0000315189-13-000004.txt : 20130103 0000315189-13-000004.hdr.sgml : 20130103 20130103110556 ACCESSION NUMBER: 0000315189-13-000004 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20130102 FILED AS OF DATE: 20130103 DATE AS OF CHANGE: 20130103 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: DEERE & CO CENTRAL INDEX KEY: 0000315189 STANDARD INDUSTRIAL CLASSIFICATION: FARM MACHINERY & EQUIPMENT [3523] IRS NUMBER: 362382580 STATE OF INCORPORATION: DE FISCAL YEAR END: 1031 BUSINESS ADDRESS: STREET 1: ONE JOHN DEERE PLACE CITY: MOLINE STATE: IL ZIP: 61265-8098 BUSINESS PHONE: (309) 765-4968 MAIL ADDRESS: STREET 1: ONE JOHN DEERE PLACE CITY: MOLINE STATE: IL ZIP: 61265-8098 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Field James M. CENTRAL INDEX KEY: 0001411742 STATE OF INCORPORATION: DE FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-04121 FILM NUMBER: 13504790 BUSINESS ADDRESS: STREET 1: ONE JOHN DEERE PLACE CITY: MOLINE STATE: IL ZIP: 61265 BUSINESS PHONE: 000-000-0000 MAIL ADDRESS: STREET 1: ONE JOHN DEERE PLACE CITY: MOLINE STATE: IL ZIP: 61265 FORMER NAME: FORMER CONFORMED NAME: James M. Field DATE OF NAME CHANGE: 20070906 4 1 primary_doc.xml PRIMARY DOCUMENT X0306 4 2013-01-02 0 0000315189 DEERE & CO DE 0001411742 Field James M. ONE JOHN DEERE PLACE MOLINE IL 61265 0 1 0 0 Pres.Ag&Turf, Americas, Austr. $1 Par Common Stock 2013-01-02 4 M 0 17086 34.44 A 70498 D $1 Par Common Stock 2013-01-02 4 S 0 17086 87.95 D 53412 D Market Priced Options 34.44 2013-01-02 4 M 0 17086 0 D 2005-12-07 Common Stock 17086 0 D Exercise of Rule 16b-3 options and related sale of shares pursuant to a Rule 10(b)5-1 stock option exercise plan executed on May 21, 2012. All options include the ability to withhold shares upon the exercise of the option to satisfy income tax obligations. Includes 40,572 restricted stock units subject to restrictions or limitations under the John Deere Omnibus Equity and Incentive Plan. Shares are not held by reporting person during the period of limitation or restriction. Units include the ability to have shares withheld to satisfy income tax obligations. The reporting person also indirectly beneficially owns 2,567 shares directly owned by a family trust. The options became exercisable in three approximately equal installments on December 7, 2006, 2007 and 2008. /s/ Paul Wilczynski, Assistant Secretary, Deere & Company, Under Power of Attorney 2013-01-03