0001062993-20-004280.txt : 20200901 0001062993-20-004280.hdr.sgml : 20200901 20200901162406 ACCESSION NUMBER: 0001062993-20-004280 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200828 FILED AS OF DATE: 20200901 DATE AS OF CHANGE: 20200901 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Edenbrook Capital, LLC CENTRAL INDEX KEY: 0001666682 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-31759 FILM NUMBER: 201154706 BUSINESS ADDRESS: STREET 1: 116 RADIO CIRCLE STREET 2: SUITE 202 CITY: MT. KISCO STATE: NY ZIP: 10549 BUSINESS PHONE: 914-239-3117 MAIL ADDRESS: STREET 1: 116 RADIO CIRCLE STREET 2: SUITE 202 CITY: MT. KISCO STATE: NY ZIP: 10549 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Brolin Jonathan CENTRAL INDEX KEY: 0001712127 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-31759 FILM NUMBER: 201154707 MAIL ADDRESS: STREET 1: 2 DEPOT PLAZA STREET 2: 4TH FLOOR CITY: BEDFORD HILLS STATE: NY ZIP: 10507 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: PANHANDLE OIL & GAS INC CENTRAL INDEX KEY: 0000315131 STANDARD INDUSTRIAL CLASSIFICATION: CRUDE PETROLEUM & NATURAL GAS [1311] IRS NUMBER: 731055775 STATE OF INCORPORATION: OK FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 1601 NW EXPRESSWAY STREET 2: VALLIANCE BANK TOWER STE 1100 CITY: OKLAHOMA CITY STATE: OK ZIP: 73118 BUSINESS PHONE: 4059481560 MAIL ADDRESS: STREET 1: 1601 NW EXPRESSWAY STREET 2: VALLIANCE BANK TOWER STE 1100 CITY: OKLAHOMA CITY STATE: OK ZIP: 73118 FORMER COMPANY: FORMER CONFORMED NAME: PANHANDLE ROYALTY CO DATE OF NAME CHANGE: 19920703 3 1 form3.xml INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES X0206 3 2020-08-28 0 0000315131 PANHANDLE OIL & GAS INC PHX 0001666682 Edenbrook Capital, LLC 116 RADIO CIRCLE SUITE 202 MOUNT KISCO NY 10549 0 0 1 0 0001712127 Brolin Jonathan 116 RADIO CIRCLE SUITE 202 MOUNT KISCO NY 10549 0 0 1 0 Class A Common Stock 2610602 I See footnotes Put Option (Obligation to Buy) 4.00 2020-03-13 2020-12-18 Common Stock 50000 I See Footnotes Put Option (Obligation to Buy) 6.00 2020-01-28 2020-12-18 Common Stock 200000 I See Footnotes Put Option (Obligation to Buy) 3.00 2020-03-13 2020-12-18 Common Stock 100000 I See Footnotes The securities reported herein are held in the accounts of private funds. Edenbrook Capital, LLC may be deemed to be a beneficial owner of such securities by virtue of its role as the investment manager of such private funds. Jonathan Brolin may be deemed to be a beneficial owner of such securities by virtue of his role as managing member of Edenbrook Capital, LLC. Each Reporting Person disclaims beneficial ownership in the securities reported on this Form 3 except to the extent of its pecuniary interest, if any, therein, and this report shall not be deemed to be an admission that such Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. Edenbrook Capital, LLC wrote put option contracts expiring in December 2020 which provide that Edenbrook Capital, LLC will be required to purchase shares of Class A Common Stock at the stated strike price if the counterparty exercises such put options. Edenbrook Capital, LLC; By: /s/ Jonathan Brolin, Managing Member 2020-09-01 /s/ Jonathan Brolin 2020-09-01