0000315189-20-000029.txt : 20201203 0000315189-20-000029.hdr.sgml : 20201203 20201203161720 ACCESSION NUMBER: 0000315189-20-000029 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20201202 FILED AS OF DATE: 20201203 DATE AS OF CHANGE: 20201203 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Kalathur Rajesh CENTRAL INDEX KEY: 0001555586 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-04121 FILM NUMBER: 201367125 MAIL ADDRESS: STREET 1: DEERE & COMPANY STREET 2: ONE JOHN DEERE PLACE CITY: MOLINE STATE: IL ZIP: 61265 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: DEERE & CO CENTRAL INDEX KEY: 0000315189 STANDARD INDUSTRIAL CLASSIFICATION: FARM MACHINERY & EQUIPMENT [3523] IRS NUMBER: 362382580 STATE OF INCORPORATION: DE FISCAL YEAR END: 1101 BUSINESS ADDRESS: STREET 1: ONE JOHN DEERE PLACE CITY: MOLINE STATE: IL ZIP: 61265-8098 BUSINESS PHONE: (309) 765-8000 MAIL ADDRESS: STREET 1: ONE JOHN DEERE PLACE CITY: MOLINE STATE: IL ZIP: 61265-8098 4 1 primary_doc.xml PRIMARY DOCUMENT X0306 4 2020-12-02 0 0000315189 DEERE & CO DE 0001555586 Kalathur Rajesh DEERE & COMPANY ONE JOHN DEERE PLACE MOLINE IL 61265 0 1 0 0 President, JD Financial & CIO $1 Par Common Stock 2020-12-02 4 M 0 24083 86.36 A 75454 D $1 Par Common Stock 2020-12-02 4 S 0 1456 255.047 D 73998 D $1 Par Common Stock 2020-12-02 4 S 0 2500 255.999 D 71498 D $1 Par Common Stock 2020-12-02 4 S 0 2699 256.946 D 68799 D $1 Par Common Stock 2020-12-02 4 S 0 1500 258.14 D 67299 D $1 Par Common Stock 2020-12-02 4 S 0 3145 259.091 D 64154 D $1 Par Common Stock 2020-12-02 4 S 0 700 259.94 D 63454 D $1 Par Common Stock 2020-12-02 4 S 0 1500 255.12 D 61954 D $1 Par Common Stock 2020-12-02 4 S 0 2498 256.05 D 59456 D $1 Par Common Stock 2020-12-02 4 S 0 2800 256.978 D 56656 D $1 Par Common Stock 2020-12-02 4 S 0 2100 258.369 D 54556 D $1 Par Common Stock 2020-12-02 4 S 0 2785 259.247 D 51771 D $1 Par Common Stock 2020-12-02 4 S 0 400 260.089 D 51371 D $1 Par Common Stock 2020-12-02 4 M 0 20086 87.46 A 71457 D $1 Par Common Stock 2020-12-02 4 S 0 2500 255.163 D 68957 D $1 Par Common Stock 2020-12-02 4 S 0 4131 256.196 D 64826 D $1 Par Common Stock 2020-12-02 4 S 0 4560 256.97 D 60266 D $1 Par Common Stock 2020-12-02 4 S 0 2600 258.162 D 57666 D $1 Par Common Stock 2020-12-02 4 S 0 5195 259.082 D 52471 D $1 Par Common Stock 2020-12-02 4 S 0 1100 259.974 D 51371 D Market Priced Options 86.36 2020-12-02 4 M 0 24083 0 D 2022-12-12 Common Stock 24083 0 D Market Priced Options 87.46 2020-12-02 4 M 0 20086 0 D 2023-12-11 Common Stock 20086 0 D Exercise of Rule 16b-3 options and related sales of shares pursuant to Rules 10(b)5-1 stock option exercise plan adopted on September 11, 2020. The sale price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $254.51 to $255.40, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the U.S. Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote and in footnotes 3 to 19. The sale price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $255.53 to $256.52, inclusive. The sale price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $256.55 to $257.47, inclusive. The sale price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $257.56 to $258.42, inclusive. The sale price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $258.60 to $259.56, inclusive. The sale price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $259.67 to $260.28, inclusive. The sale price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $254.51 to $255.42, inclusive. The sale price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $255.53 to $256.47, inclusive. The sale price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $256.54 to $257.49, inclusive. The sale price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $257.82 to $258.80, inclusive. The sale price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $258.90 to $259.90, inclusive. The sale prices reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $259.99 to $260.28, inclusive. The sale price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $254.54 to $255.53, inclusive. The sale price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $255.57 to $256.56, inclusive. The sale price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $256.57 to $257.55, inclusive. The sale price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $257.60 to $258.52, inclusive. The sale price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $258.60 to $259.58, inclusive. The sale price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $259.67 to $260.28, inclusive. Includes 8,889 restricted stock units granted under the John Deere Omnibus Equity and Incentive Plan to be settled solely in shares. Units include the ability to have shares withheld to satisfy income tax obligations. All options include the ability to withhold shares upon the exercise of the option to satisfy income tax obligations. The options became exercisable in three approximately equal tranches on December 12, 2013, 2014, and 2015. The options became exercisable in three approximately equal tranches on December 11, 2014, 2015, and 2016. /s/Paul Wilczynski, Assistant Secretary, Deere & Company, Under Power of Attorney 2020-12-03