0000315189-20-000002.txt : 20200221 0000315189-20-000002.hdr.sgml : 20200221 20200221163638 ACCESSION NUMBER: 0000315189-20-000002 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200221 FILED AS OF DATE: 20200221 DATE AS OF CHANGE: 20200221 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: von Pentz Markwart CENTRAL INDEX KEY: 0001411741 STATE OF INCORPORATION: DE FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-04121 FILM NUMBER: 20640593 BUSINESS ADDRESS: STREET 1: DEERE & COMPANY STREET 2: ONE JOHN DEERE PLACE CITY: MOLINE STATE: IL ZIP: 61265 BUSINESS PHONE: (309) 765-5218 MAIL ADDRESS: STREET 1: DEERE & COMPANY STREET 2: ONE JOHN DEERE PLACE CITY: MOLINE STATE: IL ZIP: 61265 FORMER NAME: FORMER CONFORMED NAME: Markwart von Pentz DATE OF NAME CHANGE: 20070906 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: DEERE & CO CENTRAL INDEX KEY: 0000315189 STANDARD INDUSTRIAL CLASSIFICATION: FARM MACHINERY & EQUIPMENT [3523] IRS NUMBER: 362382580 STATE OF INCORPORATION: DE FISCAL YEAR END: 1103 BUSINESS ADDRESS: STREET 1: ONE JOHN DEERE PLACE CITY: MOLINE STATE: IL ZIP: 61265-8098 BUSINESS PHONE: (309) 765-8000 MAIL ADDRESS: STREET 1: ONE JOHN DEERE PLACE CITY: MOLINE STATE: IL ZIP: 61265-8098 4 1 primary_doc.xml PRIMARY DOCUMENT X0306 4 2020-02-21 0 0000315189 DEERE & CO DE 0001411741 von Pentz Markwart DEERE & COMPANY ONE JOHN DEERE PLACE MOLINE IL 61265 0 1 0 0 Pres AgTurf Eur, CIS, Asia, Af $1 Par Common Stock 2020-02-21 4 M 0 7562 79.24 A 67974 D $1 Par Common Stock 2020-02-21 4 S 0 7562 178 D 60412 D Market Priced Options 79.24 2020-02-21 4 M 0 7562 0 D 2025-12-09 Common Stock 7562 9912 D Exercise of Rule 16b-3 options and related sale of shares pursuant to Rule 10(b)5-1 stock option exercise plan adopted on December 19, 2019. Includes 8,500 restricted stock units subject to restrictions or limitations under the John Deere Omnibus Equity and Incentive Plan. Shares are not held by reporting person during the period of limitation or restriction. Units are settled solely in shares and include the ability to have shares withheld to satisfy income tax obligations. All options include the ability to withhold shares upon the exercise of the option to satisfy income tax obligations. The options became exercisable in two approximately equal installments on December 9, 2017 and 2018. /s/ Paul Wilczynski, Assistant Secretary, Deere & Company, Under Power of Attorney 2020-02-21