-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Sh2XAirMdVecI26ogErNet1OzUD8tTT9eGtErQpDd6rIzHeL+CJqQwyo/Wbxf13v URNQPHFcZQjheeJKsp0rQQ== 0000950137-01-501692.txt : 20010521 0000950137-01-501692.hdr.sgml : 20010521 ACCESSION NUMBER: 0000950137-01-501692 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20010518 GROUP MEMBERS: ANDA PARTNERSHIP GROUP MEMBERS: ANN LURIE REVOCABLE TRUST GROUP MEMBERS: EGI HOLDINGS, INC. GROUP MEMBERS: EGIL INVESTMENTS, INC. GROUP MEMBERS: EQUITY GROUP INVESTMENTS, INC. GROUP MEMBERS: SAMSTOCK LLC GROUP MEMBERS: SAMSTOCK, L.L.C. GROUP MEMBERS: SAMUEL ZELL SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: AMERICAN CLASSIC VOYAGES CO CENTRAL INDEX KEY: 0000315136 STANDARD INDUSTRIAL CLASSIFICATION: WATER TRANSPORTATION [4400] IRS NUMBER: 310303330 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: SEC FILE NUMBER: 005-45167 FILM NUMBER: 1643254 BUSINESS ADDRESS: STREET 1: TWO N RIVERSIDE PLZ STREET 2: 2ND FLOOR CITY: CHICAGO STATE: IL ZIP: 60606 BUSINESS PHONE: 3122581890 MAIL ADDRESS: STREET 1: TWO NORTH RIVERSIDE PLAZA STREET 2: 2ND FLOOR CITY: CHICAGO STATE: IL ZIP: 60606 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: SAMSTOCK LLC CENTRAL INDEX KEY: 0001051877 STANDARD INDUSTRIAL CLASSIFICATION: [] IRS NUMBER: 364156890 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: TWO NORTH RIVERSIDE PLAZA CITY: CHICAGO STATE: IL ZIP: 60606 BUSINESS PHONE: 3124664010 MAIL ADDRESS: STREET 1: TWO NORTH RIVERSIDE PLAZA CITY: CHICAGO STATE: IL ZIP: 60606 SC 13G/A 1 c61500sc13ga.txt AMENDMENT TO SCHEDULE 13G 1 SCHEDULE 13G (RULE 13d-102) Information to be Included in Statements Filed Pursuant to Rule 13d-1(b), (c) and (d) and Amendments Thereto Filed Pursuant to Rule 13d-2. SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 7)* American Classic Voyages Co. - -------------------------------------------------------------------------------- (Name of Issuer) Common Stock, par value $.01 - -------------------------------------------------------------------------------- (Title of Class of Securities) 024928 10 3 - -------------------------------------------------------------------------------- (CUSIP Number) December 31, 2000 - -------------------------------------------------------------------------------- (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is filed: [ ] Rule 13d-1(b) [ ] Rule 13d-1(c) [X] Rule 13d-1(d) *The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act, but shall be subject to all other provisions of the Act (however, see the Notes). 2 CUSIP NO. 024928 10 3 13G PAGE 2 OF 12 PAGES - -------------------------------------------------------------------------------- 1 Names of Reporting Persons/I.R.S. Identification Nos. of Above Persons (Entities Only) Equity Group Investments, Inc. 36-3446463 - -------------------------------------------------------------------------------- 2 Check the Appropriate Box if a Member of a Group (a) [X] (See Instructions) (b) [ ] - -------------------------------------------------------------------------------- 3 SEC Use Only - -------------------------------------------------------------------------------- 4 Citizenship or Place of Organization Illinois - -------------------------------------------------------------------------------- Number of 5 Sole Voting Power Shares ----------------------------------------------------- Beneficially 6 Shared Voting Power 7,283,747 Owned by ----------------------------------------------------- 7 Sole Dispositive Power Each ----------------------------------------------------- Reporting 8 Shared Dispositive Power 7,283,747 Person With - -------------------------------------------------------------------------------- 9 Aggregate Amount Beneficially Owned by Each Reporting Person 7,283,747 - -------------------------------------------------------------------------------- 10 Check if the Aggregate Amount in Row (9) Excludes Certain Shares [ ] (See Instructions) - -------------------------------------------------------------------------------- 11 Percent of Class Represented by Amount in Row (9) 34.6% - -------------------------------------------------------------------------------- 12 Type of Reporting Person (See Instructions) CO - -------------------------------------------------------------------------------- *SEE INSTRUCTION BEFORE FILLING OUT! 3 CUSIP NO. 024928 10 3 13G PAGE 3 OF 12 PAGES - -------------------------------------------------------------------------------- 1 Names of Reporting Persons/I.R.S. Identification Nos. of Above Persons (Entities Only) EGI Holdings, Inc. 36-4175553 - -------------------------------------------------------------------------------- 2 Check the Appropriate Box if a Member of a Group (a) [X] (See Instructions) (b) [ ] - -------------------------------------------------------------------------------- 3 SEC Use Only - -------------------------------------------------------------------------------- 4 Citizenship or Place of Organization Illinois - -------------------------------------------------------------------------------- Number of 5 Sole Voting Power Shares ----------------------------------------------------- Beneficially 6 Shared Voting Power 3,641,873 Owned by ----------------------------------------------------- 7 Sole Dispositive Power Each ----------------------------------------------------- Reporting 8 Shared Dispositive Power 3,641,873 Person With - -------------------------------------------------------------------------------- 9 Aggregate Amount Beneficially Owned by Each Reporting Person 3,641,873 - -------------------------------------------------------------------------------- 10 Check if the Aggregate Amount in Row (9) Excludes Certain Shares [ ] (See Instructions) - -------------------------------------------------------------------------------- 11 Percent of Class Represented by Amount in Row (9) 17.3% - -------------------------------------------------------------------------------- 12 Type of Reporting Person (See Instructions) CO - -------------------------------------------------------------------------------- *SEE INSTRUCTION BEFORE FILLING OUT! 4 CUSIP NO. 024928 10 3 13G PAGE 4 OF 12 PAGES - -------------------------------------------------------------------------------- 1 Names of Reporting Persons/I.R.S. Identification Nos. of Above Persons (Entities Only) EGIL Investments, Inc. 36-4175555 - -------------------------------------------------------------------------------- 2 Check the Appropriate Box if a Member of a Group (a) [X] (See Instructions) (b) [ ] - -------------------------------------------------------------------------------- 3 SEC Use Only - -------------------------------------------------------------------------------- 4 Citizenship or Place of Organization Illinois - -------------------------------------------------------------------------------- Number of 5 Sole Voting Power Shares ----------------------------------------------------- Beneficially 6 Shared Voting Power 3,641,874 Owned by ----------------------------------------------------- 7 Sole Dispositive Power Each ----------------------------------------------------- Reporting 8 Shared Dispositive Power 3,641,874 Person With - -------------------------------------------------------------------------------- 9 Aggregate Amount Beneficially Owned by Each Reporting Person 3,641,874 - -------------------------------------------------------------------------------- 10 Check if the Aggregate Amount in Row (9) Excludes Certain Shares [ ] (See Instructions) - -------------------------------------------------------------------------------- 11 Percent of Class Represented by Amount in Row (9) 17.3% - -------------------------------------------------------------------------------- 12 Type of Reporting Person (See Instructions) CO - -------------------------------------------------------------------------------- *SEE INSTRUCTION BEFORE FILLING OUT! 5 CUSIP NO. 024928 10 3 13G PAGE 5 OF 12 PAGES - -------------------------------------------------------------------------------- 1 Names of Reporting Persons/I.R.S. Identification Nos. of Above Persons (Entities Only) Samstock, L.L.C 36-4156890 - -------------------------------------------------------------------------------- 2 Check the Appropriate Box if a Member of a Group (a) [X] (See Instructions) (b) [ ] - -------------------------------------------------------------------------------- 3 SEC Use Only - -------------------------------------------------------------------------------- 4 Citizenship or Place of Organization Delaware - -------------------------------------------------------------------------------- Number of 5 Sole Voting Power Shares 52,500 ----------------------------------------------------- Beneficially 6 Shared Voting Power Owned by ----------------------------------------------------- 7 Sole Dispositive Power Each 52,500 ----------------------------------------------------- Reporting 8 Shared Dispositive Power Person With - -------------------------------------------------------------------------------- 9 Aggregate Amount Beneficially Owned by Each Reporting Person 52,500 - -------------------------------------------------------------------------------- 10 Check if the Aggregate Amount in Row (9) Excludes Certain Shares [ ] (See Instructions) - -------------------------------------------------------------------------------- 11 Percent of Class Represented by Amount in Row (9) 12% - -------------------------------------------------------------------------------- 12 Type of Reporting Person (See Instructions) OO - -------------------------------------------------------------------------------- *SEE INSTRUCTION BEFORE FILLING OUT! 6 CUSIP NO. 024928 10 3 13G PAGE 6 OF 12 PAGES - -------------------------------------------------------------------------------- 1 Names of Reporting Persons/I.R.S. Identification Nos. of Above Persons (Entities Only) Anda Partnership 88-0132846 - -------------------------------------------------------------------------------- 2 Check the Appropriate Box if a Member of a Group (a) [X] (See Instructions) (b) [ ] - -------------------------------------------------------------------------------- 3 SEC Use Only - -------------------------------------------------------------------------------- 4 Citizenship or Place of Organization Illinois - -------------------------------------------------------------------------------- Number of 5 Sole Voting Power Shares 52,500 ----------------------------------------------------- Beneficially 6 Shared Voting Power Owned by ----------------------------------------------------- 7 Sole Dispositive Power Each 52,500 ----------------------------------------------------- Reporting 8 Shared Dispositive Power Person With - -------------------------------------------------------------------------------- 9 Aggregate Amount Beneficially Owned by Each Reporting Person 52,500 - -------------------------------------------------------------------------------- 10 Check if the Aggregate Amount in Row (9) Excludes Certain Shares [ ] (See Instructions) - -------------------------------------------------------------------------------- 11 Percent of Class Represented by Amount in Row (9) .2% - -------------------------------------------------------------------------------- 12 Type of Reporting Person (See Instructions) PN - -------------------------------------------------------------------------------- *SEE INSTRUCTION BEFORE FILLING OUT! 7 CUSIP NO. 024928 10 3 13G PAGE 7 OF 12 PAGES - -------------------------------------------------------------------------------- 1 Names of Reporting Persons/I.R.S. Identification Nos. of Above Persons (Entities Only) Ann Lurie Revocable Trust U/T/A 12/22/89 - -------------------------------------------------------------------------------- 2 Check the Appropriate Box if a Member of a Group (a) [X] (See Instructions) (b) [ ] - -------------------------------------------------------------------------------- 3 SEC Use Only - -------------------------------------------------------------------------------- 4 Citizenship or Place of Organization Illinois - -------------------------------------------------------------------------------- Number of 5 Sole Voting Power Shares 13,500 ----------------------------------------------------- Beneficially 6 Shared Voting Power Owned by ----------------------------------------------------- 7 Sole Dispositive Power Each 13,500 ----------------------------------------------------- Reporting 8 Shared Dispositive Power Person With - -------------------------------------------------------------------------------- 9 Aggregate Amount Beneficially Owned by Each Reporting Person 13,500 - -------------------------------------------------------------------------------- 10 Check if the Aggregate Amount in Row (9) Excludes Certain Shares [ ] (See Instructions) - -------------------------------------------------------------------------------- 11 Percent of Class Represented by Amount in Row (9) .06% - -------------------------------------------------------------------------------- 12 Type of Reporting Person (See Instructions) OO - -------------------------------------------------------------------------------- *SEE INSTRUCTION BEFORE FILLING OUT! 8 CUSIP NO. 024928 10 3 13G PAGE 8 OF 12 PAGES - -------------------------------------------------------------------------------- 1 Names of Reporting Persons/I.R.S. Identification Nos. of Above Persons (Entities Only) Samuel Zell - -------------------------------------------------------------------------------- 2 Check the Appropriate Box if a Member of a Group (a) [X] (See Instructions) (b) [ ] - -------------------------------------------------------------------------------- 3 SEC Use Only - -------------------------------------------------------------------------------- 4 Citizenship or Place of Organization USA - -------------------------------------------------------------------------------- Number of 5 Sole Voting Power Shares 128,300 ----------------------------------------------------- Beneficially 6 Shared Voting Power Owned by ----------------------------------------------------- 7 Sole Dispositive Power Each 128,300 ----------------------------------------------------- Reporting 8 Shared Dispositive Power Person With - -------------------------------------------------------------------------------- 9 Aggregate Amount Beneficially Owned by Each Reporting Person 128,300 - -------------------------------------------------------------------------------- 10 Check if the Aggregate Amount in Row (9) Excludes Certain Shares [ ] (See Instructions) - -------------------------------------------------------------------------------- 11 Percent of Class Represented by Amount in Row (9) .6% - -------------------------------------------------------------------------------- 12 Type of Reporting Person (See Instructions) IN - -------------------------------------------------------------------------------- *SEE INSTRUCTION BEFORE FILLING OUT! 9 AMERICAN CLASSIC VOYAGES CO. COMMON STOCK, PAR VALUE $.01 CUSIP NUMBER 024928 10 3 ITEM 1(A). NAME OF ISSUER American Classic Voyages Co. ITEM 1(B). ADDRESS OF ISSUER'S PRINCIPAL EXECUTIVE OFFICES Two North Riverside Plaza Suite 200 Chicago, Illinois 60606 ITEM 2(A). NAME OF PERSON FILING This Schedule 13G is being filed by: Equity Group Investments, Inc. ("EGI") EGI Holdings, Inc. ("Holdings") EGIL Investments, Inc. ("Investments") Samstock, L.L.C. ("Samstock") Anda Partnership ("Anda") Ann Lurie Revocable Trust under trust agreement dated 12/22/89("Trust") Samuel Zell The above entities are each a "Reporting Person" and collectively are the "Reporting Persons". ITEM 2(B). ADDRESS OF PRINCIPAL BUSINESS OFFICE OR, IF NONE, RESIDENCE The business address for the Reporting Persons is: Two North Riverside Plaza Chicago, Illinois 60606 Page 9 of 12 10 ITEM 2(C). CITIZENSHIP The Reporting Persons' state of organization or citizenship is as follows: Equity Group Investments, Inc. Illinois EGI Holdings, Inc. Illinois EGIL Investments, Inc. Illinois Samstock, L.L.C. Delaware Anda Partnership Illinois Ann Lurie Revocable Trust U/T/A 12/22/89 Illinois Samuel Zell USA ITEM 2(D). TITLE OF CLASS OF SECURITIES Securities reported herein are shares of common stock, par value $.01 per share ("Common Stock"). ITEM 2(E). CUSIP NUMBER 024928 10 3 ITEM 3. IF THIS STATEMENT IS FILED PURSUANT TO RULES 13D-1(B), OR 13D-2(B), CHECK WHETHER THE PERSON FILING IS A Not applicable. ITEM 4. OWNERSHIP The Reporting Persons collectively own 7,530,547 shares of Common Stock, or 35.8%, of the issued and outstanding shares of Common Stock (assuming the exercise of options to purchase 120,000 shares and the conversion of 6,800 common stock units beneficially owned by Mr. Zell). As Holdings and Investments are each wholly owned subsidiaries of EGI, EGI and Holdings share the power to vote or to direct the vote of 3,641,873 shares of Common Stock and share the power to dispose or to direct the disposition of 3,641,873 shares of Common Stock and EGI and Investments share the power to vote or to direct the vote of 3,641,874 shares of Common Stock and share the power to dispose or the disposition of 3,641,874 shares of Common Stock. Samstock has the sole power to vote or to direct the vote of 52,500 shares of Common Stock and the sole power to dispose or to direct the disposition of 52,500 shares of Common Stock. Anda has the sole power to vote or to direct the vote of 52,500 shares of Common Stock and the sole power to dispose or to direct the disposition of 52,500 shares of Common Stock. Trust has the sole power to vote or to direct the vote of 13,500 shares of Common Stock and the sole power to dispose or to direct the disposition of 13,500 shares of Common Stock. Mr. Zell has the sole power to vote or to direct the vote of 128,300 shares (assuming the exercise of options to purchase 120,000 shares and the conversion of 6,800 common stock units) and the sole Page 10 of 12 11 power to dispose or to direct the disposition of 128,300 shares (assuming the exercise of options to purchase 126,800 shares and the conversion of 6,800 common stock units). Mr. Zell disclaims ownership of 3,641,874 shares owned by Investments, 52,500 shares owned by Anda and 13,500 shares owned by Trust because the economic benefits with respect to such shares are attributable to other persons. Ms. Lurie disclaims ownership of 3,641,873 shares owned by Holdings, 52,500 shares owned by Samstock and 128,300 shares owned by Samuel Zell because the economic benefits with respect to such shares are attributable to other persons. ITEM 5. OWNERSHIP OF FIVE PERCENT OR LESS OF A CLASS Not applicable. ITEM 6. OWNERSHIP OF MORE THAN FIVE PERCENT ON BEHALF OF ANOTHER PERSON Not applicable. ITEM 7. IDENTIFICATION AND CLASSIFICATION OF THE SUBSIDIARY WHICH ACQUIRED THE SECURITY BEING REPORTED ON BY THE PARENT HOLDING COMPANY Not applicable. ITEM 8. IDENTIFICATION AND CLASSIFICATION OF MEMBERS OF THE GROUP Attached hereto as Exhibit A is a Joint Filing Agreement among EGI, Holdings, Investments, Samstock, Anda, Trust and Samuel Zell, who are all of the members of the group. ITEM 9. NOTICE OF DISSOLUTION OF GROUP Not applicable. ITEM 10. CERTIFICATE Not applicable. Page 11 of 12 12 SIGNATURE After reasonable inquiry, and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Dated: May 14, 2001 EQUITY GROUP INVESTMENTS, INC. By: /s/ Donald J. Liebentritt --------------------------- Donald J. Liebentritt Its: Vice President EGI HOLDINGS, INC. By: /s/ Donald J. Liebentritt -------------------------- Donald J. Liebentritt Its: Vice President SAMSTOCK, L.L.C. By: /s/ Donald J. Liebentritt -------------------------- Donald J. Liebentritt Its: Vice President EGIL INVESTMENTS, INC. By: /s/ Mark Slezak -------------------------- Mark Slezak Its: Vice President ANN LURIE REVOCABLE TRUST U/T/A 12/22/89 By: /s/ Ann Lurie ------------- Ann Lurie Its: Trustee ANDA PARTNERSHIP By: Ann Only Trust, a general partner By: /s/ Mark Slezak ------------------------- Mark Slezak Its: Co - Trustee and By: Ann and Descendants Trust, a general partner By: /s/ Mark Slezak -------------------- Mark Slezak Its: Co - Trustee /s/ Samuel Zell ---------------------------- SAMUEL ZELL Page 12 of 12 13 JOINT FILING AGREEMENT AGREEMENT dated as of May 14, 2001 among Equity Group Investments Inc., an Illinois corporation; EGI Holdings, Inc., an Illinois corporation; EGIL Investments, Inc., an Illinois corporation; Samstock, L.L.C., a Delaware limited liability company; Anda Partnership, an Illinois general partnership; Ann Lurie Revocable Trust, an Illinois Trust; and Samuel Zell; (collectively the "Reporting Persons"). WHEREAS, the Reporting Persons beneficially own or have the right to acquire shares of common stock $.01 par value of American Classic Voyages, Inc. Home Communities Inc., a Delaware corporation; WHEREAS, the parties hereto may be deemed to constitute a "group" for purposes of Section 13(d) (3) of the Securities Exchange Act of 1934, as amended (the "Act"); and WHEREAS, each of the parties hereto desire by this Agreement to provide for the joint filing of a Schedule 13G, and all amendments thereto, with the Securities and Exchange Commission. NOW, THEREFORE, the parties hereto agree as follows: 1. The parties hereto will join in the preparation and filing of a single statement containing the information required by Schedule 13G, and all amendments thereto, and the Schedule 13G and all such amendments will be filed on behalf of each party hereto; 2. Each party hereto will be responsible for the timely filing of the Schedule 13G, and all amendments thereto, and for the completeness and accuracy of the information concerning such party contained therein. No party hereto will be responsible for the completeness or accuracy of the information concerning any other party contained in the Schedule 13G or any amendment thereto, except to the extent such party knows or has reason to believe that such information is inaccurate. 14 4. This Agreement may be executed in counterparts, all of which when taken together will constitute one and the same instrument. IN WITNESS WHEREOF, the undersigned have executed this Agreement as of the date first above written. EQUITY GROUP INVESTMENTS, AN ILLINOIS CORPORATION By: /s/ Donald J. Liebentritt ---------------------------- Its: Vice President EGI HOLDINGS, INC., AN ILLINOIS CORPORATION By: /s/ Donald J. Liebentritt ---------------------------- Its: Vice President EGIL INVESTMENTS, INC., AN ILLINOIS CORPORATION By: /s/ Mark Slezak ---------------------------- Its: Vice President ANDA PARTNERSHIP, AN ILLINOIS GENERAL PARTNERSHIP By: Ann Only Trust, a general partner By: /s/ Ann Lurie ---------------------------- Its: Co-Trustee and By: Ann and Descendants Trust By: /s/ Ann Lurie ---------------------------- Its: Co-Trustee SAMSTOCK, L.L.C., A DELAWARE LIMITED LIABILITY COMPANY By: /s/ Donald J. Liebentritt ---------------------------- Its: Vice President ANN LURIE REVOCABLE TRUST U/T/A 12/22/89 By: /s/ Ann Lurie ---------------------------- Its: Trustee /s/ Samuel Zell ---------------------------- SAMUEL ZELL -----END PRIVACY-ENHANCED MESSAGE-----