-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, EfgM5iCXTPTnXusmHxF9+XT7tODWZMmnxHff5yihyvCtoGTGA0OqsyWVwnIhzJGl +EReKCxX5AbRGtdV/6wYbw== 0001140361-10-002858.txt : 20100128 0001140361-10-002858.hdr.sgml : 20100128 20100127200355 ACCESSION NUMBER: 0001140361-10-002858 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20091231 FILED AS OF DATE: 20100128 DATE AS OF CHANGE: 20100127 EFFECTIVENESS DATE: 20100128 FILER: COMPANY DATA: COMPANY CONFORMED NAME: REGENTS OF THE UNIVERSITY OF CALIFORNIA CENTRAL INDEX KEY: 0000315054 IRS NUMBER: 000000000 STATE OF INCORPORATION: CA FISCAL YEAR END: 0630 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-00224 FILM NUMBER: 10551701 BUSINESS ADDRESS: STREET 1: 1111 BROADWAY STREET 2: 14TH FLOOR CITY: OAKLAND STATE: CA ZIP: 94607-4026 BUSINESS PHONE: 510-987-9676 MAIL ADDRESS: STREET 1: 1111 BROADWAY STREET 2: 14TH FLOOR CITY: OAKLAND STATE: CA ZIP: 94607-4026 FORMER COMPANY: FORMER CONFORMED NAME: REGENTS OF THE UNIVERSITY OF CA DATE OF NAME CHANGE: 19600201 13F-HR 1 form13fhr.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: 12/31/2009 Check here if Amendment []; Amendment Number: ------- This Amendment (Check only one.): [] is a restatement. [] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: The Regents of the University of California Address: Address: 1111 Broadway, Suite 1400 Oakland, CA 94607 Form 13F File Number: 28-00224 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Persons Signing this Report on Behalf of Reporting Manager: Name: Marie Berggren Title: Treasurer Phone: (510) 987-9600 Signature, Place, and Date of Signing: /s/ Marie Berggren Oakland, CA 1/27/2010 - --------------------------------- --------------------------------- ---------- [Signature] [City, State] [Date] Report Type (Check only one): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) List of Other Managers Reporting for this Manager: Form 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 17 Form 13F Information Table Value Total: $11,598,553.00 -------------- List of Other Included Managers: Provide a numbered list of the name(s) and 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. NONE
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 - ------------------------ --------------------------- --------- --------- ------------------ ---------- -------- ---------------- SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------ --------------------------- --------- --------- --------- --- ---- ---------- -------- ---- ------ ---- AT+T INC COM 00206R102 531,169 18,950.00 SOLE X 0 0 AIR PRODS + CHEMS INC COM 9158106 826,812 10,200.00 SOLE X 0 0 ANADARKO PETE CORP COM 32511107 287,257 4,602.00 SOLE X 0 0 ATHERSYS INC NEW COM 04744L106 281,327 68,118.00 SOLE X 0 0 COCA COLA CO COM 191216100 513,000 9,000.00 SOLE X 0 0 EXXON MOBIL CORP COM 30231G102 2,291,184 33,600.00 SOLE X 0 0 GENERAL ELEC CO COM 369604103 599,148 39,600.00 SOLE X 0 0 HEWLETT PACKARD CO COM 428236103 216,342 4,200.00 SOLE X 0 0 INFINERA CORP COM 45667G103 319,426 36,012.00 SOLE X 0 0 LAUDER ESTEE COS INC CL A 518439104 807,612 16,700.00 SOLE X 0 0 MCGRAW HILL COS INC COM 580645109 201,060 6,000.00 SOLE X 0 0 MERCK + CO INC NEW COMMON STCOK 58933Y105 2,335,454 63,915.00 SOLE X 0 0 MIDCAP SPDR TR UNIT SER 1 STANDARD + POORS 595635103 737,856 5,600.00 SOLE X 0 0 PFIZER INC COM 717081103 501,680 27,580.00 SOLE X 0 0 SYMYX TECHNOLOGIES INC COM 87155S108 73,794 13,417.00 SOLE X 0 0 VERIZON COMMUNICATIONS COM USD 500 92343V104 587,561 17,735.00 SOLE X 0 0 WELLS FARGO + CO COM 949746101 487,871 18,076.00 SOLE X 0 0
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