0000315189-20-000028.txt : 20201202 0000315189-20-000028.hdr.sgml : 20201202 20201202104820 ACCESSION NUMBER: 0000315189-20-000028 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20201201 FILED AS OF DATE: 20201202 DATE AS OF CHANGE: 20201202 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: CAMPBELL RYAN D CENTRAL INDEX KEY: 0001772144 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-04121 FILM NUMBER: 201362703 MAIL ADDRESS: STREET 1: ONE JOHN DEERE PLACE CITY: MOLINE STATE: IL ZIP: 61265 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: DEERE & CO CENTRAL INDEX KEY: 0000315189 STANDARD INDUSTRIAL CLASSIFICATION: FARM MACHINERY & EQUIPMENT [3523] IRS NUMBER: 362382580 STATE OF INCORPORATION: DE FISCAL YEAR END: 1101 BUSINESS ADDRESS: STREET 1: ONE JOHN DEERE PLACE CITY: MOLINE STATE: IL ZIP: 61265-8098 BUSINESS PHONE: (309) 765-8000 MAIL ADDRESS: STREET 1: ONE JOHN DEERE PLACE CITY: MOLINE STATE: IL ZIP: 61265-8098 4 1 primary_doc.xml PRIMARY DOCUMENT X0306 4 2020-12-01 0 0000315189 DEERE & CO DE 0001772144 CAMPBELL RYAN D ONE JOHN DEERE PLACE MOLINE IL 61265 0 1 0 0 Sr VP & CFO $1 Par Common Stock 2020-12-01 4 M 0 2625 88.185 A 9440 D $1 Par Common Stock 2020-12-01 4 S 0 2625 263.22 D 6815 D $1 Par Common Stock 2020-12-01 4 M 0 6116 79.24 A 12931 D $1 Par Common Stock 2020-12-01 4 S 0 6116 263.22 D 6815 D $1 Par Common Stock 2020-12-01 4 M 0 5672 100.55 A 12487 D $1 Par Common Stock 2020-12-01 4 S 0 5672 263.22 D 6815 D Market Priced Options 88.185 2020-12-01 4 M 0 2625 0 D 2024-12-10 Common Stock 2625 0 D Market Priced Options 79.24 2020-12-01 4 M 0 6116 0 D 2025-12-09 Common Stock 6116 0 D Market Priced Options 100.55 2020-12-01 4 M 0 5672 0 D 2026-12-14 Common Stock 5672 0 D Exercise of Rule 16b-3 options and related sales of shares pursuant to Rule 10(b)5-1 stock option exercise plan adopted on August 31, 2020. Includes 4,154 restricted stock units granted under the John Deere Omnibus Equity and Incentive Plan to be settled solely in shares. Units include the ability to have shares withheld to satisfy income tax obligations. All options include the ability to withhold shares upon the exercise of the option to satisfy income tax obligations. The options became exercisable in three approximately equal tranches on December 10, 2015, 2016, and 2017. The options became exercisable in three approximately equal tranches on December 9, 2016, 2017, and 2018. The options became exercisable in three approximately equal tranches on December 14, 2017, 2018, and 2019. /s/Paul Wilczynski, Assistant Secretary, Deere & Company, Under Power of Attorney 2020-12-01