-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, AKzE9/LI7rWW1tJI4p86WEyeW4osRJxlpDiDtxbwe/Z60NbhWlZx5vYZWLwbXSgA 6n/wcbCJ6ZLlMd8wmk+ogQ== 0001181431-04-009461.txt : 20040213 0001181431-04-009461.hdr.sgml : 20040213 20040213192044 ACCESSION NUMBER: 0001181431-04-009461 CONFORMED SUBMISSION TYPE: 5/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20031231 FILED AS OF DATE: 20040213 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BUFFETT WARREN E CENTRAL INDEX KEY: 0000315090 FILING VALUES: FORM TYPE: 5/A SEC ACT: 1934 Act SEC FILE NUMBER: 001-14905 FILM NUMBER: 04601689 BUSINESS ADDRESS: STREET 1: 1440 KIEWIT PLZ 3555 FARNAM ST STREET 2: STE 1440 CITY: OMAHA STATE: NE ZIP: 68131 MAIL ADDRESS: STREET 1: 1400 KIEWIT PLZ 3555 FARNAM ST STREET 2: STE 1440 CITY: OMAHA STATE: NE ZIP: 68131 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: BERKSHIRE HATHAWAY INC CENTRAL INDEX KEY: 0001067983 STANDARD INDUSTRIAL CLASSIFICATION: FIRE, MARINE & CASUALTY INSURANCE [6331] IRS NUMBER: 470813844 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1440 KIEWIT PLZ CITY: OMAHA STATE: NE ZIP: 68131 BUSINESS PHONE: 4023461400 MAIL ADDRESS: STREET 1: 1440 KIEWIT PLAZA CITY: OMAHA STATE: NE ZIP: 68131 FORMER COMPANY: FORMER CONFORMED NAME: NBH INC DATE OF NAME CHANGE: 19980810 5/A 1 rrd32755.xml FORM 5/A FOR WARREN BUFFETT X0201 5/A 2003-12-31 2004-02-13 0 0 0 0001067983 BERKSHIRE HATHAWAY INC BRK.A 0000315090 BUFFETT WARREN E 1440 KIEWIT PLAZA OMAHA NE 68131 1 1 1 0 Chairman of the Board Class B Common Stock 2003-10-03 5 G 0 80 D 70 I By spouse Class B Common Stock 2003-10-07 5 G 0 8 D 62 I By spouse Class B Common Stock 2003-10-08 5 C 0 300 A 362 I By spouse Class B Common Stock 2003-10-14 5 G 0 25 D 337 I By spouse Class B Common Stock 2003-10-24 5 G 0 10 D 327 I By spouse Class B Common Stock 2003-11-06 5 G 0 4 D 323 I By spouse Class B Common Stock 2003-11-12 5 G 0 12 D 311 I By spouse Class B Common Stock 2003-12-03 5 G 0 23 D 288 I By spouse Class B Common Stock 2003-12-05 5 G 0 10 D 278 I By spouse Class B Common Stock 2003-12-08 5 G 0 3 D 275 I By spouse Class B Common Stock 2003-12-15 5 G 0 33 D 242 I By spouse Class B Common Stock 2003-12-16 5 G 0 12 D 230 I By spouse Class B Common Stock 2003-12-19 5 G 0 26 D 204 I By spouse Class A Common Stock 2003-10-03 5 G 0 73 D Class B Common Stock 34074 I By spouse Class A Common Stock 2003-10-06 5 G 0 4 D Class B Common Stock 34070 I By spouse Class A Common Stock 2003-10-08 5 C 0 10 D Class B Common Stock 300 34060 I By spouse Class A Common Stock 2003-10-14 5 G 0 10 D Class B Common Stock 34050 I By spouse Class A Common Stock 2003-10-24 5 G 0 1 D Class B Common Stock 34049 I By spouse Class A Common Stock 2003-10-31 5 G 0 10 D Class B Common Stock 34039 I By spouse Class A Common Stock 2003-11-05 5 G 0 1 D Class B Common Stock 34038 I By spouse Class A Common Stock 2003-11-06 5 G 0 3 D Class B Common Stock 34035 I By spouse Class A Common Stock 2003-11-12 5 G 0 6 D Class B Common Stock 34029 I By spouse Class A Common Stock 2003-12-03 5 G 0 16 D Class B Common Stock 34013 I By spouse Class A Common Stock 2003-12-05 5 G 0 8 D Class B Common Stock 34005 I By spouse Class A Common Stock 2003-12-08 5 G 0 3 D Class B Common Stock 34002 I By spouse Class A Common Stock 2003-12-16 5 G 0 2 D Class B Common Stock 34000 I By spouse Each share of Class A Common Stock is convertible at any time at the option of the holder into 30 shares of Class B Common Stock. Not applicable. 10 shares of Class A Common Stock were converted into 300 shares of Class B Common Stock. In accordance with the instructions to Form 5, the reporting person's holdings of, and transactions in, shares of Class A Common Stock are reported in Table II instead of Table I. Due to software limitations on the number of transactions that can be displayed, the reporting person has bifurcated his Form 5 filing into two separate filings. On February 13, 2004, the reporting person filed a Form 5 (the "Original Form 5") to reflect transactions reportable on Form 5 which occurred in 2003 with respect to Class A Common Stock and Class B Common Stock that are (i) directly held by the reporting person or (ii) held by trusts for which the reporting person is trustee. In addition, the Original Form 5 reflected transactions reportable on Form 5 which occurred between January 1, 2003 and September 30, 2003 with respect to Class A Common Stock and Class B Common Stock that are held by the reporting person's spouse, Susan T. Buffett. Transactions reportable on Form 5 which occurred between October 1, 2003 and December 31, 2003 with respect to Class A Common Stock and Class B Common Stock that are held by the reporting person's spouse, Susan T. Buffett, are reported in this amendment to the Original Form 5. After giving effect to the transactions reported in the Original Form 5 and this amendment thereto, the reporting person may be deemed to beneficially own, in the aggregate, as of December 31, 2003, (i) 474,998 shares of Class A Common Stock that are directly held by him, (ii) 34,000 shares of Class A Common Stock and 204 shares of Class B Common Stock that are held by his spouse, Susan T. Buffett, and (iii) 1,104 shares of Class A Common Stock that are held by trusts for which the reporting person is trustee and of which trust shares he disclaims beneficial ownership for the purposes of Section 16 of the Securities Exchange Act of 1934, as amended. Warren E. Buffett 2004-02-13 -----END PRIVACY-ENHANCED MESSAGE-----