0001105838-13-000009.txt : 20130627 0001105838-13-000009.hdr.sgml : 20130627 20130627163910 ACCESSION NUMBER: 0001105838-13-000009 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20130102 FILED AS OF DATE: 20130627 DATE AS OF CHANGE: 20130627 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: PANHANDLE OIL & GAS INC CENTRAL INDEX KEY: 0000315131 STANDARD INDUSTRIAL CLASSIFICATION: CRUDE PETROLEUM & NATURAL GAS [1311] IRS NUMBER: 731055775 STATE OF INCORPORATION: OK FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 5400 NW GRAND BLVD STREET 2: GRAND CENTRE STE 210 CITY: OKLAHOMA CITY STATE: OK ZIP: 73112 BUSINESS PHONE: 4059481560 MAIL ADDRESS: STREET 1: 5400 N GRAND BLVD STREET 2: GRAND CENTRE STE 300 CITY: OKLAHOMA CITY STATE: OK ZIP: 73112 FORMER COMPANY: FORMER CONFORMED NAME: PANHANDLE ROYALTY CO DATE OF NAME CHANGE: 19920703 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ROBOTTI ROBERT CENTRAL INDEX KEY: 0001105838 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-31759 FILM NUMBER: 13937868 MAIL ADDRESS: STREET 1: 6 EAST 43RD STREET STREET 2: 23RD FLOOR CITY: NEW YORK STATE: NY ZIP: 10017 4 1 primary_doc.xml PRIMARY DOCUMENT X0306 4 2013-01-02 0 0000315131 PANHANDLE OIL & GAS INC PHX 0001105838 ROBOTTI ROBERT 6 EAST 43RD STREET 23RD FLOOR NEW YORK NY 10017 1 0 0 0 Class A Common Stock, $0.0166 Par Value 2013-01-02 4 J 0 17400 0 D 580917 I See Footnote Class A Common Stock, $0.0166 Par Value 2013-01-02 4 J 0 17400 0 A 580917 I See Footnote Class A Common Stock, $0.0166 Par Value 2013-01-04 4 J 0 51148 0 D 580917 I See Footnote Class A Common Stock, $0.0166 Par Value 2013-01-14 4 J 0 7399 0 D 580917 I See Footnote Class A Common Stock, $0.0166 Par Value 2013-01-14 4 J 0 7399 0 A 580917 I See Footnote Reflects change in form of pecuniary interest of the Reporting Person as a result of the distribution in kind of 17,400 shares of the Class A Common Stock, $0.0166 par value ("Common Stock"), to Robert Robotti from The Ravenswood Investment Company, L.P. ("RIC"). The transfer or distribution of shares, as applicable, was for no consideration. Reflects change in form of indirect pecuniary interest, if any, of the Reporting Person as a result of the distribution, to certain limited partners who withdrew from Ravenswood Investments III, L.P. ("RIII") of 51,148 shares of the Common Stock. Reflects change in form of indirect pecuniary interest, if any, of the Reporting Person as a result of the transfer by a limited partner of 7,399 shares of Common Stock from RVB Value Fund, L.P. ("RVB") to RIC. This amount includes 18,740 shares of Common Stock owned by Robotti & Company, Incorporated ("ROBT"). This amount includes 1,000 shares of the Common Stock owned by Robotti & Company, LLC ("Robotti & Company"). This amount includes 331,138 shares of the Common Stock owned by RIC. This amount includes 194,639 shares of the Common Stock owned by RIII. This amount includes 18,000 shares of the Common Stock owned by Suzanne Robotti ("Su Robotti"), wife of Robert Robotti. This amount includes 17,400 shares of the Common Stock owned by Robert Robotti ("Robotti"). Mr. Robotti may be deemed to beneficially own (solely for the purpose of Rule 16a-1(a)(2) under the Securities Exchange Act of 1934, as amended ("Exchange Act")) certain of the shares of Common Stock set forth in this Form 4 through his proportionate ownership of ROBT and Robotti & Company, as a managing member of Ravenswood Management Company, L.L.C., which serves as the general partner of RIC, RIII and RVB, and through his marriage to Su Robotti. Mr. Robotti disclaims beneficial ownership of such securities except to the extent of his pecuniary interest therein, if any. Robert E. Robotti 2013-06-27