0000315189-18-000005.txt : 20180116 0000315189-18-000005.hdr.sgml : 20180116 20180116100438 ACCESSION NUMBER: 0000315189-18-000005 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180112 FILED AS OF DATE: 20180116 DATE AS OF CHANGE: 20180116 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Field James M. CENTRAL INDEX KEY: 0001411742 STATE OF INCORPORATION: DE FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-04121 FILM NUMBER: 18527680 BUSINESS ADDRESS: STREET 1: DEERE & COMPANY STREET 2: ONE JOHN DEERE PLACE CITY: MOLINE STATE: IL ZIP: 61265 BUSINESS PHONE: (309) 765-5218 MAIL ADDRESS: STREET 1: DEERE & COMPANY STREET 2: ONE JOHN DEERE PLACE CITY: MOLINE STATE: IL ZIP: 61265 FORMER NAME: FORMER CONFORMED NAME: James M. Field DATE OF NAME CHANGE: 20070906 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: DEERE & CO CENTRAL INDEX KEY: 0000315189 STANDARD INDUSTRIAL CLASSIFICATION: FARM MACHINERY & EQUIPMENT [3523] IRS NUMBER: 362382580 STATE OF INCORPORATION: DE FISCAL YEAR END: 1031 BUSINESS ADDRESS: STREET 1: ONE JOHN DEERE PLACE CITY: MOLINE STATE: IL ZIP: 61265-8098 BUSINESS PHONE: (309) 765-8000 MAIL ADDRESS: STREET 1: ONE JOHN DEERE PLACE CITY: MOLINE STATE: IL ZIP: 61265-8098 4 1 primary_doc.xml PRIMARY DOCUMENT X0306 4 2018-01-12 0 0000315189 DEERE & CO DE 0001411742 Field James M. DEERE & COMPANY ONE JOHN DEERE PLACE MOLINE IL 61265 0 1 0 0 Pres. Ag. & Turf Division $1 Par Common Stock 2018-01-12 4 M 0 22095 87.46 A 95832 D $1 Par Common Stock 2018-01-12 4 S 0 22095 170.0591 D 73737 D $1 Par Common Stock 2567 I By Trust Market Priced Options 87.46 2018-01-12 4 M 0 22095 0 D 2023-12-11 Common Stock 22095 0 D Exercise of Rule 16b-3 options and related sale of shares pursuant to Rule 10(b)5-1 stock option exercise plan adopted on August 24, 2017. The sale price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $170.00 to $170.34, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the U.S. Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Includes 37,765 restricted stock units granted under the John Deere Omnibus Equity and Incentive Plan to be settled solely in shares. All options include the ability to withhold shares upon the exercise of the option to satisfy income tax obligations. The options became exercisable in three approximately equal installments on December 11, 2014, 2015, and 2016. /s/ Paul Wilczynski, Assistant Secretary, Deere & Company, Under Power of Attorney 2018-01-16