-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, QWae3JMERUJusonTRroJp43KqPlBvLDgDBM2iy6QhBIvMshw3uy4qWqJjVmJl6Em Xtf2OOjbrpbVszSJpPyHTQ== 0001140361-10-034753.txt : 20100824 0001140361-10-034753.hdr.sgml : 20100824 20100823190834 ACCESSION NUMBER: 0001140361-10-034753 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20100630 FILED AS OF DATE: 20100824 DATE AS OF CHANGE: 20100823 EFFECTIVENESS DATE: 20100824 FILER: COMPANY DATA: COMPANY CONFORMED NAME: REGENTS OF THE UNIVERSITY OF CALIFORNIA CENTRAL INDEX KEY: 0000315054 IRS NUMBER: 000000000 STATE OF INCORPORATION: CA FISCAL YEAR END: 0630 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-00224 FILM NUMBER: 101033709 BUSINESS ADDRESS: STREET 1: 1111 BROADWAY STREET 2: 14TH FLOOR CITY: OAKLAND STATE: CA ZIP: 94607-4026 BUSINESS PHONE: 510-987-9676 MAIL ADDRESS: STREET 1: 1111 BROADWAY STREET 2: 14TH FLOOR CITY: OAKLAND STATE: CA ZIP: 94607-4026 FORMER COMPANY: FORMER CONFORMED NAME: REGENTS OF THE UNIVERSITY OF CA DATE OF NAME CHANGE: 19600201 13F-HR 1 form13fhr.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: 6/30/2010 Check here if Amendment []; Amendment Number: ------- This Amendment (Check only one.): [] is a restatement. [] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: The Regents of the University of California Address: Address: 1111 Broadway, Suite 1400 Oakland, CA 94607 Form 13F File Number: 28-00224 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Persons Signing this Report on Behalf of Reporting Manager: Name: Marie Berggren Title: Treasurer Phone: (510) 987-9600 Signature, Place, and Date of Signing: /s/ Marie Berggren Oakland, CA 8/23/2010 - --------------------------------- --------------------------------- ---------- [Signature] [City, State] [Date] Report Type (Check only one): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) List of Other Managers Reporting for this Manager: Form 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 21 Form 13F Information Table Value Total: $14,011,142.00 -------------- List of Other Included Managers: Provide a numbered list of the name(s) and 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. NONE
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 - ----------------------------- ---------------------------- --------- -------- ----------------- ---------- -------- ---------------- SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ----------------------------- ---------------------------- --------- -------- -------- --- ---- ---------- -------- ---- ------ ---- AT+T INC COMMON STOCK USD1.0 00206R102 458401 18950 SOLE X 0 0 AIR PRODUCTS + CHEMICALS INC COMMON STOCK USD1.0 009158106 661062 10200 SOLE X 0 0 ARCSIGHT INC COMMON STOCK USD1E 05.0 039666102 291764 13031 SOLE X 0 0 ATHERSYS INC COMMON STOCK USD.001 04744L106 198223 68118 SOLE X 0 0 BIOTIME INC COMMON STOCK NPV 09066L105 246400 40000 SOLE X 0 0 COCA COLA CO/THE COMMON STOCK USD.25 191216100 451080 9000 SOLE X 0 0 CROWN CASTLE INTL CORP COMMON STOCK USD.01 228227104 638823 17145 SOLE X 0 0 ENTROPIC COMMUNICATIONS INC COMMON STOCK USD.001 29384R105 241281 38057 SOLE X 0 0 EXXON MOBIL CORP COMMON STOCK NPV 30231G102 1917552 33600 SOLE X 0 0 GENERAL ELECTRIC CO COMMON STOCK USD.06 369604103 571032 39600 SOLE X 0 0 HANSEN MEDICAL INC COMMON STOCK USD.0001 411307101 111746 52463 SOLE X 0 0 ESTEE LAUDER COMPANIES CL A COMMON STOCK USD.01 518439104 930691 16700 SOLE X 0 0 MAP PHARMACEUTICALS INC COMMON STOCK USD.01 56509R108 221597 16890 SOLE X 0 0 MERCK CO INC Common Stock USD.01 58933Y105 755352 21600 SOLE X 0 0 PFIZER INC COMMON STOCK USD.05 717081103 394218 27645 SOLE X 0 0 SPDR S+P MIDCAP 400 ETF TRUST SPDR S+P MIDCAP 400 ETF TRUS 78467Y107 723296 5600 SOLE X 0 0 SOLARWINDS INC COMMON STOCK USD.001 83416B109 4003215 249577 SOLE X 0 0 SYMYX TECHNOLOGIES INC COMMON STOCK USD.001 87155S108 67219 13417 SOLE X 0 0 VERIZON COMMUNICATIONS INC COMMON STOCK USD.1 92343V104 496935 17735 SOLE X 0 0 WELLS FARGO + CO COMMON STOCK USD1.666 949746101 462746 18076 SOLE X 0 0 ZIPREALTY INC COMMON STOCK USD.001 98974V107 168509 64563 SOLE X 0 0
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