0000315189-17-000039.txt : 20171130 0000315189-17-000039.hdr.sgml : 20171130 20171130154707 ACCESSION NUMBER: 0000315189-17-000039 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20171128 FILED AS OF DATE: 20171130 DATE AS OF CHANGE: 20171130 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Field James M. CENTRAL INDEX KEY: 0001411742 STATE OF INCORPORATION: DE FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-04121 FILM NUMBER: 171231233 BUSINESS ADDRESS: STREET 1: DEERE & COMPANY STREET 2: ONE JOHN DEERE PLACE CITY: MOLINE STATE: IL ZIP: 61265 BUSINESS PHONE: (309) 765-5218 MAIL ADDRESS: STREET 1: DEERE & COMPANY STREET 2: ONE JOHN DEERE PLACE CITY: MOLINE STATE: IL ZIP: 61265 FORMER NAME: FORMER CONFORMED NAME: James M. Field DATE OF NAME CHANGE: 20070906 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: DEERE & CO CENTRAL INDEX KEY: 0000315189 STANDARD INDUSTRIAL CLASSIFICATION: FARM MACHINERY & EQUIPMENT [3523] IRS NUMBER: 362382580 STATE OF INCORPORATION: DE FISCAL YEAR END: 1031 BUSINESS ADDRESS: STREET 1: ONE JOHN DEERE PLACE CITY: MOLINE STATE: IL ZIP: 61265-8098 BUSINESS PHONE: (309) 765-8000 MAIL ADDRESS: STREET 1: ONE JOHN DEERE PLACE CITY: MOLINE STATE: IL ZIP: 61265-8098 4 1 primary_doc.xml PRIMARY DOCUMENT X0306 4 2017-11-28 0 0000315189 DEERE & CO DE 0001411742 Field James M. DEERE & COMPANY ONE JOHN DEERE PLACE MOLINE IL 61265 0 1 0 0 Pres. Ag. & Turf Division $1 Common Stock 2017-11-28 4 M 0 25391 74.24 A 94753 D $1 Par Common Stock 2017-11-28 4 S 0 25391 147.9846 D 69362 D $1 Par Common Stock 2017-11-28 4 M 0 23036 86.36 A 92398 D $1 Par Common Stock 2017-11-28 4 S 0 23036 147.9846 D 69362 D $1 Par Common Stock 2567 I By Trust Market Priced Options 74.24 2017-11-28 4 M 0 25391 0 D 2021-12-14 Common Stock 25391 0 D Market Priced Options 86.36 2017-11-28 4 M 0 23036 0 D 2022-12-12 Common Stock 23036 0 D Exercise of Rule 16b-13 options and related sale of shares pursuant to Rule 10(b)5-1 stock option exercise plan adopted on August 24, 2017. The sale price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $147.26 to $148.44, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the U.S. Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Include 38,839 restricted stock units granted under the John Deere Omnibus Equity and Incentive Plan to be settled solely in shares. All options include the ability to withhold units granted under the John Deere Omnibus Equity and Incentive Plan to be settled solely in shares. The options became exercisable in three approximately equal installments on December 14, 2012, 2013, and 2014. The options became exercisable in three approximately equal installments on December 12, 2013, 2014, and 2015. /s/ Paul Wilczynski, Assistant Secretary, Deere & Company, Under Power of Atorney 2017-11-30