0 680 362.561 D 73973 D $1 Par Common Stock 2021-06-02 4 S 0 100 364.13 D 73873 D $1 Par Common Stock 2021-06-02 4 M 0 24913 169.7 A 98786 D $1 Par Common Stock 2021-06-02 4 S 0 9224 356.826 D 89562 D $1 Par Common Stock 2021-06-02 4 S 0 1371 357.236 D 88191 D $1 Par Common Stock 2021-06-02 4 S 0 900 358.549 D 87291 D $1 Par Common Stock 2021-06-02 4 S 0 4165 359.46 D 83126 D $1 Par Common Stock 2021-06-02 4 S 0 2535 360.377 D 80591 D $1 Par Common Stock 2021-06-02 4 S 0 2725 361.571 D 77866 D $1 Par Common Stock 2021-06-02 4 S 0 3793 362.319 D 74073 D $1 Par Common Stock 2021-06-02 4 S 0 200 364.788 D 73873 D Market Priced Options 151.95 2021-06-02 4 M 0 5076 0 D 2020-12-13 2027-12-13 Common Stock 5076 0 D Market Priced Options 148.14 2021-06-02 4 M 0 9347 0 D 2028-12-12 Common Stock 9347 4605 D Market Priced Options 169.7 2021-06-02 4 M 0 24913 0 D 2020-12-11 2029-12-11 Common Stock 24913 48362 D Exercise of Rule 16b-3 options and related sales of shares pursuant to Rule 10(b)5-1 stock option exercise plan adopted on March 4, 2021. The sale price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $355.92 to $356.79, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the U. S. Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes 2 to 24. The sale price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $356.96 to $357.90, inclusive. The sale price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $358.70 to $359.34, inclusive. The sale price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $359.72 to $360.52, inclusive. The sale price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $360.87 to $361.85, inclusive. The sale price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $361.89 to $362.83, inclusive. The sale price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $363.44 to $363.64, inclusive. The sale price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $355.84 to $356.81, inclusive. The sale price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $356.89 to $357.70, inclusive. The sale price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $358.25 to $358.98, inclusive. The sale price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $359.34 to $360.29, inclusive. The sale price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $360.34 to $361.13, inclusive. The sale prices reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $361.37 to $362.20, inclusive. The sale price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from 362.43 to $362.78, inclusive. The sale price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $364.13 to $364.18, inclusive. The sale price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $355.87 to $356.81, inclusive. The sale price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $356.87 to $357.70, inclusive. The sale price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $357.90 to $358.89, inclusive. The sale price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $358.92 to $359.91, inclusive. The sale price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $359.93 to $360.92, inclusive. The sale price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $360.94 to $361.93, inclusive. The sale price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $361.95 to $362.83, inclusive. The sale price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $364.60 to $364.97, inclusive. Includes 23,453 restricted stock units under the John Deere Omnibus Equity and Incentive Plan and the John Deere 2020 Equity and Incentive Plan to be settled solely in shares. Units include the ability to have shares withheld to satisfy income tax obligations. All options include the ability to withhold shares upon the exercise of the option to satisfy income tax obligations. The options became exercisable in two approximately equal tranches on December 12, 2019 and 2020. /s/ Paul Wilczynski, Assistant Secretary, Deere & Company, Under Power of Attorney 2021-06-03