0001209191-20-018845.txt : 20200313
0001209191-20-018845.hdr.sgml : 20200313
20200313160842
ACCESSION NUMBER: 0001209191-20-018845
CONFORMED SUBMISSION TYPE: 3
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20200303
FILED AS OF DATE: 20200313
DATE AS OF CHANGE: 20200313
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: BERKSHIRE HATHAWAY INC
CENTRAL INDEX KEY: 0001067983
STANDARD INDUSTRIAL CLASSIFICATION: FIRE, MARINE & CASUALTY INSURANCE [6331]
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 3
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35651
FILM NUMBER: 20712719
BUSINESS ADDRESS:
STREET 1: 3555 FARNAM STREET
CITY: OMAHA
STATE: NE
ZIP: 68131
BUSINESS PHONE: 4023461400
MAIL ADDRESS:
STREET 1: 3555 FARNAM STREET
CITY: OMAHA
STATE: NE
ZIP: 68131
FORMER NAME:
FORMER CONFORMED NAME: NBH INC
DATE OF NAME CHANGE: 19980810
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: BUFFETT WARREN E
CENTRAL INDEX KEY: 0000315090
FILING VALUES:
FORM TYPE: 3
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35651
FILM NUMBER: 20712720
BUSINESS ADDRESS:
STREET 1: 3555 FARNAM ST
STREET 2: STE 1440
CITY: OMAHA
STATE: NE
ZIP: 68131
BUSINESS PHONE: 402-346-1400
MAIL ADDRESS:
STREET 1: 3555 FARNAM ST
STREET 2: STE 1440
CITY: OMAHA
STATE: NE
ZIP: 68131
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Bank of New York Mellon Corp
CENTRAL INDEX KEY: 0001390777
STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022]
IRS NUMBER: 132614959
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 240 GREENWICH STREET
CITY: NEW YORK
STATE: NY
ZIP: 10286
BUSINESS PHONE: 212-495-1784
MAIL ADDRESS:
STREET 1: 240 GREENWICH STREET
CITY: NEW YORK
STATE: NY
ZIP: 10286
FORMER COMPANY:
FORMER CONFORMED NAME: Bank of New York Mellon CORP
DATE OF NAME CHANGE: 20070221
3
1
doc3.xml
FORM 3 SUBMISSION
X0206
3
2020-03-03
0
0001390777
Bank of New York Mellon Corp
BK
0001067983
BERKSHIRE HATHAWAY INC
3555 FARNAM STREET
OMAHA
NE
68131
0
0
1
0
0000315090
BUFFETT WARREN E
3555 FARNAM STREET
OMAHA
NE
68131
0
0
1
0
Common Stock
89000000
I
See Footnotes
81,488,751 of the total reported securities are owned directly by the following subsidiaries of Berkshire Hathaway Inc. ("Berkshire"): AmGUARD Insurance Company (132,000), Berkshire Hathaway Assurance Corporation (5,088,000), Berkshire Hathaway Direct Insurance Company (132,000), Berkshire Hathaway Homestate Insurance Company (2,148,000), Berkshire Hathaway International Insurance Ltd. (783,000), Berkshire Hathaway Life Insurance Company of Nebraska (1,793,915), Berkshire Hathaway Specialty Insurance Company (10,839,000), Brilliant National Services, Inc. (111,000), Cypress Insurance Company (776,000), Finial Reinsurance Company (1,106,000), Government Employees Insurance Company (6,160,384), GEICO Advantage Insurance Company (330,000), General Re Life Corporation (946,000), General Reinsurance Corporation (7,517,193), General Star Indemnity Company (537,750), General Star National Insurance Company (131,000), Genesis Insurance Company (103,000),
Continued from footnote 1: The Medical Protective Company (6,677,000), MPP Company, Inc. (1,092,000), Mount Vernon Fire Insurance Company (1,590,000), National Fire & Marine Insurance Company (3,854,463), National Indemnity Company (21,451,996), National Liability & Fire Insurance Company (2,140,000), National Indemnity Company of Mid America (568,400), National Indemnity Company of the South (388,000), NorGUARD Insurance Company (132,000), NRG America Holding Company (214,000), Oak River Insurance Company (746,000), Old United Casualty Company (268,000), Princeton Insurance Company (642,000), Radnor Specialty Insurance Company (93,000), Redwood Fire and Casualty Insurance Company (2,064,800), United States Liability Insurance Company (750,000), United States Underwriters Insurance Company (152,782) and WestGUARD Insurance Company (30,068).
Continued from footnote 2: In order to avoid double counting, shares of Common Stock reported as being owned by each of these subsidiaries only reflect shares that are owned directly by such subsidiary, and do not reflect any shares that such subsidiary may be deemed to beneficially own by virtue of ownership or control of any other subsidiary otherwise reported in this Form 3. As Berkshire is in the chain of ownership of each subsidiary listed above, it may be deemed presently to both beneficially own and have a pecuniary interest in all shares of Common Stock presently directly owned by such subsidiaries. Warren E. Buffett, as the controlling stockholder of Berkshire, may be deemed presently to beneficially own, but only to the extent he has a pecuniary interest in, the shares of Common Stock presently owned by each of these subsidiaries. Mr. Buffett disclaims beneficial ownership of the reported securities except to the extent of except to the
Continued from Footnote 3: extent of his pecuniary interest therein.
7,511,249 of the total reported securities are owned directly by the following pension plans of Berkshire's subsidiaries: Berkshire Hathaway Consolidated Pension Plan Master Retirement Trust (6,748,092), BNSF Master Retirement Trust (412,657) and Precision CastParts Corp Master Trust (350,500). Each of Berkshire, Mr. Buffett and these pension plans disclaim beneficial ownership in such shares.
/s/ Warren E. Buffett, on behalf of himself and each other reporting person hereunder
2020-03-13