0000315189-21-000001.txt : 20210106
0000315189-21-000001.hdr.sgml : 20210106
20210106122953
ACCESSION NUMBER: 0000315189-21-000001
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20210104
FILED AS OF DATE: 20210106
DATE AS OF CHANGE: 20210106
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Jones Mary K.W.
CENTRAL INDEX KEY: 0001566435
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-04121
FILM NUMBER: 21509642
MAIL ADDRESS:
STREET 1: DEERE & COMPANY
STREET 2: ONE JOHN DEERE PLACE
CITY: MOLINE
STATE: IL
ZIP: 61265
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: DEERE & CO
CENTRAL INDEX KEY: 0000315189
STANDARD INDUSTRIAL CLASSIFICATION: FARM MACHINERY & EQUIPMENT [3523]
IRS NUMBER: 362382580
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1101
BUSINESS ADDRESS:
STREET 1: ONE JOHN DEERE PLACE
CITY: MOLINE
STATE: IL
ZIP: 61265-8098
BUSINESS PHONE: (309) 765-8000
MAIL ADDRESS:
STREET 1: ONE JOHN DEERE PLACE
CITY: MOLINE
STATE: IL
ZIP: 61265-8098
4
1
primary_doc.xml
PRIMARY DOCUMENT
X0306
4
2021-01-04
0
0000315189
DEERE & CO
DE
0001566435
Jones Mary K.W.
DEERE & COMPANY
ONE JOHN DEERE PLACE
MOLINE
IL
61265
0
1
0
0
Sr VP, General Counsel & PA
$1 Par Common Stock
2021-01-04
4
M
0
30918
79.24
A
95508
D
$1 Par Common Stock
2021-01-04
4
S
0
400
264.258
D
95108
D
$1 Par Common Stock
2021-01-04
4
S
0
1571
265.393
D
93537
D
$1 Par Common Stock
2021-01-04
4
S
0
5746
266.532
D
87791
D
$1 Par Common Stock
2021-01-04
4
S
0
8511
267.607
D
79280
D
$1 Par Common Stock
2021-01-04
4
S
0
4493
268.683
D
74787
D
$1 Par Common Stock
2021-01-04
4
S
0
2000
269.674
D
72787
D
$1 Par Common Stock
2021-01-04
4
S
0
5500
271.853
D
67287
D
$1 Par Common Stock
2021-01-04
4
S
0
2597
272.298
D
64690
D
$1 Par Common Stock
2021-01-04
4
S
0
100
273.58
D
64590
D
$1 Par Common Stock
2021-01-04
4
M
0
23463
100.55
A
88053
D
$1 Par Common Stock
2021-01-04
4
S
0
300
264.397
D
87753
D
$1 Par Common Stock
2021-01-04
4
S
0
1499
265.532
D
86254
D
$1 Par Common Stock
2021-01-04
4
S
0
4346
266.586
D
81908
D
$1 Par Common Stock
2021-01-04
4
S
0
5738
267.553
D
76170
D
$1 Par Common Stock
2021-01-04
4
S
0
3870
268.725
D
72300
D
$1 Par Common Stock
2021-01-04
4
S
0
1300
269.839
D
71000
D
$1 Par Common Stock
2021-01-04
4
S
0
4695
271.959
D
66305
D
$1 Par Common Stock
2021-01-04
4
S
0
1615
272.825
D
64690
D
$1 Par Common Stock
2021-01-04
4
S
0
100
273.58
D
64590
D
$1 Par Common Stock
2021-01-04
4
M
0
4845
151.95
A
69435
D
$1 Par Common Stock
2021-01-04
4
S
0
500
265.56
D
68935
D
$1 Par Common Stock
2021-01-04
4
S
0
600
266.415
D
68335
D
$1 Par Common Stock
2021-01-04
4
S
0
1245
267.569
D
67090
D
$1 Par Common Stock
2021-01-04
4
S
0
700
268.699
D
66390
D
$1 Par Common Stock
2021-01-04
4
S
0
300
270.058
D
66090
D
$1 Par Common Stock
2021-01-04
4
S
0
1200
272.013
D
64890
D
$1 Par Common Stock
2021-01-04
4
S
0
300
272.707
D
64590
D
Market Priced Options
79.24
2021-01-04
4
M
0
30918
0
D
2025-12-09
Common Stock
30918
0
D
Market Priced Options
100.55
2021-01-04
4
M
0
23463
0
D
2026-12-14
Common Stock
23463
0
D
Market Priced Options
151.95
2021-01-04
4
M
0
4835
0
D
2027-12-13
Common Stock
4835
9845
D
Exercise of Rule 16b-3 options and related sales of shares pursuant to Rule 10(b)5-1 stock option exercise plan adopted on August 31, 2020.
The sale price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $264.02 to $264.51, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the U.S. Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes 2 to 24.
The sale price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $265.03 to $265.96, inclusive.
The sale price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $266.03 to $267.02, inclusive.
The sale price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $267.04 to $268.04, inclusive.
The sale price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $268.10 to $269.04, inclusive.
The sale price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $269.44 to $270.10, inclusive.
The sale price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $271.48 to $272.41, inclusive.
The sale price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $272.50 to $273.41, inclusive.
The sale price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $264.02 to $264.85, inclusive.
The sale price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $265.08 to $266.03, inclusive.
The sale price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $266.08 to $267.07, inclusive.
The sale price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $267.08 to $268.04, inclusive.
The sale price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $268.10 to $269.08, inclusive.
The sale price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $269.52 to $270.48, inclusive.
The sale price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $271.53 to $272.45, inclusive.
The sale price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $272.55 to $273.06, inclusive.
The sale price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $265.09 to $266.06, inclusive.
The sale price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $266.10 to $266.81, inclusive.
The sale price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $267.16 to $267.90, inclusive.
The sale price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $268.32 to $269.05, inclusive.
The sale price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $269.64 to $270.62, inclusive.
The sale price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $271.54 to $272.54, inclusive.
The sale price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $272.55 to $272.86, inclusive.
Includes 21,702 restricted stock units under the John Deere Omnibus Equity and Incentive Plan and the John Deere 2020 Equity and Incentive Plan to be settled solely in shares. Units include the ability to have shares withheld to satisfy income tax obligations.
All options include the ability to withhold shares upon the exercise of the option to satisfy income tax obligations.
The options became exercisable in three approximately equal tranches on December 9, 2016, 2017, and 2018.
The options became exercisable in three approximately equal tranches on December 14, 2017, 2018, and 2019.
The options became exercisable in three approximately equal tranches on December 13, 2018, 2019, and 2020.
/s/Paul Wilczynski, Assistant Secretary, Deere & Company, Under Power of Attorney
2021-01-05