0000315189-17-000042.txt : 20171205 0000315189-17-000042.hdr.sgml : 20171205 20171205114220 ACCESSION NUMBER: 0000315189-17-000042 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20171204 FILED AS OF DATE: 20171205 DATE AS OF CHANGE: 20171205 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Howze Marc A CENTRAL INDEX KEY: 0001687891 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-04121 FILM NUMBER: 171239023 MAIL ADDRESS: STREET 1: DEERE & COMPANY STREET 2: ONE JOHN DEERE PLACE CITY: MOLINE STATE: IL ZIP: 61265 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: DEERE & CO CENTRAL INDEX KEY: 0000315189 STANDARD INDUSTRIAL CLASSIFICATION: FARM MACHINERY & EQUIPMENT [3523] IRS NUMBER: 362382580 STATE OF INCORPORATION: DE FISCAL YEAR END: 1031 BUSINESS ADDRESS: STREET 1: ONE JOHN DEERE PLACE CITY: MOLINE STATE: IL ZIP: 61265-8098 BUSINESS PHONE: (309) 765-8000 MAIL ADDRESS: STREET 1: ONE JOHN DEERE PLACE CITY: MOLINE STATE: IL ZIP: 61265-8098 4 1 primary_doc.xml PRIMARY DOCUMENT X0306 4 2017-12-04 0 0000315189 DEERE & CO DE 0001687891 Howze Marc A DEERE & COMPANY ONE JOHN DEERE PLACE MOLINE IL 61265 0 1 0 0 Sr. V.P. & Chief Admin Offcr $1 Par Common Stock 2017-12-04 4 M 0 7731 80.61 A 10111 D $1 Par Common Stock 2017-12-04 4 S 0 7731 151.763 D 2380 D Market Priced Options 80.61 2017-12-04 4 M 0 7731 0 D 2020-12-08 Common Stock 7731 0 D Exercise of Rule 16b-3 options and related sale of shares. The sale price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $151.59 to $152.10, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the U.S. Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Includes 2,380 restricted stock units granted under the John Deere Omnibus Equity and Incentive Plan to be settled solely in shares. All options include the ability to withhold shares upon the exercise of the option to satisfy income tax obligations. The options became exercisable in three approximately equal installments on December 8, 2011, 2012, and 2013. /s/ Paul Wilczynski, Assistant Secretary, Deere & Company, Under Power of Attorney 2017-12-05