0000315189-19-000031.txt : 20191216
0000315189-19-000031.hdr.sgml : 20191216
20191216121839
ACCESSION NUMBER: 0000315189-19-000031
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20191213
FILED AS OF DATE: 20191216
DATE AS OF CHANGE: 20191216
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: May John C II
CENTRAL INDEX KEY: 0001556144
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-04121
FILM NUMBER: 191286467
MAIL ADDRESS:
STREET 1: DEERE & COMPANY
STREET 2: ONE JOHN DEERE PLACE
CITY: MOLINE
STATE: IL
ZIP: 61265
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: DEERE & CO
CENTRAL INDEX KEY: 0000315189
STANDARD INDUSTRIAL CLASSIFICATION: FARM MACHINERY & EQUIPMENT [3523]
IRS NUMBER: 362382580
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1103
BUSINESS ADDRESS:
STREET 1: ONE JOHN DEERE PLACE
CITY: MOLINE
STATE: IL
ZIP: 61265-8098
BUSINESS PHONE: (309) 765-8000
MAIL ADDRESS:
STREET 1: ONE JOHN DEERE PLACE
CITY: MOLINE
STATE: IL
ZIP: 61265-8098
4
1
primary_doc.xml
PRIMARY DOCUMENT
X0306
4
2019-12-13
0
0000315189
DEERE & CO
DE
0001556144
May John C II
DEERE & COMPANY
ONE JOHN DEERE PLACE
MOLINE
IL
61265
0
1
0
0
CEO & President
$1 Par Common Stock
2019-12-13
4
M
0
5075
151.95
A
49157
D
$1 Par Common Stock
2019-12-13
4
S
0
5075
173.383
D
44082
D
$1 Par Common Stock
2019-12-16
4
M
0
6417
100.55
A
50499
D
$1 Par Common Stock
2019-12-16
4
S
0
6417
173.9943
D
44082
D
$1 Par Common Stock
2019-12-16
4
M
0
1695
100.55
A
45777
D
$1 Par Common Stock
2019-12-16
4
S
0
1695
174.5613
D
44082
D
Market Priced Options
151.95
2019-12-13
4
M
0
5075
0
D
2027-12-13
Common Stock
5075
5076
D
Market Priced Options
100.55
2019-12-16
4
M
0
8112
0
D
2019-12-14
2026-12-14
Common Stock
8112
0
D
Exercise of Rule 16b-3 options and related sales of shares pursuant to a Rule 10(b)5-1 stock option exercise plan adopted on May 21, 2019.
The sale price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $171.915 to $173.74, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the U.S. Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
The sale price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $173.37 to $174.35, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the U.S. Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
The sale price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $174.365 to $174.88, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the U.S. Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
Includes 21,296 restricted stock units granted under the John Deere Omnibus Equity and Incentive Plan to be settled solely in shares. Units include the ability to have shares withheld to satisfy income tax obligations.
All options include the ability to withhold shares upon the exercise of the option to satisfy income tax obligations.
The options become exercisable in three approximately equal tranches on December 13, 2018, 2019, and 2020.
/s/ Paul Wilczynski, Assistant Secretary, Deere & Company, Under Power of Attorney
2019-12-16