0000315189-17-000010.txt : 20170223 0000315189-17-000010.hdr.sgml : 20170223 20170223153741 ACCESSION NUMBER: 0000315189-17-000010 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170222 FILED AS OF DATE: 20170223 DATE AS OF CHANGE: 20170223 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: DEERE & CO CENTRAL INDEX KEY: 0000315189 STANDARD INDUSTRIAL CLASSIFICATION: FARM MACHINERY & EQUIPMENT [3523] IRS NUMBER: 362382580 STATE OF INCORPORATION: DE FISCAL YEAR END: 1031 BUSINESS ADDRESS: STREET 1: ONE JOHN DEERE PLACE CITY: MOLINE STATE: IL ZIP: 61265-8098 BUSINESS PHONE: (309) 765-8000 MAIL ADDRESS: STREET 1: ONE JOHN DEERE PLACE CITY: MOLINE STATE: IL ZIP: 61265-8098 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Jones Mary K.W. CENTRAL INDEX KEY: 0001566435 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-04121 FILM NUMBER: 17632261 MAIL ADDRESS: STREET 1: DEERE & COMPANY STREET 2: ONE JOHN DEERE PLACE CITY: MOLINE STATE: IL ZIP: 61265 4 1 primary_doc.xml PRIMARY DOCUMENT X0306 4 2017-02-22 0 0000315189 DEERE & CO DE 0001566435 Jones Mary K.W. DEERE & COMPANY ONE JOHN DEERE PLACE MOLINE IL 61265 0 1 0 0 Sr. V.P. & General Counsel $1 Par Common Stock 2017-02-22 4 M 0 6941 88.82 A 37336.7781 D $1 Par Common Stock 2017-02-22 4 M 0 10453 39.665 A 47789.7781 D $1 Par Common Stock 2017-02-22 4 F 0 9539 109.3007 D 38520.7781 D $1 Par Common Stock 2017-02-22 4 F 0 2549 109.8083 D 35701.7781 D Market Priced Options 88.82 2017-02-22 4 M 0 6941 0 D 2017-12-05 Common Stock 6941 0 D Market Priced Options 39.665 2017-02-22 4 M 0 10453 0 D 2018-12-17 Common Stock 10453 0 D Exercise of Rule 16b-3 options and related withholding of shares to pay the exercise price and tax withholding obligations pursuant to a Rule 10(b)5-1 stock option exercise plan adopted on December 12, 2016. The sale price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $108.75 to $109.74, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the U.S. Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. The sale price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $109.76 to $109.86, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the U.S. Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Includes 22,829 restricted stock units granted under the John Deere Omnibus Equity and Incentive Plan to be settled solely in shares. All options include the ability to withhold shares upon exercise of the option to satisfy income tax obligations. The options became exercisable in three approximately equal installments on December 5, 2008, 2009, and 2010. The options became exercisable in two installments on December 17, 2010 and December 17, 2011. /s/ Paul Wilczynski, Assistant Secretary, Deere & Company, Under Power of Attorney 2017-02-23