-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, IS9aB0JDHffVtwdPRb3OJ1aOCoclCKG2/ii5v4V9iNszXYw5XXjI/+Et7NwzsUEp Vt9EF1N3qSNpEvAP2eKE2g== 0001140361-07-020584.txt : 20071031 0001140361-07-020584.hdr.sgml : 20071030 20071030175510 ACCESSION NUMBER: 0001140361-07-020584 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20070930 FILED AS OF DATE: 20071031 DATE AS OF CHANGE: 20071030 EFFECTIVENESS DATE: 20071031 FILER: COMPANY DATA: COMPANY CONFORMED NAME: REGENTS OF THE UNIVERSITY OF CALIFORNIA CENTRAL INDEX KEY: 0000315054 IRS NUMBER: 000000000 STATE OF INCORPORATION: CA FISCAL YEAR END: 0630 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-00224 FILM NUMBER: 071200670 BUSINESS ADDRESS: STREET 1: 1111 BROADWAY STREET 2: 14TH FLOOR CITY: OAKLAND STATE: CA ZIP: 94607-4026 BUSINESS PHONE: 510-987-9676 MAIL ADDRESS: STREET 1: 1111 BROADWAY STREET 2: 14TH FLOOR CITY: OAKLAND STATE: CA ZIP: 94607-4026 FORMER COMPANY: FORMER CONFORMED NAME: REGENTS OF THE UNIVERSITY OF CA DATE OF NAME CHANGE: 19600201 13F-HR 1 form13fhr.txt REGENTS OF THE UNIVERSITY OF CALIFORNIA 13F-HR 9-30-2007 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: September 30, 2007 Check here if Amendment [ ]; Amendment Number: ------- This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: The Regents of the University of California ----------------------------------------------------- Address: Address: 1111 Broadway, Suite 1400 Oakland, CA 94607 ----------------------------------------------------- Form 13F File Number: 28-00224 -------- The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: /s/ Marie Berggren ------------------------- Title: Treasurer ------------------------- Phone: (510) 987-9600 ------------------------- Signature, Place, and Date of Signing: /s/ Marie Berggren Oakland, CA 10/30/2007 - ------------------ ----------- ---------- [Signature] [City, State] [Date] Report Type (Check only one): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) List of Other Managers Reporting for this Manager: [If there are no entries in this list, omit this section.] 13F File Number Name 28-____________ ________________________________________ [Repeat as necessary.] Form 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 ----------- Form 13F Information Table Entry Total: 33 ----------- Form 13F Information Table Value Total: $25,651,884 ----------- (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. [If there are no entries in this list, state "NONE" and omit the column headings and list entries.] NONE
FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE - ------------------------------ ---------------- --------- -------- ------- --- ---- ------- -------- ---- ------ ---- MELLANOX TECNOLOGIES LTD SHS M51363113 833111 42658 SOLE X 0 0 AT+T INC COM 00206R102 1097945 25950 SOLE X 0 0 AIR PRODS + CHEMS INC COM 009158106 997152 10200 SOLE X 0 0 AMERICAN INTL GROUP INC COM 026874107 1268438 18750 SOLE X 0 0 ANADARKO PETE CORP COM 032511107 247358 4602 SOLE X 0 0 COCA COLA CO COM 191216100 517230 9000 SOLE X 0 0 CORGI INTL LTD SPONSORED ADR 21872Q202 207425 47142 SOLE X 0 0 NEW CYTORI THERAPEUTICS INC COM 23283K105 358722 59787 SOLE X 0 0 DISNEY WALT CO DISNEY COM 254687106 206340 6000 SOLE X 0 0 EHEALTH INC COM 28238P109 297193 10729 SOLE X 0 0 EQUITY RESIDENTIAL SH BEN INT 29476L107 762480 18000 SOLE X 0 0 EXXON MOBIL CORP COM 30231G102 3110016 33600 SOLE X 0 0 FOUNDATION COAL HLDGS INC COM 35039W100 1000070 25512 SOLE X 0 0 GANNETT INC COM 364730101 402040 9200 SOLE X 0 0 GENERAL ELEC CO COM 369604103 1639440 39600 SOLE X 0 0 GLU MOBILE INC 379890106 177445 19564 SOLE X 0 0 HEWLETT PACKARD CO COM 428236103 209118 4200 SOLE X 0 0 HONEYWELL INTL INC COM 438516106 249774 4200 SOLE X 0 0 ILLUMINA INC COM 452327109 1943632 37464 SOLE X 0 0 JUNIPER NETWORKS INC COM 48203R104 975217 26638 SOLE X 0 0 LAUDER ESTEE COS INC CL A 518439104 709082 16700 SOLE X 0 0 MCGRAW HILL COS INC COM 580645109 305460 6000 SOLE X 0 0 MERCK + CO INC COM 589331107 3303766 63915 SOLE X 0 0 MIDCAP SPDR TR UNIT SER 1 595635103 901040 5600 SOLE X 0 0 STANDARD + POORS QUICKLOGIC CORP CDT COM 74837P108 191652 58789 SOLE X 0 0 RENOVIS INC COM 759885106 48489 12562 SOLE X 0 0 SYMYX TECHNOLOGIES INC COM 87155S108 116594 13417 SOLE X 0 0 TEXAS INSTRS INC COM 882508104 237835 6500 SOLE X 0 0 THERMAGE INC COM 88343R101 471790 66637 SOLE X 0 0 VERIZON COMMUNICATIONS COM USD 500 92343V104 785306 17735 SOLE X 0 0 WACHOVIA CORP 2ND NEW COM 929903102 220660 4400 SOLE X 0 0 WELLS FARGO + CO NEW COM 949746101 612664 17200 SOLE X 0 0 WYETH COM 983024100 1247400 28000 SOLE X 0 0
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