-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, TlwdyLQje9M3PMKOpfYAiF9TazZKSrlfD+hE4jOSO5o2PyGjLlQRHoC4FFUMxPIn 3bsfUF4a3aFX4tzo/pQ+Ng== 0000950129-97-003616.txt : 19970912 0000950129-97-003616.hdr.sgml : 19970912 ACCESSION NUMBER: 0000950129-97-003616 CONFORMED SUBMISSION TYPE: SC 13D/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19970904 SROS: NYSE SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: TANDEM COMPUTERS INC /DE/ CENTRAL INDEX KEY: 0000315180 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRONIC COMPUTERS [3571] IRS NUMBER: 942266618 STATE OF INCORPORATION: DE FISCAL YEAR END: 0930 FILING VALUES: FORM TYPE: SC 13D/A SEC ACT: SEC FILE NUMBER: 005-11574 FILM NUMBER: 97675254 BUSINESS ADDRESS: STREET 1: 19333 VALLCO PKWY CITY: CUPERTINO STATE: CA ZIP: 95014 BUSINESS PHONE: 4082856000 MAIL ADDRESS: STREET 1: 10435 N TANUTA AVE LOC 200 16 CITY: CUPERTINO STATE: CA ZIP: 95014 FORMER COMPANY: FORMER CONFORMED NAME: TCI DELAWARE INC DATE OF NAME CHANGE: 19600201 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: COMPAQ COMPUTER CORP CENTRAL INDEX KEY: 0000714154 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRONIC COMPUTERS [3571] IRS NUMBER: 760011617 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13D/A BUSINESS ADDRESS: STREET 1: 20555 S H 249 CITY: HOUSTON STATE: TX ZIP: 77070 BUSINESS PHONE: 7133700670 MAIL ADDRESS: STREET 1: POST OFFICE BOX 692000 MS 110701 STREET 2: POST OFFICE BOX 692000 MS 110701 CITY: HOUSTON STATE: TX ZIP: 77269-2000 SC 13D/A 1 COMPAQ COMPUTER CORP. & TANDEM COMPUTERS, INC. 1 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 1)* TANDEM COMPUTERS INCORPORATED (Name of Issuer) Common Stock $.025 PAR VALUE (Title of Class of Securities) 875370 10 8 (CUSIP Number) COMPAQ COMPUTER CORPORATION (Name of Persons Filing Statement) J. DAVID CABELLO, ESQ. SENIOR VICE PRESIDENT GENERAL COUNSEL AND SECRETARY COMPAQ COMPUTER CORPORATION 20555 SH 249 HOUSTON, TX 77070 TEL. NO. (281) 370-0670 (Name, Address and Telephone Number of Person Authorized to Receive Notices and Communications) AUGUST 29 , 1997 (Date of Event which Requires Filing of this Statement) If the filing person has previously filed a statement on Schedule 13G to report the acquisition which is the subject of this Schedule 13D, and is filing this statement because of Rule 13d-1(b)(3) or (4), check the following: [ ] * This represents the final amendment. Page 1 of 4 2 SCHEDULE 13D CUSIP NO. 875370-10-8 Page 2 of 4 Pages - -------------------------------------------------------------------------------- 1 NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON Compaq Computer Corporation 76-0011617 - -------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [ ] (b) [X] - -------------------------------------------------------------------------------- 3 SEC USE ONLY - -------------------------------------------------------------------------------- 4 SOURCE OF FUNDS* WC - -------------------------------------------------------------------------------- 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e) [ ] - -------------------------------------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION Delaware - -------------------------------------------------------------------------------- 7 SOLE VOTING POWER NUMBER OF None SHARES ------------------------------------------------- 8 SHARED VOTING POWER BENEFICIALLY None OWNED BY ------------------------------------------------- 9 SOLE DISPOSITIVE POWER EACH None REPORTING ------------------------------------------------- PERSON 10 SHARED DISPOSITIVE POWER WITH None - -------------------------------------------------------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON None - -------------------------------------------------------------------------------- 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES* [ ] - -------------------------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 0% - -------------------------------------------------------------------------------- 14 TYPE OF REPORTING PERSON* HC, CO - -------------------------------------------------------------------------------- *SEE INSTRUCTION BEFORE FILLING OUT! Page 2 of 4 3 This Amendment No. 1 amends the Statement on Schedule 13D filed with the Securities and Exchange Commission on July 2, 1997 (the "Schedule 13D") by Compaq Computer Corporation ("Compaq"). This Amendment No. 1 is filed with respect to the shares of Common Stock, par value $.025 per share (the "Issuer Common Stock"), of Tandem Computers Incorporated (the "Issuer"). Unless otherwise defined herein, all capitalized terms shall have the meanings ascribed to them in the Schedule 13D. Item 5 of the Schedule 13D is hereby amended in its entirety to read as follows: "ITEM 5. INTEREST IN SECURITIES OF THE ISSUER. The merger (the "Merger") of Compaq Project, Inc., a wholly owned subsidiary of Compaq, with and into the Issuer was consummated and became effective on August 29, 1997. The Option granted by the Issuer to Compaq, pursuant to which Compaq had the right, upon the occurrence of certain events, to purchase from the Issuer up to 17,400,000 shares of Issuer Common Stock (or such other number of shares of Issuer Common Stock as at the time of exercise equaled 15% of the then outstanding shares after exercise of the Option) for $22.44 per share, terminated at the effective time of the Merger." Page 3 of 4 4 SIGNATURES After reasonable inquiry and to the best knowledge and belief of the undersigned, the undersigned certifies that the information set forth in this statement is true, complete and correct. Dated: September 2, 1997 COMPAQ COMPUTER CORPORATION By: /s/ Earl L. Mason ------------------------------- Name: Earl L. Mason Title: Senior Vice President and Chief Financial Officer Page 4 of 4 -----END PRIVACY-ENHANCED MESSAGE-----