-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, JMxMryS+xc1u/2BS+TrFnxdczm9b/Q3zoFhtsOSZgvKBkY74VHnp4TK36lup0hWH x38djzMPm56hCgIxoMu6UA== 0001140361-08-024039.txt : 20081030 0001140361-08-024039.hdr.sgml : 20081030 20081030130813 ACCESSION NUMBER: 0001140361-08-024039 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20080930 FILED AS OF DATE: 20081030 DATE AS OF CHANGE: 20081030 EFFECTIVENESS DATE: 20081030 FILER: COMPANY DATA: COMPANY CONFORMED NAME: REGENTS OF THE UNIVERSITY OF CALIFORNIA CENTRAL INDEX KEY: 0000315054 IRS NUMBER: 000000000 STATE OF INCORPORATION: CA FISCAL YEAR END: 0630 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-00224 FILM NUMBER: 081150263 BUSINESS ADDRESS: STREET 1: 1111 BROADWAY STREET 2: 14TH FLOOR CITY: OAKLAND STATE: CA ZIP: 94607-4026 BUSINESS PHONE: 510-987-9676 MAIL ADDRESS: STREET 1: 1111 BROADWAY STREET 2: 14TH FLOOR CITY: OAKLAND STATE: CA ZIP: 94607-4026 FORMER COMPANY: FORMER CONFORMED NAME: REGENTS OF THE UNIVERSITY OF CA DATE OF NAME CHANGE: 19600201 13F-HR 1 form13f.txt REGENTS OF UNIVERSITY OF CALIFORNIA 13F-HR 9-30-2008 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: September 30, 2008 Check here if Amendment [ ]; Amendment Number: ------- This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: The Regents of the University of California ----------------------------------------------------- Address: Address: 1111 Broadway, Suite 1400 Oakland, CA 94607 ----------------------------------------------------- Form 13F File Number: 28-00224 -------- The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: /s/ Marie Berggren ------------------------- Title: Treasurer ------------------------- Phone: (510) 987-9600 ------------------------- Signature, Place, and Date of Signing: /s/ Marie Berggren Oakland, CA 10/30/2008 - ------------------ ----------- ---------- [Signature] [City, State] [Date] Report Type (Check only one): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) List of Other Managers Reporting for this Manager: [If there are no entries in this list, omit this section.] 13F File Number Name 28-____________ ________________________________________ [Repeat as necessary.] Form 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 ----------- Form 13F Information Table Entry Total: 21 ----------- Form 13F Information Table Value Total: $15,090,411 ----------- (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. [If there are no entries in this list, state "NONE" and omit the column headings and list entries.] NONE
FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE - ------------------------------ ---------------- --------- -------- ------- --- ---- ------- -------- ---- ------ ---- AT+T INC COM 00206R102 724524 25950 SOLE X 0 0 AIR PRODS + CHEMS INC COM 009158106 698598 10200 SOLE X 0 0 AMERICAN INTL GROUP INC COM 026874107 62438 18750 SOLE X 0 0 ANADARKO PETE CORP COM 032511107 223243 4602 SOLE X 0 0 CLEAN ENERGY FUELS CORP COM 184499101 1488778 105214 SOLE X 0 0 COCA COLA CO COM 191216100 475920 9000 SOLE X 0 0 CORGI INTL LTD SPONSORED ADR 21872Q202 14614 47142 SOLE X 0 0 NEW EQUITY RESIDENTIAL SH BEN INT 29476L107 799380 18000 SOLE X 0 0 EXXON MOBIL CORP COM 30231G102 2609376 33600 SOLE X 0 0 GENERAL ELEC CO COM 369604103 1009800 39600 SOLE X 0 0 INFINERA CORP COM 45667G103 182242 19063 SOLE X 0 0 JUNIPER NETWORKS INC COM 48203R104 561263 26638 SOLE X 0 0 LAUDER ESTEE COS INC CL A 518439104 833497 16700 SOLE X 0 0 MERCK + CO INC COM 589331107 2017157 63915 SOLE X 0 0 MIDCAP SPDR TR UNIT SER 1 595635103 738080 5600 SOLE X 0 0 STANDARD + POORS QUICKLOGIC CORP CDT COM 74837P108 41022 39444 SOLE X 0 0 SYMYX TECHNOLOGIES INC COM 87155S108 132962 13417 SOLE X 0 0 THERMAGE INC COM 88343R101 228565 66637 SOLE X 0 0 VERIZON COMMUNICATIONS COM USD 500 92343V104 569116 17735 SOLE X 0 0 WELLS FARGO + CO NEW COM 949746101 645516 17200 SOLE X 0 0 WYETH COM 983024100 1034320 28000 SOLE X 0 0
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