0000315189-13-000008.txt : 20130124 0000315189-13-000008.hdr.sgml : 20130124 20130124163448 ACCESSION NUMBER: 0000315189-13-000008 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20130124 FILED AS OF DATE: 20130124 DATE AS OF CHANGE: 20130124 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Mack Michael J CENTRAL INDEX KEY: 0001349264 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-04121 FILM NUMBER: 13545912 MAIL ADDRESS: STREET 1: ONE JOHN DEERE PLACE CITY: MOLINE STATE: IL ZIP: 61265 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: DEERE & CO CENTRAL INDEX KEY: 0000315189 STANDARD INDUSTRIAL CLASSIFICATION: FARM MACHINERY & EQUIPMENT [3523] IRS NUMBER: 362382580 STATE OF INCORPORATION: DE FISCAL YEAR END: 1031 BUSINESS ADDRESS: STREET 1: ONE JOHN DEERE PLACE CITY: MOLINE STATE: IL ZIP: 61265-8098 BUSINESS PHONE: (309) 765-4968 MAIL ADDRESS: STREET 1: ONE JOHN DEERE PLACE CITY: MOLINE STATE: IL ZIP: 61265-8098 4 1 primary_doc.xml PRIMARY DOCUMENT X0306 4 2013-01-24 0 0000315189 DEERE & CO DE 0001349264 Mack Michael J ONE JOHN DEERE PLACE MOLINE IL 61265 0 1 0 0 President, WW C&F Division $1 Par Common Stock 2013-01-24 4 M 0 32237 52.25 A 85776 D $1 Par Common Stock 2013-01-24 4 S 0 32237 93 D 53539 D $1 Par Common Stock 2013-01-24 4 M 0 32560 52.25 A 55560 I By Trust $1 Par Common Stock 2013-01-24 4 S 0 32560 93 D 23000 I By Trust Market Priced Options 52.25 2013-01-24 4 M 0 32237 0 D 2019-12-09 Common Stock 32237 0 D Market Priced Options 52.25 2013-01-24 4 M 0 32560 0 D 2019-12-09 Common Stock 32560 0 I By Trust Exercise of Rule 16b-3 options and related sales of shares pursuant to a Rule 10(b)5-1 option exercise plan executed by reporting person on August 22, 2012. Exercise of Rule 16b-3 options and related sales of shares pursuant to a Rule 10(b)5-1 option exercise plan executed by a family trust on August 22, 2012. Includes 46,017 restricted stock units granted under the John Deere Omnibus Equity and Incentive Plan to be settled solely in shares. All options include the ability to withhold shares upon the exercise of the option to satisfy tax obligations. The options became exercisable in three approximately equal installments on December 9, 2010, December 9, 2011 and December 9, 2012. /s/ Paul Wilczynski, Assistant Secretary, Deere & Company, Under Power of Attorney 2013-01-24