0000315189-16-000118.txt : 20161201
0000315189-16-000118.hdr.sgml : 20161201
20161201172332
ACCESSION NUMBER: 0000315189-16-000118
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20161201
FILED AS OF DATE: 20161201
DATE AS OF CHANGE: 20161201
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: DEERE & CO
CENTRAL INDEX KEY: 0000315189
STANDARD INDUSTRIAL CLASSIFICATION: FARM MACHINERY & EQUIPMENT [3523]
IRS NUMBER: 362382580
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1031
BUSINESS ADDRESS:
STREET 1: ONE JOHN DEERE PLACE
CITY: MOLINE
STATE: IL
ZIP: 61265-8098
BUSINESS PHONE: (309) 765-8000
MAIL ADDRESS:
STREET 1: ONE JOHN DEERE PLACE
CITY: MOLINE
STATE: IL
ZIP: 61265-8098
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Field James M.
CENTRAL INDEX KEY: 0001411742
STATE OF INCORPORATION: DE
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-04121
FILM NUMBER: 162029174
BUSINESS ADDRESS:
STREET 1: ONE JOHN DEERE PLACE
CITY: MOLINE
STATE: IL
ZIP: 61265
BUSINESS PHONE: 000-000-0000
MAIL ADDRESS:
STREET 1: ONE JOHN DEERE PLACE
CITY: MOLINE
STATE: IL
ZIP: 61265
FORMER NAME:
FORMER CONFORMED NAME: James M. Field
DATE OF NAME CHANGE: 20070906
4
1
primary_doc.xml
PRIMARY DOCUMENT
X0306
4
2016-12-01
0
0000315189
DEERE & CO
DE
0001411742
Field James M.
ONE JOHN DEERE PLACE
MOLINE
IL
61265
0
1
0
0
Pre. Ag. & Turf Division
$1 Par Common Stock
2016-12-01
4
M
0
28229
52.25
A
96855
D
$1 Par Common Stock
2016-12-01
4
S
0
28229
101.6662
D
68626
D
$1 Par Common Stock
2016-12-01
4
M
0
21735
80.61
A
90361
D
$1 Par Common Stock
2016-12-01
4
S
0
21735
101.6662
D
68626
D
$1 Par Common Stock
2567
I
By Trust
Market Priced Options
52.25
2016-12-01
4
M
0
28229
0
D
2019-12-09
Common Stock
28229
0
D
Market Priced Options
80.61
2016-12-01
4
M
0
21735
0
D
2020-12-08
Common Stock
21735
0
D
Exercise of Rule 16b-3 options and related sale of shares pursuant to Rule 10(b)5-1 stock option exercise plan adopted on September 6, 2016.
The sale price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $100.73 to $102.13, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the U.S. Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
Includes 44,536 restricted stock units granted under the John Deere Omnibus Equity and Incentive Plan to be settled solely in shares.
All options include the ability to withhold shares upon the exercise of the option to satisfy income tax obligations.
The options became exercisable in three approximately equal installments on December 9, 2010, 2011, and 2012.
The options became exercisable in three approximately equal installments on December 8, 2011, 2012, and 2013.
/s/ Paul Wilczynski, Assistant Secretary, Deere & Company, Under Power of Attorney
2016-12-01