0001105838-13-000008.txt : 20130627 0001105838-13-000008.hdr.sgml : 20130627 20130627145516 ACCESSION NUMBER: 0001105838-13-000008 CONFORMED SUBMISSION TYPE: 4/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20121001 FILED AS OF DATE: 20130627 DATE AS OF CHANGE: 20130627 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: PANHANDLE OIL & GAS INC CENTRAL INDEX KEY: 0000315131 STANDARD INDUSTRIAL CLASSIFICATION: CRUDE PETROLEUM & NATURAL GAS [1311] IRS NUMBER: 731055775 STATE OF INCORPORATION: OK FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 5400 NW GRAND BLVD STREET 2: GRAND CENTRE STE 210 CITY: OKLAHOMA CITY STATE: OK ZIP: 73112 BUSINESS PHONE: 4059481560 MAIL ADDRESS: STREET 1: 5400 N GRAND BLVD STREET 2: GRAND CENTRE STE 300 CITY: OKLAHOMA CITY STATE: OK ZIP: 73112 FORMER COMPANY: FORMER CONFORMED NAME: PANHANDLE ROYALTY CO DATE OF NAME CHANGE: 19920703 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ROBOTTI ROBERT CENTRAL INDEX KEY: 0001105838 FILING VALUES: FORM TYPE: 4/A SEC ACT: 1934 Act SEC FILE NUMBER: 001-31759 FILM NUMBER: 13937184 MAIL ADDRESS: STREET 1: 6 EAST 43RD STREET STREET 2: 23RD FLOOR CITY: NEW YORK STATE: NY ZIP: 10017 4/A 1 primary_doc.xml PRIMARY DOCUMENT X0306 4/A 2012-10-01 2013-02-08 0 0000315131 PANHANDLE OIL & GAS INC PHX 0001105838 ROBOTTI ROBERT 6 EAST 43RD STREET 23RD FLOOR NEW YORK NY 10017 1 0 0 0 Class A Common Stock, $0.0166 Par Value 2012-10-01 4 J 0 75790 0 D 632065 I See Footnote Class A Common Stock, $0.0166 Par Value 2012-10-01 4 J 0 75790 0 A 632065 I See Footnote Reflects change in form of indirect pecuniary interest, if any, of the Reporting Person as a result of the transfer by a limited partner of 75,790 shares of the Class A Common Stock, $0.0166 par value ("Common Stock"), from RVB Value Fund, L.P. ("RVB") to a managed account. The transfer of shares was for no consideration. This amount includes 18,740 shares of the Common Stock owned by Robotti & Company, Incorporated ("ROBT"). This amount includes 1,000 shares of the Common Stock owned by Robotti & Company, LLC ("Robotti & Company"). This amount includes 341,139 shares of the Common Stock owned by The Ravenswood Investment Company, L.P. ("RIC"). This amount includes 245,787 shares of the Common Stock owned by Ravenswood Investments III, L.P. ("RIII"). This amount includes 7,399 shares of the Common Stock owned by RVB. This amount includes 18,000 shares of the Common Stock owned by Suzanne Robotti ("Su Robotti"), wife of Robert Robotti ("Robotti"). The Reporting Person may be deemed to beneficially own (solely for the purpose of Rule 16a-1(a)(2) under the Securities Exchange Act of 1934, as amended ("Exchange Act")) certain of the shares of Common Stock reported on this Form 4 through his proportionate ownership of ROBT and Robotti & Company, as a managing member of Ravenswood Management Company, L.L.C., which serves as the general partner of RIC, RIII and RVB, and through his marriage to Su Robotti. Mr. Robotti disclaims beneficial ownership of such securities except to the extent of his pecuniary interest therein, if any. Robert E. Robotti 2013-06-27