0001105838-14-000006.txt : 20140916 0001105838-14-000006.hdr.sgml : 20140916 20140916113435 ACCESSION NUMBER: 0001105838-14-000006 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20140912 FILED AS OF DATE: 20140916 DATE AS OF CHANGE: 20140916 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: PANHANDLE OIL & GAS INC CENTRAL INDEX KEY: 0000315131 STANDARD INDUSTRIAL CLASSIFICATION: CRUDE PETROLEUM & NATURAL GAS [1311] IRS NUMBER: 731055775 STATE OF INCORPORATION: OK FISCAL YEAR END: 1211 BUSINESS ADDRESS: STREET 1: 5400 NW GRAND BLVD STREET 2: GRAND CENTRE STE 210 CITY: OKLAHOMA CITY STATE: OK ZIP: 73112 BUSINESS PHONE: 4059481560 MAIL ADDRESS: STREET 1: 5400 N GRAND BLVD STREET 2: GRAND CENTRE STE 300 CITY: OKLAHOMA CITY STATE: OK ZIP: 73112 FORMER COMPANY: FORMER CONFORMED NAME: PANHANDLE ROYALTY CO DATE OF NAME CHANGE: 19920703 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ROBOTTI ROBERT CENTRAL INDEX KEY: 0001105838 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-31759 FILM NUMBER: 141104831 MAIL ADDRESS: STREET 1: 6 EAST 43RD STREET STREET 2: 23RD FLOOR CITY: NEW YORK STATE: NY ZIP: 10017 4 1 primary_doc.xml PRIMARY DOCUMENT X0306 4 2014-09-12 0 0000315131 PANHANDLE OIL & GAS INC PHX 0001105838 ROBOTTI ROBERT 6 EAST 43RD STREET 23RD FLOOR NEW YORK NY 10017 1 0 0 0 Class A Common Stock, $0.0166 par value 2014-09-12 4 S 0 5084 60.6536 D 541335 I See Footnote Class A Common Stock, $0.0166 par value 2014-09-12 4 S 0 3116 60.6536 D 541335 I See Footnote Class A Common Stock, $0.0166 par value 2014-09-15 4 S 0 8556 61.1788 D 541335 I See Footnote Class A Common Stock, $0.0166 par value 2014-09-15 4 S 0 5244 61.1788 D 541335 I See Footnote This amount includes 18,740 shares of Common Stock directly beneficially owned by Robotti & Company, Incorporated ("ROBT"), 1,000 shares of the Common Stock directly beneficially owned by Robotti & Company, LLC ("Robotti & Company"), 305,498 shares of the Common Stock directly beneficially owned by The Ravenswood Investment Company, LP ("RIC"), 186,279 shares of the Common Stock directly beneficially owned by Ravenswood Investments III, L.P. ("RI"), 18,000 shares of the Common Stock directly beneficially owned by Suzanne Robotti ("Su Robotti"), wife of Robert Robotti, and 11,818 shares of the Common Stock directly beneficially owned by Robert Robotti (following disposition of all shares reported herein). Mr. Robotti may be deemed to beneficially own (solely for the purpose of Rule 16a-1(a)(2) under the Securities Exchange Act of 1934, as amended ("Exchange Act")) certain of the shares of Common Stock set forth in this Form 4 through his proportionate ownership of ROBT and Robotti & Company, as a managing member of Ravenswood Management Company, LLC, which serves as the general partner of RIC and RI and through his marriage to Su Robotti. Mr. Robotti disclaims beneficial ownership of all securities reported herein except to the extent of his pecuniary interest therein, if any. /s/ Robert E. Robotti 2014-09-16