0001181431-13-026770.txt : 20130509
0001181431-13-026770.hdr.sgml : 20130509
20130509183620
ACCESSION NUMBER: 0001181431-13-026770
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20130507
FILED AS OF DATE: 20130509
DATE AS OF CHANGE: 20130509
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: BUFFETT WARREN E
CENTRAL INDEX KEY: 0000315090
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-14037
FILM NUMBER: 13830528
BUSINESS ADDRESS:
STREET 1: 1440 KIEWIT PLZ 3555 FARNAM ST
STREET 2: STE 1440
CITY: OMAHA
STATE: NE
ZIP: 68131
MAIL ADDRESS:
STREET 1: 1400 KIEWIT PLZ 3555 FARNAM ST
STREET 2: STE 1440
CITY: OMAHA
STATE: NE
ZIP: 68131
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: MOODYS CORP /DE/
CENTRAL INDEX KEY: 0001059556
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-CONSUMER CREDIT REPORTING, COLLECTION AGENCIES [7320]
IRS NUMBER: 133998945
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 7 WORLD TRADE CENTER
STREET 2: AT 250 GREENWICH STREET
CITY: NEW YORK
STATE: NY
ZIP: 10007
BUSINESS PHONE: 2125530300
MAIL ADDRESS:
STREET 1: 7 WORLD TRADE CENTER
STREET 2: AT 250 GREENWICH STREET
CITY: NEW YORK
STATE: NY
ZIP: 10007
FORMER COMPANY:
FORMER CONFORMED NAME: DUN & BRADSTREET CORP /DE/
DATE OF NAME CHANGE: 19980728
FORMER COMPANY:
FORMER CONFORMED NAME: NEW DUN & BRADSTREET CORP
DATE OF NAME CHANGE: 19980728
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: NATIONAL INDEMNITY CO
CENTRAL INDEX KEY: 0000314943
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-14037
FILM NUMBER: 13830530
BUSINESS ADDRESS:
STREET 1: 3024 HARNEY ST
CITY: OMAHA
STATE: NE
ZIP: 68131-3580
BUSINESS PHONE: 4023461400
MAIL ADDRESS:
STREET 1: 3024 HARNEY ST
CITY: OMAHA
STATE: NE
ZIP: 68131
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: BERKSHIRE HATHAWAY INC
CENTRAL INDEX KEY: 0001067983
STANDARD INDUSTRIAL CLASSIFICATION: FIRE, MARINE & CASUALTY INSURANCE [6331]
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-14037
FILM NUMBER: 13830529
BUSINESS ADDRESS:
STREET 1: 3555 FARNAM STREET
CITY: OMAHA
STATE: NE
ZIP: 68131
BUSINESS PHONE: 4023461400
MAIL ADDRESS:
STREET 1: 3555 FARNAM STREET
CITY: OMAHA
STATE: NE
ZIP: 68131
FORMER NAME:
FORMER CONFORMED NAME: NBH INC
DATE OF NAME CHANGE: 19980810
4
1
rrd379313.xml
X0306
4
2013-05-07
0
0001059556
MOODYS CORP /DE/
MCO
0001067983
BERKSHIRE HATHAWAY INC
3555 FARNAM STREET
OMAHA
NE
68131
0
0
1
0
0000315090
BUFFETT WARREN E
3555 FARNAM STREET
OMAHA
NE
68131
0
0
1
0
0000314943
NATIONAL INDEMNITY CO
3024 HARNEY STREET
OMAHA
NE
68131
0
0
1
0
Common Stock
2013-05-07
4
S
0
149411
64.0325
D
25144128
I
See footnotes 4 and 5.
Common Stock
2013-05-08
4
S
0
1800
64.1667
D
25142328
I
See footnotes 4 and 5.
Common Stock
2013-05-09
4
S
0
220150
64.0724
D
24922178
I
See footnotes 4 and 5.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $63.75 to $64.12. The reporting person undertakes to provide to Moody's Corporation, any security holder of Moody's Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes 1 through 3 of this Form 4.
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $64.00 to $64.20.
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $64.00 to $64.34.
12,226,328 of these shares are owned by Government Employees Insurance Company ("GEICO") and 12,695,850 of these shares are owned by National Indemnity Company ("NICO"). GEICO is a subsidiary of GEICO Corporation, and GEICO Corporation is a subsidiary of NICO. NICO is a subsidiary of Berkshire Hathaway Inc. ("Berkshire").
As Berkshire is in the chain of ownership of NICO and GEICO, Berkshire may be deemed presently to both beneficially own and have a pecuniary interest in all shares of Moody's Corporation common stock presently owned by NICO and GEICO. As GEICO is in the chain of ownership of NICO, NICO may be deemed presently to both beneficially own and have a pecuniary interest in all shares of Moody's Corporation common stock presently owned by GEICO. Warren E. Buffett, as the controlling stockholder of Berkshire, may be deemed presently to beneficially own, but only to the extent he has a pecuniary interest in, the shares of Moody's Corporation Common Stock presently owned by NICO and GEICO. Mr. Buffett disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.
Berkshire Hathaway Inc., by Marc D. Hamburg
2013-05-09
Warren E. Buffett
2013-05-09
National Indemnity Company, by Marc D. Hamburg
2013-05-09