0001884495-22-000004.txt : 20220608
0001884495-22-000004.hdr.sgml : 20220608
20220608154049
ACCESSION NUMBER: 0001884495-22-000004
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20220606
FILED AS OF DATE: 20220608
DATE AS OF CHANGE: 20220608
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: SRPO-II Manager, LP
CENTRAL INDEX KEY: 0001886272
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-31759
FILM NUMBER: 221003408
BUSINESS ADDRESS:
STREET 1: 3811 TURTLE CREEK BLVD
STREET 2: SUITE 1100
CITY: DALLAS
STATE: TX
ZIP: 75219
BUSINESS PHONE: 972-850-7474
MAIL ADDRESS:
STREET 1: 3811 TURTLE CREEK BLVD
STREET 2: SUITE 1100
CITY: DALLAS
STATE: TX
ZIP: 75219
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: SRP CAPITAL ADVISORS, LLC
CENTRAL INDEX KEY: 0001884495
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-31759
FILM NUMBER: 221003409
BUSINESS ADDRESS:
STREET 1: 3811 TURTLE CREEK BLVD.
STREET 2: SUITE 1100
CITY: DALLAS
STATE: TX
ZIP: 75219
BUSINESS PHONE: 972-850-7474
MAIL ADDRESS:
STREET 1: 3811 TURTLE CREEK BLVD.
STREET 2: SUITE 1100
CITY: DALLAS
STATE: TX
ZIP: 75219
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Turner Ryan A
CENTRAL INDEX KEY: 0001886188
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-31759
FILM NUMBER: 221003404
MAIL ADDRESS:
STREET 1: 3811 TURTLE CREEK BLVD
STREET 2: SUITE 1100
CITY: DALLAS
STATE: TX
ZIP: 75219
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Fennebresque William T
CENTRAL INDEX KEY: 0001886195
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-31759
FILM NUMBER: 221003405
MAIL ADDRESS:
STREET 1: 3811 TURTLE CREEK BLVD
STREET 2: SUITE 1100
CITY: DALLAS
STATE: TX
ZIP: 75219
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: PIPII-SRPOII Investments, LLC
CENTRAL INDEX KEY: 0001886282
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-31759
FILM NUMBER: 221003406
BUSINESS ADDRESS:
STREET 1: 3811 TURTLE CREEK BLVD
STREET 2: SUITE 1100
CITY: DALLAS
STATE: TX
ZIP: 75219
BUSINESS PHONE: 972-850-7474
MAIL ADDRESS:
STREET 1: 3811 TURTLE CREEK BLVD
STREET 2: SUITE 1100
CITY: DALLAS
STATE: TX
ZIP: 75219
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Palmetto Investment Partners, LLC
CENTRAL INDEX KEY: 0001886277
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-31759
FILM NUMBER: 221003402
BUSINESS ADDRESS:
STREET 1: 3811 TURTLE CREEK BLVD
STREET 2: SUITE 1100
CITY: DALLAS
STATE: TX
ZIP: 75219
BUSINESS PHONE: 972-850-7474
MAIL ADDRESS:
STREET 1: 3811 TURTLE CREEK BLVD
STREET 2: SUITE 1100
CITY: DALLAS
STATE: TX
ZIP: 75219
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Palmetto Investment Partners II, LLC
CENTRAL INDEX KEY: 0001886278
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-31759
FILM NUMBER: 221003403
BUSINESS ADDRESS:
STREET 1: 3811 TURTLE CREEK BLVD
STREET 2: SUITE 1100
CITY: DALLAS
STATE: TX
ZIP: 75219
BUSINESS PHONE: 972-850-7474
MAIL ADDRESS:
STREET 1: 3811 TURTLE CREEK BLVD
STREET 2: SUITE 1100
CITY: DALLAS
STATE: TX
ZIP: 75219
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: PIP-SRPOII Investments, LLC
CENTRAL INDEX KEY: 0001886281
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-31759
FILM NUMBER: 221003407
BUSINESS ADDRESS:
STREET 1: 3811 TURTLE CREEK BLVD
STREET 2: SUITE 1100
CITY: DALLAS
STATE: TX
ZIP: 75219
BUSINESS PHONE: 972-850-7474
MAIL ADDRESS:
STREET 1: 3811 TURTLE CREEK BLVD
STREET 2: SUITE 1100
CITY: DALLAS
STATE: TX
ZIP: 75219
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: PHX MINERALS INC.
CENTRAL INDEX KEY: 0000315131
STANDARD INDUSTRIAL CLASSIFICATION: CRUDE PETROLEUM & NATURAL GAS [1311]
IRS NUMBER: 731055775
STATE OF INCORPORATION: OK
FISCAL YEAR END: 0930
BUSINESS ADDRESS:
STREET 1: 1601 NW EXPRESSWAY
STREET 2: VALLIANCE BANK TOWER STE 1100
CITY: OKLAHOMA CITY
STATE: OK
ZIP: 73118
BUSINESS PHONE: 4059481560
MAIL ADDRESS:
STREET 1: 1601 NW EXPRESSWAY
STREET 2: VALLIANCE BANK TOWER STE 1100
CITY: OKLAHOMA CITY
STATE: OK
ZIP: 73118
FORMER COMPANY:
FORMER CONFORMED NAME: PANHANDLE OIL & GAS INC
DATE OF NAME CHANGE: 20070509
FORMER COMPANY:
FORMER CONFORMED NAME: PANHANDLE ROYALTY CO
DATE OF NAME CHANGE: 19920703
4
1
primary_doc.xml
PRIMARY DOCUMENT
X0306
4
2022-06-06
1
0000315131
PHX MINERALS INC.
PHX
0001884495
SRP CAPITAL ADVISORS, LLC
3811 TURTLE CREEK BLVD.
SUITE 1100
DALLAS
TX
75219
0
0
0
1
See Explanation of Responses
0001886272
SRPO-II Manager, LP
3811 TURTLE CREEK BLVD
SUITE 1100
DALLAS
TX
75219
0
0
0
1
See Explanation of Responses
0001886281
PIP-SRPOII Investments, LLC
3811 TURTLE CREEK BLVD
SUITE 1100
DALLAS
TX
75219
0
0
0
1
See Explanation of Responses
0001886282
PIPII-SRPOII Investments, LLC
3811 TURTLE CREEK BLVD
SUITE 1100
DALLAS
TX
75219
0
0
0
1
See Explanation of Responses
0001886195
Fennebresque William T
3811 TURTLE CREEK BLVD
SUITE 1100
DALLAS
TX
75219
0
0
0
1
See Explanation of Responses
0001886188
Turner Ryan A
3811 TURTLE CREEK BLVD
SUITE 1100
DALLAS
TX
75219
0
0
0
1
See Explanation of Responses
0001886278
Palmetto Investment Partners II, LLC
3811 TURTLE CREEK BLVD
SUITE 1100
DALLAS
TX
75219
0
0
0
1
See Explanation of Responses
0001886277
Palmetto Investment Partners, LLC
3811 TURTLE CREEK BLVD
SUITE 1100
DALLAS
TX
75219
0
0
0
1
See Explanation of Responses
Class A Common Stock
2022-06-06
2022-06-06
4
P
0
81265
4.23
A
3388292
D
This Form 4 is being jointly filed by and on behalf of each of SRP Capital Advisors LLC, a Delaware limited liability company and investment adviser registered with the Securities and Exchange Commission ("SRP"), SRP Opportunities II GP, LP, and SRPO-II Partners I GP, LP, Delaware limited partnerships (the "General Partners"), SRP Opportunities II, LP and SRPO-II Partners I, LP, Delaware limited partnerships that are private pooled investment vehicles (the "Funds"), SRPO-II Manager, LP, a Delaware limited partnership (the "Relying Adviser"), Palmetto Investment Partners, LLC, and Palmetto Investment Partners II, LLC, Delaware limited liability companies (the "Portfolio Investment Entities"), PIP-SRPOII Investments, LLC, and PIPII-SRPOII Investments, LLC, Delaware limited liability companies (the "Portfolio Holding Companies"), William T. Fennebresque, and Ryan A. Turner.
The Portfolio Investment Entities are the direct beneficial owners of the securities covered by this Form 4.
SRP Opportunities II GP, LP, and SRPO-II Partners I GP, LP (i.e., the General Partners) are the general partners of SRP Opportunities II, LP and SRPO-II Partners I, LP, respectively. The Relying Adviser relies on SRP registration as an investment adviser with the Securities and Exchange Commission and serves as the investment manager to and may be deemed to beneficially own securities owned by the Funds. William T. Fennebresque and Ryan A. Turner are the Managing Partners of, and may be deemed to beneficially own securities owned by, the General Partners and Relying Adviser. William T. Fennebresque and Ryan A. Turner are the Managers of, and may be deemed to beneficially own securities owned by, SRP. In addition, William T. Fennebresque and Ryan A.Turner are Managing Partners or Managers of each entity listed as a reporting person on this filing.
As of the date of this filing, and as a result of the transaction described in Table I above, SRP Capital Advisors LLC and all the undersigned related parties no longer own more than 10% of outstanding shares of PHX Minerals Inc.
/S/ SRP Capital Advisors LLC
2022-06-08
/s/ SRPO-II Manager, LP
2022-06-08
/s/ Palmetto Investment Partners II, LLC
2022-06-08
/s/ Palmetto Investment Partners, LLC
2022-06-08
/s/ PIP-SRPOII Investments, LLC
2022-06-08
/s/ PIPII-SRPOII Investments, LLC
2022-06-08
/s/ William Tudor Fennebresque
2022-06-08
/s/ Ryan Andrew Turner
2022-06-08
EX-99.2
2
form4exhibit992.txt
SIGNATURE PAGE
Exhibit 99.2
SRP Capital Advisors LLC
By: /s/ William T. Fennebresque
Name: William T. Fennebresque
Title: Manager Date: June 8, 2022
By: /s/ Ryan A. Turner
Name: Ryan A. Turner
Title: Manager Date: June 8, 2022
SRP Opportunities II, LP
By: SRP Opportunities II GP, LP, its general partner
By: SRPO-II GP Management, LP, its general partner
By: SRPO-II Holdings, LLC, its member
By: /s/ William T. Fennebresque
Name: William T. Fennebresque
Title: Managing Person Date: June 8, 2022
By: /s/ Ryan A. Turner
Name: Ryan A. Turner
Title: Managing Person Date: June 8, 2022
SRPO-II Partners I, LP
By: SRPO-II Partners I GP, LP, its general partner
By: SRPO-II GP Management, LP, its general partner
By: SRPO-II Holdings, LLC, its member
By: /s/ William T. Fennebresque
Name: William T. Fennebresque
Title: Managing Person Date: June 8, 2022
By: /s/ Ryan A. Turner
Name: Ryan A. Turner
Title: Managing Person Date: June 8, 2022
SRP Opportunities II GP, LP
By: SRPO-II GP Management, LP, its general partner
By: SRPO-II Holdings, LLC, its member
By: /s/ William T. Fennebresque
Name: William T. Fennebresque
Title: Managing Person Date: June 8, 2022
By: /s/ Ryan A. Turner
Name: Ryan A. Turner
Title: Managing Person Date: June 8, 2022
SRPO-II Partners I GP, LP
By: SRPO-II GP Management, LP, its general partner
By: SRPO-II Holdings, LLC, its member
By: /s/ William T. Fennebresque
Name: William T. Fennebresque
Title: Managing Person Date: June 8, 2022
By: /s/ Ryan A. Turner
Name: Ryan A. Turner
Title: Managing Person Date: June 8, 2022
SRPO-II Manager, LP
By: SRPO-II IM Holdings, LLC, its general partner
By: /s/ William T. Fennebresque
Name: William T. Fennebresque
Title: Managing Person Date: June 8, 2022
By: /s/ Ryan A. Turner
Name: Ryan A. Turner
Title: Managing Person Date: June 8, 2022
Palmetto Investment Partners, LLC
By: /s/ William T. Fennebresque
Name: William T. Fennebresque
Title: Manager Date: June 8, 2022
By: /s/ Ryan A. Turner
Name: Ryan A. Turner
Title: Manager Date: June 8, 2022
Palmetto Investment Partners II, LLC
By: /s/ William T. Fennebresque
Name: William T. Fennebresque
Title: Manager Date: June 8, 2022
By: /s/ Ryan A. Turner
Name: Ryan A. Turner
Title: Manager Date: June 8, 2022
PIP-SRPOII Investments, LLC
By: /s/ William T. Fennebresque
Name: William T. Fennebresque
Title: Manager Date: June 8, 2022
By: /s/ Ryan A. Turner
Name: Ryan A. Turner
Title: Manager Date: June 8, 2022
PIPII-SRPOII Investments, LLC
By: /s/ William T. Fennebresque
Name: William T. Fennebresque
Title: Manager Date: June 8, 2022
By: /s/ Ryan A. Turner
Name: Ryan A. Turner
Title: Manager Date: June 8, 2022
William Tudor Fennebresque
By: /s/ William T. Fennebresque
Name: William T. Fennebresque Date: June 8, 2022
Ryan Andrew Turner
By: /s/ Ryan A. Turner
Name: Ryan A. Turner Date: June 8, 2022