0000315189-20-000029.txt : 20201203
0000315189-20-000029.hdr.sgml : 20201203
20201203161720
ACCESSION NUMBER: 0000315189-20-000029
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20201202
FILED AS OF DATE: 20201203
DATE AS OF CHANGE: 20201203
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Kalathur Rajesh
CENTRAL INDEX KEY: 0001555586
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-04121
FILM NUMBER: 201367125
MAIL ADDRESS:
STREET 1: DEERE & COMPANY
STREET 2: ONE JOHN DEERE PLACE
CITY: MOLINE
STATE: IL
ZIP: 61265
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: DEERE & CO
CENTRAL INDEX KEY: 0000315189
STANDARD INDUSTRIAL CLASSIFICATION: FARM MACHINERY & EQUIPMENT [3523]
IRS NUMBER: 362382580
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1101
BUSINESS ADDRESS:
STREET 1: ONE JOHN DEERE PLACE
CITY: MOLINE
STATE: IL
ZIP: 61265-8098
BUSINESS PHONE: (309) 765-8000
MAIL ADDRESS:
STREET 1: ONE JOHN DEERE PLACE
CITY: MOLINE
STATE: IL
ZIP: 61265-8098
4
1
primary_doc.xml
PRIMARY DOCUMENT
X0306
4
2020-12-02
0
0000315189
DEERE & CO
DE
0001555586
Kalathur Rajesh
DEERE & COMPANY
ONE JOHN DEERE PLACE
MOLINE
IL
61265
0
1
0
0
President, JD Financial & CIO
$1 Par Common Stock
2020-12-02
4
M
0
24083
86.36
A
75454
D
$1 Par Common Stock
2020-12-02
4
S
0
1456
255.047
D
73998
D
$1 Par Common Stock
2020-12-02
4
S
0
2500
255.999
D
71498
D
$1 Par Common Stock
2020-12-02
4
S
0
2699
256.946
D
68799
D
$1 Par Common Stock
2020-12-02
4
S
0
1500
258.14
D
67299
D
$1 Par Common Stock
2020-12-02
4
S
0
3145
259.091
D
64154
D
$1 Par Common Stock
2020-12-02
4
S
0
700
259.94
D
63454
D
$1 Par Common Stock
2020-12-02
4
S
0
1500
255.12
D
61954
D
$1 Par Common Stock
2020-12-02
4
S
0
2498
256.05
D
59456
D
$1 Par Common Stock
2020-12-02
4
S
0
2800
256.978
D
56656
D
$1 Par Common Stock
2020-12-02
4
S
0
2100
258.369
D
54556
D
$1 Par Common Stock
2020-12-02
4
S
0
2785
259.247
D
51771
D
$1 Par Common Stock
2020-12-02
4
S
0
400
260.089
D
51371
D
$1 Par Common Stock
2020-12-02
4
M
0
20086
87.46
A
71457
D
$1 Par Common Stock
2020-12-02
4
S
0
2500
255.163
D
68957
D
$1 Par Common Stock
2020-12-02
4
S
0
4131
256.196
D
64826
D
$1 Par Common Stock
2020-12-02
4
S
0
4560
256.97
D
60266
D
$1 Par Common Stock
2020-12-02
4
S
0
2600
258.162
D
57666
D
$1 Par Common Stock
2020-12-02
4
S
0
5195
259.082
D
52471
D
$1 Par Common Stock
2020-12-02
4
S
0
1100
259.974
D
51371
D
Market Priced Options
86.36
2020-12-02
4
M
0
24083
0
D
2022-12-12
Common Stock
24083
0
D
Market Priced Options
87.46
2020-12-02
4
M
0
20086
0
D
2023-12-11
Common Stock
20086
0
D
Exercise of Rule 16b-3 options and related sales of shares pursuant to Rules 10(b)5-1 stock option exercise plan adopted on September 11, 2020.
The sale price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $254.51 to $255.40, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the U.S. Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote and in footnotes 3 to 19.
The sale price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $255.53 to $256.52, inclusive.
The sale price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $256.55 to $257.47, inclusive.
The sale price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $257.56 to $258.42, inclusive.
The sale price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $258.60 to $259.56, inclusive.
The sale price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $259.67 to $260.28, inclusive.
The sale price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $254.51 to $255.42, inclusive.
The sale price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $255.53 to $256.47, inclusive.
The sale price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $256.54 to $257.49, inclusive.
The sale price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $257.82 to $258.80, inclusive.
The sale price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $258.90 to $259.90, inclusive.
The sale prices reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $259.99 to $260.28, inclusive.
The sale price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $254.54 to $255.53, inclusive.
The sale price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $255.57 to $256.56, inclusive.
The sale price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $256.57 to $257.55, inclusive.
The sale price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $257.60 to $258.52, inclusive.
The sale price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $258.60 to $259.58, inclusive.
The sale price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $259.67 to $260.28, inclusive.
Includes 8,889 restricted stock units granted under the John Deere Omnibus Equity and Incentive Plan to be settled solely in shares. Units include the ability to have shares withheld to satisfy income tax obligations.
All options include the ability to withhold shares upon the exercise of the option to satisfy income tax obligations.
The options became exercisable in three approximately equal tranches on December 12, 2013, 2014, and 2015.
The options became exercisable in three approximately equal tranches on December 11, 2014, 2015, and 2016.
/s/Paul Wilczynski, Assistant Secretary, Deere & Company, Under Power of Attorney
2020-12-03