-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, LmzVXBZIRhVWQho0mI7AZgIP0l+FPZ9IXoKd3dG32EjNh0VLBWdyBFkUb5d7TrPQ NMvBRKYAyo+N72wIfk9VvQ== 0000950137-01-503298.txt : 20010827 0000950137-01-503298.hdr.sgml : 20010827 ACCESSION NUMBER: 0000950137-01-503298 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20010813 FILED AS OF DATE: 20010824 COMPANY DATA: COMPANY CONFORMED NAME: ANDA PARTNERSHIP CENTRAL INDEX KEY: 0001157839 STANDARD INDUSTRIAL CLASSIFICATION: [] OWNER IRS NUMBER: 880132846 STATE OF INCORPORATION: IL FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 3 BUSINESS ADDRESS: STREET 1: TWO NORTH RIVERSIDE PLAZA SUITE 1500 CITY: CHICAGO STATE: IL ZIP: 60606 BUSINESS PHONE: 3124663750 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: AMERICAN CLASSIC VOYAGES CO CENTRAL INDEX KEY: 0000315136 STANDARD INDUSTRIAL CLASSIFICATION: WATER TRANSPORTATION [4400] IRS NUMBER: 310303330 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 000-09264 FILM NUMBER: 1722198 BUSINESS ADDRESS: STREET 1: TWO N RIVERSIDE PLZ STREET 2: 2ND FLOOR CITY: CHICAGO STATE: IL ZIP: 60606 BUSINESS PHONE: 3122581890 MAIL ADDRESS: STREET 1: TWO NORTH RIVERSIDE PLAZA STREET 2: 2ND FLOOR CITY: CHICAGO STATE: IL ZIP: 60606 FORMER COMPANY: FORMER CONFORMED NAME: DELTA QUEEN STEAMBOAT CO DATE OF NAME CHANGE: 19940601 3 1 c64719e3.txt INITIAL STATEMENT OF BENEFICIAL OWNERSHIP 1 - ------ -------------------------- FORM 3 OMB APPROVAL - ------ U.S. SECURITIES AND EXCHANGE COMMISSION -------------------------- WASHINGTON, DC 20549 OMB NUMBER 3235-0104 EXPIRES: DECEMBER 31, 2001 INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES ESTIMATED AVERAGE BURDEN HOURS PER RESPONSE.... 0.5 -------------------------- Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(f) of the Investment Company Act of 1940 - ------------------------------------------------------------------------------------------------------------------------------------ 1. Name and Address of Reporting Person(1)|2. Date of Event Requiring Statement |5. Relationship of Reporting Person | (Month/Day/Year) | to Issuer (Check all applicable) ANDA PARTNERSHIP | AUGUST 13, 2001 | Director X 10% Owner - -------------------------------------------------------------------------------------------| ----- ----- (Last) (First) (Middle) |3. IRS Identification |4. Issuer Name and Ticker| Officer (give title below) | Number of | or Trading Symbol | ----- | Reporting Person, | | Other (specify below) | if an Entity | AMERICAN CLASSIC | ----- TWO NORTH RIVERSIDE PLAZA, SUITE 1500 | (Voluntary) | VOYAGES CO. (AMCV) | - ------------------------------------------| |-------------------------|---------------------------------------- (Street) | |6. If Amendment, Date of |7. Individual or Joint/Group Filing | | Original | (Check applicable line) | | (Month/Day/Year) | Form Filed by One Reporting Person | | | -- CHICAGO IL 60606 | | | X Form Filed by More Than One - ------------------------------------------|------------------------------------------------| -- Reporting Person (City) (State) (Zip) | | | | - ------------------------------------------------------------------------------------------------------------------------------------ TABLE I -- NON-DERIVATIVE SECURITIES BENEFICIALLY OWNED - ------------------------------------------------------------------------------------------------------------------------------------ 1. Title of Security | 2. Amount of Securities | 3. Ownership Form: | 4. Nature of Indirect Beneficial Ownership (Instr. 4) | Beneficially Owned | Direct (D) or | (Instr. 5) | (Instr. 4) | Indirect (I) | | | (Instr. 5) | - ----------------------------------|---------------------------|---------------------|----------------------------------------------- COMMON STOCK | 1,060,619 (1) | D | - ----------------------------------|---------------------------|---------------------|----------------------------------------------- COMMON STOCK | 13,500 (2) | D | - ----------------------------------|---------------------------|---------------------|----------------------------------------------- COMMON STOCK | 3,709,300 (3) | I | (3) - ----------------------------------|---------------------------|---------------------|----------------------------------------------- | | | - ----------------------------------|---------------------------|---------------------|----------------------------------------------- | | | - ----------------------------------|---------------------------|---------------------|----------------------------------------------- | | | - ----------------------------------|---------------------------|---------------------|----------------------------------------------- | | | - ----------------------------------|---------------------------|---------------------|----------------------------------------------- | | | - ----------------------------------|---------------------------|---------------------|----------------------------------------------- | | | - ----------------------------------|---------------------------|---------------------|----------------------------------------------- | | | - ----------------------------------|---------------------------|---------------------|----------------------------------------------- | | | - ------------------------------------------------------------------------------------------------------------------------------------
Reminder: Report on a separate line for each class of securities (Over) beneficially owned directly or indirectly. * If the form is filed by more than one reporting person, see Instruction 5 (b)(v). (Print or Type Response) Potential persons who are to responds to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. Page 1 of 3 2 FORM 3 (CONTINUED) TABLE II -- DERIVATIVE SECURITIES BENEFICIALLY OWNED (E.G., PUTS, CALLS, WARRANTS, OPTIONS, CONVERTIBLE SECURITIES) - ----------------------------------------------------------------------------------------------------------------------------------- 1. Title of Derivative | 2. Date Exercisable | 3. Title and Amount of Securities |4. Conversion |5. Ownership |6. Nature of Security (Instr. 4) | and Expiration Date | Underlying Derivative Securities | or Exercise | Form of | Indirect | (Month/Day/Year) | (Instr. 4) | Price of | Derivative| Beneficial | | | Derivative | Security: | Ownership | | | Security | Direct | (Instr. 5) | | | | (D) or | |------------------------|--------------------------------------| | Indirect | | | | | Amount or | | (I) | | Date | Expiration| | Number of | | (Instr. 5)| | Exercisable| Date | Title | Shares | | | - -----------------------|------------|-----------|-----------------------|--------------|---------------|-------------|-------------- | | | | | | | - -----------------------|------------|-----------|-----------------------|--------------|---------------|-------------|-------------- | | | | | | | - -----------------------|------------|-----------|-----------------------|--------------|---------------|-------------|-------------- | | | | | | | - -----------------------|------------|-----------|-----------------------|--------------|---------------|-------------|-------------- | | | | | | | - -----------------------|------------|-----------|-----------------------|--------------|---------------|-------------|-------------- | | | | | | | - -----------------------|------------|-----------|-----------------------|--------------|---------------|-------------|-------------- | | | | | | | - -----------------------|------------|-----------|-----------------------|--------------|---------------|-------------|-------------- | | | | | | | - -----------------------|------------|-----------|-----------------------|--------------|---------------|-------------|-------------- | | | | | | | - -----------------------|------------|-----------|-----------------------|--------------|---------------|-------------|-------------- | | | | | | | - -----------------------|------------|-----------|-----------------------|--------------|---------------|-------------|-------------- | | | | | | | - -----------------------|------------|-----------|-----------------------|--------------|---------------|-------------|-------------- | | | | | | | - -----------------------|------------|-----------|-----------------------|--------------|---------------|-------------|-------------- | | | | | | | - ------------------------------------------------------------------------------------------------------------------------------------ Explanation of Responses: (1) These securities are owned directly by ANDA Partnership, which is a member of a "group" with Ann Lurie Revocable Trust U/T/A 12/22/89, Ann Lurie and Mark Slezak (together, the "Group") for purposes of Section 13(d) of the Exchange Act, and indirectly by Ann Lurie and Mark Slezak who are co-trustees of the trusts which are the partners of ANDA Partnership. (2) These securities are owned directly by Ann Lurie Revocable Trust U/T/A 12/22/89, which is a member of the Group for purposes of Section 13(d) of the Exchange Act, and indirectly by Ann Lurie as the sole trustee and beneficiary of such trust. (3) These securities are indirectly owned beneficially by Ann Lurie, who is a member of the Group for purposes of Section 13(d) of the Exchange Act. Mrs Lurie is the sole trustee of Abigail Trust, Andrew Trust, Benjamin Trust, Elizabeth Trust, Jesse Trust and Sara Trust, the beneficiaries of which are family members of Mrs. Lurie. Mrs. Lurie is co-trustee with Mark Slezak of AAQ Trust, ABQ Trust, ACQ Trust, ADQ Trust, AEQ Trust, AGQ Trust, AJQ Trust, ANQ Trust, AOQ Trust and ASQ Trust, the beneficiaries of which are family members of Mrs. Lurie. Mrs. Lurie is the sole trustee and beneficiary of the Ann Lurie Revocable Trust U/T/A 12/22/89 and is co-trustee of the trusts which are all of the partners of ANDA Partnership and the beneficiaries of which are Mrs. Lurie and her family. /s/ Mark Slezak 8/23/01 -------------------------------- ------- By: Mark Slezak, as Co-Trustee Date of Ann Only Trust and Ann and Descendants Trust For: ANDA Partnership ** Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). Potential persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. Note: File three copies of this form, one of which must be manually signed. If space provided is insufficient, see Instruction 6 for procedure.
Page 2 of 3 SEC 1473 (3-99) 3 JOINT FILER INFORMATION Name: This Form 3 is being filed by the following: ANDA Partnership Ann Lurie Revocable Trust U/T/A 12/22/89 Ann Lurie (collectively, the "Group") Address: The address for each member of the Group is: Two North Riverside Plaza Chicago, Illinois 60606 Designated Filer: ANDA Partnership Issuer & Ticker Symbol: American Classic Voyages Co. (AMCV) Date of Event Requiring Statement: August 13, 2001 Dated: August 23, 2001 Signature: Ann Lurie Revocable Trust U/T/A 12/22/89 /s/ Ann Lurie --------------------------------------- By: Ann Lurie, as Trustee Its: Trustee /s/ Ann Lurie --------------------------------------- By: Ann Lurie Page 3 of 3 SEC 1473 (3-99) -----END PRIVACY-ENHANCED MESSAGE-----