-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, BMx0jm1Yth7vrtsrQeXq1QtFdcUGYrCKEPtWJD1Lkp9Zw/VIRqdQ+lqtoM+a2x6B eYEnKWpYIKlxHWZlw6oHZg== 0001140361-07-002034.txt : 20070130 0001140361-07-002034.hdr.sgml : 20070130 20070130154521 ACCESSION NUMBER: 0001140361-07-002034 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20061231 FILED AS OF DATE: 20070130 DATE AS OF CHANGE: 20070130 EFFECTIVENESS DATE: 20070130 FILER: COMPANY DATA: COMPANY CONFORMED NAME: REGENTS OF THE UNIVERSITY OF CALIFORNIA CENTRAL INDEX KEY: 0000315054 IRS NUMBER: 000000000 STATE OF INCORPORATION: CA FISCAL YEAR END: 0630 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-00224 FILM NUMBER: 07564562 BUSINESS ADDRESS: STREET 1: 1111 BROADWAY STREET 2: 14TH FLOOR CITY: OAKLAND STATE: CA ZIP: 94607-4026 BUSINESS PHONE: 510-987-9676 MAIL ADDRESS: STREET 1: 1111 BROADWAY STREET 2: 14TH FLOOR CITY: OAKLAND STATE: CA ZIP: 94607-4026 FORMER COMPANY: FORMER CONFORMED NAME: REGENTS OF THE UNIVERSITY OF CA DATE OF NAME CHANGE: 19600201 13F-HR 1 form13f.txt REGENTS OF THE UNIVERSITY OF CALIFORNIA 13F 12-31-2006 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: December 31, 2006 Check here if Amendment [ ]; Amendment Number: ------- This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: The Regents of the University of California ----------------------------------------------------- Address: Address: 1111 Broadway, Suite 1400 Oakland, CA 94607 ----------------------------------------------------- Form 13F File Number: 28-224 ------ The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: /s/ Marie Berggren ------------------------- Title: Treasurer ------------------------- Phone: (510) 987-9600 ------------------------- Signature, Place, and Date of Signing: /s/ Marie Berggren Oakland, CA 1/24/2007 - ------------------ ----------- ---------- [Signature] [City, State] [Date] Report Type (Check only one): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) List of Other Managers Reporting for this Manager: [If there are no entries in this list, omit this section.] 13F File Number Name 28-____________ ________________________________________ [Repeat as necessary.] Form 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 ----------- Form 13F Information Table Entry Total: 29 ----------- Form 13F Information Table Value Total: $20,860,511 ----------- (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. [If there are no entries in this list, state "NONE" and omit the column headings and list entries.] NONE
FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE - ------------------------------ ---------------- --------- -------- ------- --- ---- ------- -------- ---- ------ ---- AT+T INC COM 00206R102 1392463 38950 Sole X 0 0 ACME COMMUNICATIONS INC COM 004631107 141358 28159 Sole X 0 0 AIR PRODS + CHEMS INC COM 009158106 716856 10200 Sole X 0 0 AMERICAN INTL GROUP INC COM 026874107 1343625 18750 Sole X 0 0 ANADARKO PETE CORP COM 032511107 200279 4602 Sole X 0 0 COCA COLA CO COM 191216100 434250 9000 Sole X 0 0 CYTORI THERAPEUTICS INC COM 23283K105 655000 100000 Sole X 0 0 DISNEY WALT CO DISNEY COM 254687106 205620 6000 Sole X 0 0 DYNAVAX TECHNOLOGIES CORP COM 268158102 526344 57336 Sole X 0 0 EQUITY RESIDENTIAL SH BEN INT 29476L107 913500 18000 Sole X 0 0 EXXON MOBIL CORP COM 30231G102 2574768 33600 Sole X 0 0 FOUNDATION COAL HLDGS INC COM 35039W100 810261 25512 Sole X 0 0 GANNETT INC COM 364730101 556232 9200 Sole X 0 0 GENERAL ELEC CO COM 369604103 1473516 39600 Sole X 0 0 JUNIPER NETWORKS INC COM 48203R104 504524 26638 Sole X 0 0 LAUDER ESTEE COS INC CL A 518439104 681694 16700 Sole X 0 0 MCGRAW HILL COS INC COM 580645109 408120 6000 Sole X 0 0 MERCK + CO INC COM 589331107 941760 21600 Sole X 0 0 MIDCAP SPDR TR UNIT SER 1 595635103 820960 5600 Sole X 0 0 STANDARD + POORS PALM INC NEW COM 696643105 529009 37545 Sole X 0 0 QUICKLOGIC CORP CDT COM 74837P108 174603 58789 Sole X 0 0 RENOVIS INC COM 759885106 39696 12562 Sole X 0 0 SOLEXA INC COM 83420X105 1432127 108907 Sole X 0 0 SYMYX TECHNOLOGIES INC COM 87155S108 289673 13417 Sole X 0 0 VA SOFTWARE CORP COM 91819B105 145850 28996 Sole X 0 0 VERIZON COMMUNICATIONS COM USD 500 92343V104 660451 17735 Sole X 0 0 WACHOVIA CORP 2ND NEW COM 929903102 250580 4400 Sole X 0 0 WELLS FARGO + CO NEW COM 949746101 611632 17200 Sole X 0 0 WYETH COM 983024100 1425760 28000 Sole X 0 0
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