0000315189-16-000115.txt : 20161201 0000315189-16-000115.hdr.sgml : 20161201 20161201092504 ACCESSION NUMBER: 0000315189-16-000115 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20161129 FILED AS OF DATE: 20161201 DATE AS OF CHANGE: 20161201 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: DEERE & CO CENTRAL INDEX KEY: 0000315189 STANDARD INDUSTRIAL CLASSIFICATION: FARM MACHINERY & EQUIPMENT [3523] IRS NUMBER: 362382580 STATE OF INCORPORATION: DE FISCAL YEAR END: 1031 BUSINESS ADDRESS: STREET 1: ONE JOHN DEERE PLACE CITY: MOLINE STATE: IL ZIP: 61265-8098 BUSINESS PHONE: (309) 765-8000 MAIL ADDRESS: STREET 1: ONE JOHN DEERE PLACE CITY: MOLINE STATE: IL ZIP: 61265-8098 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Kalathur Rajesh CENTRAL INDEX KEY: 0001555586 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-04121 FILM NUMBER: 162027040 MAIL ADDRESS: STREET 1: DEERE & COMPANY STREET 2: ONE JOHN DEERE PLACE CITY: MOLINE STATE: IL ZIP: 61265 4 1 primary_doc.xml PRIMARY DOCUMENT X0306 4 2016-11-29 0 0000315189 DEERE & CO DE 0001555586 Kalathur Rajesh DEERE & COMPANY ONE JOHN DEERE PLACE MOLINE IL 61265 0 1 0 0 Senior Vice President & CFO $! Par Common Stock 2016-11-29 4 M 0 5816 48.375 A 28315 D Market Priced Options 48.375 2016-11-29 4 M 0 5816 0 A 2016-12-06 Common Stock 5816 0 D Cash exercise of Rule 16b-3 options pursuant to Rule 10b5-1 stock option exercise plan adopted on September 8, 2016. Includes 13,414 restricted stock units under the John Deere Omnibus Equity and Incentive Plan to be settled solely in shares. All options include the ability to withhold shares upon the exercise of the option to satisfy income tax obligations. The options became exercisable in three approximately equal installments on December 6, 2007, 2008, and 2009. /s/ Paul Wilczynski, Assistant Secretary, Deere & Company, Under Power of Attorney 2016-12-01