0000315189-21-000001.txt : 20210106 0000315189-21-000001.hdr.sgml : 20210106 20210106122953 ACCESSION NUMBER: 0000315189-21-000001 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210104 FILED AS OF DATE: 20210106 DATE AS OF CHANGE: 20210106 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Jones Mary K.W. CENTRAL INDEX KEY: 0001566435 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-04121 FILM NUMBER: 21509642 MAIL ADDRESS: STREET 1: DEERE & COMPANY STREET 2: ONE JOHN DEERE PLACE CITY: MOLINE STATE: IL ZIP: 61265 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: DEERE & CO CENTRAL INDEX KEY: 0000315189 STANDARD INDUSTRIAL CLASSIFICATION: FARM MACHINERY & EQUIPMENT [3523] IRS NUMBER: 362382580 STATE OF INCORPORATION: DE FISCAL YEAR END: 1101 BUSINESS ADDRESS: STREET 1: ONE JOHN DEERE PLACE CITY: MOLINE STATE: IL ZIP: 61265-8098 BUSINESS PHONE: (309) 765-8000 MAIL ADDRESS: STREET 1: ONE JOHN DEERE PLACE CITY: MOLINE STATE: IL ZIP: 61265-8098 4 1 primary_doc.xml PRIMARY DOCUMENT X0306 4 2021-01-04 0 0000315189 DEERE & CO DE 0001566435 Jones Mary K.W. DEERE & COMPANY ONE JOHN DEERE PLACE MOLINE IL 61265 0 1 0 0 Sr VP, General Counsel & PA $1 Par Common Stock 2021-01-04 4 M 0 30918 79.24 A 95508 D $1 Par Common Stock 2021-01-04 4 S 0 400 264.258 D 95108 D $1 Par Common Stock 2021-01-04 4 S 0 1571 265.393 D 93537 D $1 Par Common Stock 2021-01-04 4 S 0 5746 266.532 D 87791 D $1 Par Common Stock 2021-01-04 4 S 0 8511 267.607 D 79280 D $1 Par Common Stock 2021-01-04 4 S 0 4493 268.683 D 74787 D $1 Par Common Stock 2021-01-04 4 S 0 2000 269.674 D 72787 D $1 Par Common Stock 2021-01-04 4 S 0 5500 271.853 D 67287 D $1 Par Common Stock 2021-01-04 4 S 0 2597 272.298 D 64690 D $1 Par Common Stock 2021-01-04 4 S 0 100 273.58 D 64590 D $1 Par Common Stock 2021-01-04 4 M 0 23463 100.55 A 88053 D $1 Par Common Stock 2021-01-04 4 S 0 300 264.397 D 87753 D $1 Par Common Stock 2021-01-04 4 S 0 1499 265.532 D 86254 D $1 Par Common Stock 2021-01-04 4 S 0 4346 266.586 D 81908 D $1 Par Common Stock 2021-01-04 4 S 0 5738 267.553 D 76170 D $1 Par Common Stock 2021-01-04 4 S 0 3870 268.725 D 72300 D $1 Par Common Stock 2021-01-04 4 S 0 1300 269.839 D 71000 D $1 Par Common Stock 2021-01-04 4 S 0 4695 271.959 D 66305 D $1 Par Common Stock 2021-01-04 4 S 0 1615 272.825 D 64690 D $1 Par Common Stock 2021-01-04 4 S 0 100 273.58 D 64590 D $1 Par Common Stock 2021-01-04 4 M 0 4845 151.95 A 69435 D $1 Par Common Stock 2021-01-04 4 S 0 500 265.56 D 68935 D $1 Par Common Stock 2021-01-04 4 S 0 600 266.415 D 68335 D $1 Par Common Stock 2021-01-04 4 S 0 1245 267.569 D 67090 D $1 Par Common Stock 2021-01-04 4 S 0 700 268.699 D 66390 D $1 Par Common Stock 2021-01-04 4 S 0 300 270.058 D 66090 D $1 Par Common Stock 2021-01-04 4 S 0 1200 272.013 D 64890 D $1 Par Common Stock 2021-01-04 4 S 0 300 272.707 D 64590 D Market Priced Options 79.24 2021-01-04 4 M 0 30918 0 D 2025-12-09 Common Stock 30918 0 D Market Priced Options 100.55 2021-01-04 4 M 0 23463 0 D 2026-12-14 Common Stock 23463 0 D Market Priced Options 151.95 2021-01-04 4 M 0 4835 0 D 2027-12-13 Common Stock 4835 9845 D Exercise of Rule 16b-3 options and related sales of shares pursuant to Rule 10(b)5-1 stock option exercise plan adopted on August 31, 2020. The sale price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $264.02 to $264.51, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the U.S. Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes 2 to 24. The sale price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $265.03 to $265.96, inclusive. The sale price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $266.03 to $267.02, inclusive. The sale price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $267.04 to $268.04, inclusive. The sale price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $268.10 to $269.04, inclusive. The sale price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $269.44 to $270.10, inclusive. The sale price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $271.48 to $272.41, inclusive. The sale price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $272.50 to $273.41, inclusive. The sale price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $264.02 to $264.85, inclusive. The sale price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $265.08 to $266.03, inclusive. The sale price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $266.08 to $267.07, inclusive. The sale price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $267.08 to $268.04, inclusive. The sale price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $268.10 to $269.08, inclusive. The sale price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $269.52 to $270.48, inclusive. The sale price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $271.53 to $272.45, inclusive. The sale price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $272.55 to $273.06, inclusive. The sale price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $265.09 to $266.06, inclusive. The sale price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $266.10 to $266.81, inclusive. The sale price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $267.16 to $267.90, inclusive. The sale price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $268.32 to $269.05, inclusive. The sale price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $269.64 to $270.62, inclusive. The sale price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $271.54 to $272.54, inclusive. The sale price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $272.55 to $272.86, inclusive. Includes 21,702 restricted stock units under the John Deere Omnibus Equity and Incentive Plan and the John Deere 2020 Equity and Incentive Plan to be settled solely in shares. Units include the ability to have shares withheld to satisfy income tax obligations. All options include the ability to withhold shares upon the exercise of the option to satisfy income tax obligations. The options became exercisable in three approximately equal tranches on December 9, 2016, 2017, and 2018. The options became exercisable in three approximately equal tranches on December 14, 2017, 2018, and 2019. The options became exercisable in three approximately equal tranches on December 13, 2018, 2019, and 2020. /s/Paul Wilczynski, Assistant Secretary, Deere & Company, Under Power of Attorney 2021-01-05