-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, SA7g13Q8Pn/6puXyBU4OSvVqKb+bHnGiE5kujXCXdx/R1kkinLLJ3Yv0IrLB8Wmc 6wcBia4dJP3POEtV0BQ7aA== 0001140361-09-010327.txt : 20090427 0001140361-09-010327.hdr.sgml : 20090427 20090427141433 ACCESSION NUMBER: 0001140361-09-010327 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20090331 FILED AS OF DATE: 20090427 DATE AS OF CHANGE: 20090427 EFFECTIVENESS DATE: 20090427 FILER: COMPANY DATA: COMPANY CONFORMED NAME: REGENTS OF THE UNIVERSITY OF CALIFORNIA CENTRAL INDEX KEY: 0000315054 IRS NUMBER: 000000000 STATE OF INCORPORATION: CA FISCAL YEAR END: 0630 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-00224 FILM NUMBER: 09772222 BUSINESS ADDRESS: STREET 1: 1111 BROADWAY STREET 2: 14TH FLOOR CITY: OAKLAND STATE: CA ZIP: 94607-4026 BUSINESS PHONE: 510-987-9676 MAIL ADDRESS: STREET 1: 1111 BROADWAY STREET 2: 14TH FLOOR CITY: OAKLAND STATE: CA ZIP: 94607-4026 FORMER COMPANY: FORMER CONFORMED NAME: REGENTS OF THE UNIVERSITY OF CA DATE OF NAME CHANGE: 19600201 13F-HR 1 form13f.txt REGENTS OF THE UNIVERSITY OF CALIFORNIA 13-F 3-31-2009 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: March 31, 2009 Check here if Amendment [ ]; Amendment Number: ------- This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: The Regents of the University of California ----------------------------------------------------- Address: Address: 1111 Broadway, Suite 1400 Oakland, CA 94607 ----------------------------------------------------- Form 13F File Number: 28-00224 -------- The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: /s/ Marie Berggren ------------------------- Title: Treasurer ------------------------- Phone: (510) 987-9600 ------------------------- Signature, Place, and Date of Signing: /s/ Marie Berggren Oakland, CA 4/24/2009 - ------------------ ----------- ---------- [Signature] [City, State] [Date] Report Type (Check only one): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) List of Other Managers Reporting for this Manager: [If there are no entries in this list, omit this section.] 13F File Number Name 28-____________ ________________________________________ [Repeat as necessary.] Form 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 ----------- Form 13F Information Table Entry Total: 18 ----------- Form 13F Information Table Value Total: $10,562,087 ----------- (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. [If there are no entries in this list, state "NONE" and omit the column headings and list entries.] NONE
FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE - ------------------------------ ---------------- --------- -------- ------- --- ---- ------- -------- ---- ------ ---- AT+T INC COM 00206R102 653940 25950 SOLE X 0 0 AIR PRODS + CHEMS INC COM 009158106 573750 10200 SOLE X 0 0 AMERICAN INTL GROUP INC COM 026874107 18750 18750 SOLE X 0 0 CLEAN ENERGY FUELS CORP COM 184499101 640753 105214 SOLE X 0 0 COCA COLA CO COM 191216100 395550 9000 SOLE X 0 0 EQUITY RESIDENTIAL SH BEN INT 29476L107 330300 18000 SOLE X 0 0 EXXON MOBIL CORP COM 30231G102 2288160 33600 SOLE X 0 0 GENERAL ELEC CO COM 369604103 400356 39600 SOLE X 0 0 INFINERA CORP COM 45667G103 141066 19063 SOLE X 0 0 JUNIPER NETWORKS INC COM 48203R104 401168 26638 SOLE X 0 0 LAUDER ESTEE COS INC CL A 518439104 411655 16700 SOLE X 0 0 MERCK + CO INC COM 589331107 1709726 63915 SOLE X 0 0 MIDCAP SPDR TR UNIT SER 1 595635103 496440 5600 SOLE X 0 0 STANDARD + POORS SOLTA MED INC COM 83438K103 42648 66637 SOLE X 0 0 SYMYX TECHNOLOGIES INC COM 87155S108 59706 13417 SOLE X 0 0 VERIZON COMMUNICATIONS COM USD 500 92343V104 535597 17735 SOLE X 0 0 WELLS FARGO + CO NEW COM 949746101 257402 18076 SOLE X 0 0 WYETH COM 983024100 1205120 28000 SOLE X 0 0
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