0000315189-11-000031.txt : 20110520
0000315189-11-000031.hdr.sgml : 20110520
20110520154832
ACCESSION NUMBER: 0000315189-11-000031
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20110520
FILED AS OF DATE: 20110520
DATE AS OF CHANGE: 20110520
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: DEERE & CO
CENTRAL INDEX KEY: 0000315189
STANDARD INDUSTRIAL CLASSIFICATION: FARM MACHINERY & EQUIPMENT [3523]
IRS NUMBER: 362382580
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1031
BUSINESS ADDRESS:
STREET 1: ONE JOHN DEERE PLACE
CITY: MOLINE
STATE: IL
ZIP: 61265-8098
BUSINESS PHONE: (309) 765-4968
MAIL ADDRESS:
STREET 1: ONE JOHN DEERE PLACE
CITY: MOLINE
STATE: IL
ZIP: 61265-8098
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: von Pentz Markwart
CENTRAL INDEX KEY: 0001411741
STATE OF INCORPORATION: DE
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-04121
FILM NUMBER: 11861497
BUSINESS ADDRESS:
STREET 1: ONE JOHN DEERE PLACE
CITY: MOLINE
STATE: IL
ZIP: 61265
BUSINESS PHONE: 000-000-0000
MAIL ADDRESS:
STREET 1: ONE JOHN DEERE PLACE
CITY: MOLINE
STATE: IL
ZIP: 61265
FORMER NAME:
FORMER CONFORMED NAME: Markwart von Pentz
DATE OF NAME CHANGE: 20070906
4
1
primary_doc.xml
PRIMARY DOCUMENT
X0303
4
2011-05-20
0
0000315189
DEERE & CO
DE
0001411741
von Pentz Markwart
ONE JOHN DEERE PLACE
MOLINE
IL
61265
0
1
0
0
Pres.Ag&Turf Div. Eur.,Afr.,ME
$1 Par Common Stock
2011-05-20
4
M
0
3520
34.685
A
31884
D
$1 Par Common Stock
2011-05-20
4
S
0
3520
85.89
D
28364
D
$1 Par Common Stock
2011-05-20
4
M
0
4424
34.44
A
32788
D
$1 Par Common Stock
2011-05-20
4
S
0
4424
85.89
D
28364
D
$1 Par Common Stock
2011-05-20
4
M
0
5998
48.375
A
34362
D
$1 Par Common Stock
2011-05-20
4
S
0
5998
85.89
D
28364
D
$1 Par Common Stock
2011-05-20
4
M
0
28243
39.665
A
56607
D
$1 Par Common Stock
2011-05-20
4
S
0
28243
85.06
D
28364
D
Market Priced Options
34.685
2011-05-20
4
M
0
3520
0
D
2014-12-08
Common Stock
3520
0
D
Market Priced Options
34.44
2011-05-20
4
M
0
4424
0
D
2015-12-07
Common Stock
4424
0
D
Market Priced Options
48.375
2011-05-20
4
M
0
5998
0
D
2016-12-06
Common Stock
5998
0
D
Market Priced Options
39.665
2011-05-20
4
M
0
28243
0
D
2018-12-17
Common Stock
28243
13911
D
Exercise of Rule 16b-3 options and related sale of shares pursuant to a Rule 10(b)5-1 stock option exercise plan executed on February 24, 2011.
All options include the ability to withhold shares upon the exercise of the option to satisfy income tax obligations.
The price reported in Column 4 for this transaction is a weighted average price. These shares were sold in multiple transactions at prices ranging from $85.00 to $85.20, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the U.S. Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
Includes 24,653 restricted stock units subject to restrictions or limitations under the John Deere Omnibus Equity and Incentive Plan. Shares are not held by reporting person during the period of limitation or restriction. Units are settled solely in shares and include the ability to have shares withheld to satisfy income tax obligations.
The options became exercisable on December 8, 2007.
The options became exercisable in two approximately equal installments on December 7, 2006 and 2007.
The options became exercisable in three approximately equal installments on December 6, 2007, 2008 and 2009.
The options became exercisable in two approximately equal installments on December 17, 2009 and 2010.
/s/ Paul Wilczynski, Assistant Secretary, Deere & Company, Under Power of Attorney
2011-05-20