0000315189-19-000020.txt : 20191112 0000315189-19-000020.hdr.sgml : 20191112 20191112105955 ACCESSION NUMBER: 0000315189-19-000020 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20191111 FILED AS OF DATE: 20191112 DATE AS OF CHANGE: 20191112 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Field James M. CENTRAL INDEX KEY: 0001411742 STATE OF INCORPORATION: DE FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-04121 FILM NUMBER: 191207127 BUSINESS ADDRESS: STREET 1: DEERE & COMPANY STREET 2: ONE JOHN DEERE PLACE CITY: MOLINE STATE: IL ZIP: 61265 BUSINESS PHONE: (309) 765-5218 MAIL ADDRESS: STREET 1: DEERE & COMPANY STREET 2: ONE JOHN DEERE PLACE CITY: MOLINE STATE: IL ZIP: 61265 FORMER NAME: FORMER CONFORMED NAME: James M. Field DATE OF NAME CHANGE: 20070906 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: DEERE & CO CENTRAL INDEX KEY: 0000315189 STANDARD INDUSTRIAL CLASSIFICATION: FARM MACHINERY & EQUIPMENT [3523] IRS NUMBER: 362382580 STATE OF INCORPORATION: DE FISCAL YEAR END: 1103 BUSINESS ADDRESS: STREET 1: ONE JOHN DEERE PLACE CITY: MOLINE STATE: IL ZIP: 61265-8098 BUSINESS PHONE: (309) 765-8000 MAIL ADDRESS: STREET 1: ONE JOHN DEERE PLACE CITY: MOLINE STATE: IL ZIP: 61265-8098 4 1 primary_doc.xml PRIMARY DOCUMENT X0306 4 2019-11-11 0 0000315189 DEERE & CO DE 0001411742 Field James M. DEERE & COMPANY ONE JOHN DEERE PLACE MOLINE IL 61265 0 1 0 0 Pres., C&F Division $1 Par Common Stock 2019-11-11 4 M 0 12637 88.185 A 113858 D $1 Par Common Stock 2019-11-11 4 S 0 12637 180 D 101221 D $1 Par Common Stock 2567 I By Trust Market Priced Options 88.185 2019-11-11 4 M 0 12637 0 D 2024-12-10 Common Stock 12637 12636 D Exercise of Rule 16b-3 options and related sale of shares pursuant to Rule 10(b)5-1 stock option exercise plan adopted on August 20, 2019. Includes 53,937 restricted stock units granted under the John Deere Omnibus Equity and Incentive Plan to be settled solely in shares. All options include the ability to withhold shares upon the exercise of the option to satisfy income tax obligations. The options became exercisable in three approximately equal installments on December 10, 2015, 2016, and 2017. /s/ Paul Wilczynski, Assistant Secretary, Deere & Company, Under Power of Attorney 2019-11-12