0000315189-12-000054.txt : 20121129 0000315189-12-000054.hdr.sgml : 20121129 20121129130458 ACCESSION NUMBER: 0000315189-12-000054 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20121127 FILED AS OF DATE: 20121129 DATE AS OF CHANGE: 20121129 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Israel James CENTRAL INDEX KEY: 0001350112 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-04121 FILM NUMBER: 121231072 MAIL ADDRESS: STREET 1: ONE JOHN DEERE PLACE CITY: MOLINE STATE: IL ZIP: 61265 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: DEERE & CO CENTRAL INDEX KEY: 0000315189 STANDARD INDUSTRIAL CLASSIFICATION: FARM MACHINERY & EQUIPMENT [3523] IRS NUMBER: 362382580 STATE OF INCORPORATION: DE FISCAL YEAR END: 1031 BUSINESS ADDRESS: STREET 1: ONE JOHN DEERE PLACE CITY: MOLINE STATE: IL ZIP: 61265-8098 BUSINESS PHONE: (309) 765-4968 MAIL ADDRESS: STREET 1: ONE JOHN DEERE PLACE CITY: MOLINE STATE: IL ZIP: 61265-8098 4 1 primary_doc.xml PRIMARY DOCUMENT X0306 4 2012-11-27 0 0000315189 DEERE & CO DE 0001350112 Israel James ONE JOHN DEERE PLACE MOLINE IL 61265 0 1 0 0 President,John Deere Financial $1 Par Common Stock 2012-11-27 4 M 0 7012 39.665 A 42855 D $1 Par Common Stock 2012-11-27 4 S 0 7012 84.2 D 35843 D $1 Par Common Stock 2012-11-27 4 M 0 16760 48.375 A 52603 D $1 Par Common Stock 2012-11-27 4 S 0 16760 85.007 D 35843 D $1 Par Common Stock 2012-11-27 4 M 0 7013 39.665 A 26614 I By Trust $1 Par Common Stock 2012-11-27 4 S 0 7013 84.2 D 19601 I By Trust $1 Par Common Stock 2012-11-27 4 M 0 16760 48.375 A 36361 I By Trust $1 Par Common Stock 2012-11-27 4 S 0 16760 85.006 D 19601 I By Trust Market Priced Options 39.665 2012-11-27 4 M 0 7012 0 D 2018-12-17 Common Stock 7012 0 D Market Priced Options 48.375 2012-11-27 4 M 0 16760 0 D 2016-12-06 Common Stock 16760 0 D Market Priced Options 39.665 2012-11-27 4 M 0 7013 0 D 2018-12-17 Common Stock 7013 0 I By Trust Market Priced Options 48.375 2012-11-27 4 M 0 16760 0 D 2016-12-06 Common Stock 16760 0 I By Trust Exercise of Rule 16b-3 employee stock options and related sale of shares pursuant to a Rule 10(b)5-1 option exercise plan executed by reporting person on 22 August 2012. Exercise of Rule 16b-3 employee stock options and related sale of shares pursuant to a Rule 10(b)5-1 option exercise plan executed by a family trust on 22 August 2012. Includes 35,843 restricted stock units granted under the John Deere Omnibus Equity and Incentive Plan to be settled solely in shares. All options include the ability to withhold shares upon the exercise of the option to satisfy income tax obligations. The options became exercisable on December 17, 2011. The options became exercisable in three approximately equal installments on December 6, 2007, 2008 and 2009. /s/ Paul Wilczynski, Assistant Secretary, Deere & Company, Under Power of Attorney 2012-11-29