-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, JLutPctfHFQ11S1l0Ij4qO7EQ1bh9+Z5RiUABC3KCzDd2Dbo2lfOqMkxgq8PHk0S vg6Yu+EJNehtyRC5T6g/YA== 0001015402-02-003519.txt : 20021105 0001015402-02-003519.hdr.sgml : 20021105 20021104203354 ACCESSION NUMBER: 0001015402-02-003519 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20020930 FILED AS OF DATE: 20021105 EFFECTIVENESS DATE: 20021105 FILER: COMPANY DATA: COMPANY CONFORMED NAME: REGENTS OF THE UNIVERSITY OF CALIFORNIA CENTRAL INDEX KEY: 0000315054 STATE OF INCORPORATION: CA FISCAL YEAR END: 0630 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-00224 FILM NUMBER: 02809026 BUSINESS ADDRESS: STREET 1: 1111 BROADWAY STREET 2: 14TH FLOOR CITY: OAKLAND STATE: CA ZIP: 94607-4026 BUSINESS PHONE: 510-987-9676 MAIL ADDRESS: STREET 1: 1111 BROADWAY STREET 2: 14TH FLOOR CITY: OAKLAND STATE: CA ZIP: 94607-4026 FORMER COMPANY: FORMER CONFORMED NAME: REGENTS OF THE UNIVERSITY OF CA DATE OF NAME CHANGE: 19600201 13F-HR 1 doc1.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: September 30, 2002 Check here if Amendment [ ]; Amendment Number: ------- This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: The Regents of the University of California ----------------------------------------------------- Address: Address: P.O. Box 24000 Oakland, CA 94623-1000 ----------------------------------------------------- Form 13F File Number: 28-224 ------ The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: /s/ David Russ ------------------------- Title: Treasurer ------------------------- Phone: (510) 987-9600 ------------------------- Signature, Place, and Date of Signing: /s/ David Russ Oakland, CA 10/29/2002 - -------------- ----------- ---------- [Signature] [City, State] [Date] Report Type (Check only one): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) List of Other Managers Reporting for this Manager: [If there are no entries in this list, omit this section.] 13F File Number Name 28-____________ ________________________________________ [Repeat as necessary.] Form 13F SUMMARY PAGE Report Summary:1 Number of Other Included Managers: 0 --------------- Form 13F Information Table Entry Total: 179 --------------- Form 13F Information Table Value Total: $13,360,272,735 --------------- List of Other Included Managers: Provide a numbered list of the name(s) and 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. [If there are no entries in this list, state "NONE" and omit the column headings and list entries.] NONE
FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE - ------------------------------ ---------------- --------- --------- -------- --- ---- ------- -------- ---- ------ ---- ACCENTURE LTD BERMUDA CL A G1150G111 67638648 4736600 Sole 0 0 0 NABORS INDUSTRIES LTD SHS G6359F103 38094800 1163200 Sole 0 0 0 VERISITY LTD SHS M97385112 1027544 86059 Sole 0 0 0 AMB PPTY CORP COM 00163T109 45583970 1577300 Sole 0 0 0 AOL TIME WARNER INC COM 00184A105 148658621 12705865 Sole 0 0 0 AT + T CORP COM 1957109 72563976 6041963 Sole 0 0 0 AT + T WIRELESS SVCS INC COM 00209A106 19351570 4696983 Sole 0 0 0 AGILENT TECHNOLOGIES INC COM 00846U101 48957813 3748684 Sole 0 0 0 AIR PRODS + CHEMS INC COM 9158106 143329970 3411806 Sole 0 0 0 ALBERTSONS INC COM 13104104 15559040 644000 Sole 0 0 0 ALCOA INC COM 13817101 27946400 1448000 Sole 0 0 0 AMERICAN ELEC PWR INC COM 25537101 35078704 1230400 Sole 0 0 0 AMERICAN INTL GROUP INC COM 26874107 396298710 7244949 Sole 0 0 0 AMGEN INC COM 31162100 146711442 3518260 Sole 0 0 0 ANADARKO PETE CORP COM 32511107 36761935 825369 Sole 0 0 0 ANALOG DEVICES INC COM 32654105 30682750 1557500 Sole 0 0 0 APPLE COMPUTER COM NPV 37833100 60883760 4198880 Sole 0 0 0 APPLIED MICRO CIRCUITS CORP CDT COM 03822W109 5641401 1972518 Sole 0 0 0 APPLIED MATERIALS INC COM 38222105 28231919 2444322 Sole 0 0 0 ARCHSTONE SMITH TR COM 39583109 19562496 819200 Sole 0 0 0 AUTOMATIC DATA PROCESSING INC COM 53015103 250081834 7192460 Sole 0 0 0 AVANEX CORP COM 05348W109 187702 144386 Sole 0 0 0 AVERY DENNISON CORP COM 53611109 9287740 163000 Sole 0 0 0 BP PLC SPONSORED ADR 55622104 164775309 4129707 Sole 0 0 0 BANK AMER CORP COM 60505104 99050329 1552513 Sole 0 0 0 BAXTER INTL INC COM 71813109 211738628 6930888 Sole 0 0 0 BOEING CO COM 97023105 47346843 1387250 Sole 0 0 0 BRISTOL MYERS SQUIBB CO COM 110122108 44372720 1864400 Sole 0 0 0 CVS CORP COM 126650100 17161950 677000 Sole 0 0 0 CATERPILLAR INC COM 149123101 21513160 578000 Sole 0 0 0 CENDANT CORP COM 151313103 68928022 6405950 Sole 0 0 0 CENTEX CORP COM 152312104 4523700 102000 Sole 0 0 0 CHARTERED SEMICONDUCTOR MFG ADR 16133R106 10918644 2010800 Sole 0 0 0 CIENA CORP COM 171779101 12704885 4277739 Sole 0 0 0 CISCO SYS INC COM 17275R102 120461637 11494431 Sole 0 0 0 CIRRUS LOGIC INC COM 172755100 66614 26123 Sole 0 0 0 CINTAS CORP COM 172908105 32672448 779400 Sole 0 0 0 CITIGROUP INC COM 172967101 250678445 8454585 Sole 0 0 0 CLEAR CHANNEL COMMUNICATIONS COM 184502102 65243125 1877500 Sole 0 0 0 COCA COLA CO COM 191216100 163267494 3404243 Sole 0 0 0 COLGATE PALMOLIVE CO COM 194162103 177739138 3294516 Sole 0 0 0 CONCORD EFS INC COM 206197105 36238160 2282000 Sole 0 0 0 CONVERGYS CORP COM 212485106 31184244 2074800 Sole 0 0 0 COSTCO WHSL CORP NEW COM 22160K105 94974227 2934020 Sole 0 0 0 CYPRESS SEMICONDUCTOR CORP COM 232806109 166821 25430 Sole 0 0 0 DANAHER CORP COM 235851102 65968740 1160400 Sole 0 0 0 DEERE + CO COM 244199105 18134550 399000 Sole 0 0 0 DELPHI CORP COM 247126105 7677900 898000 Sole 0 0 0 DISNEY WALT CO DISNEY COM 254687106 162648172 10742944 Sole 0 0 0 DOMINION RES INC VA NEW COM 25746U109 31143147 613900 Sole 0 0 0 DOVER CORP COM 260003108 8553060 337000 Sole 0 0 0 DUKE ENERGY CO COM STK NPV 264399106 26009320 1330400 Sole 0 0 0 EMC CORP COM 268648102 13653332 2987600 Sole 0 0 0 E PIPHANY INC COM 26881V100 266051 73903 Sole 0 0 0 EASTMAN KODAK CO COM 277461109 13728960 504000 Sole 0 0 0 EBAY INC COM 278642103 373684 7076 Sole 0 0 0 EL PASO CORP COM 28336L109 5379511 650485 Sole 0 0 0 ELECTRONIC ARTS INC COM 285512109 13653720 207000 Sole 0 0 0 ELECTRONIC DATA SYS CORP NEW COM 285661104 62577402 4476209 Sole 0 0 0 EMERSON ELEC CO COM 291011104 105728296 2406197 Sole 0 0 0 ENTERGY CORP COM 29364G103 48201920 1158700 Sole 0 0 0 EQUITY OFFICE PPTYS TR COM 294741103 43586355 1688085 Sole 0 0 0 EQUITY RESIDENTIAL SH BEN INT 29476L107 38791035 1620344 Sole 0 0 0 EXELON CORP COM 30161N101 43951750 925300 Sole 0 0 0 EXXON MOBIL CORP COM 30231G102 332752122 10431101 Sole 0 0 0 FAMILY DLR STORES INC COM 307000109 129067438 4801616 Sole 0 0 0 FEDERAL HOME LN MTG CORP COM 313400301 99412560 1778400 Sole 0 0 0 FANNIE MAE COM 313586109 73138936 1228400 Sole 0 0 0 FEDEX CORP COM 31428X106 17053842 340600 Sole 0 0 0 FIFTH THIRD BANCORP COM STK 316773100 132790358 2168714 Sole 0 0 0 FISERV INC 337738108 52225964 1859899 Sole 0 0 0 FORD MTR CO DEL COM PAR USD0.01 345370860 29282400 2988000 Sole 0 0 0 FOREST LABS INC COM 345838106 85741455 1045500 Sole 0 0 0 FORTUNE BRANDS INC COM 349631101 12058950 255000 Sole 0 0 0 GANNETT INC COM 364730101 156915639 2173949 Sole 0 0 0 GATEWAY INC COM 367626108 9169272 3087297 Sole 0 0 0 GENENTECH INC COM 368710406 135473234 4151800 Sole 0 0 0 GENERAL DYNAMICS CORP COM 369550108 25944270 319000 Sole 0 0 0 GENERAL ELEC CO COM 369604103 416670831 16903482 Sole 0 0 0 GENERAL GROWTH PPTYS INC COM 370021107 21614550 419700 Sole 0 0 0 GENERAL MTRS CORP COM 370442105 36099200 928000 Sole 0 0 0 GENUINE PARTS CO COM 372460105 9008160 294000 Sole 0 0 0 GLOBAL IMAGING SYS INC COM 37934A100 1415717 74985 Sole 0 0 0 GOLDMAN SACHS GROUP INC COM 38141G104 65983779 999300 Sole 0 0 0 HARLEY DAVIDSON INC COM 412822108 23689500 510000 Sole 0 0 0 HARRAHS ENTMT INC COM 413619107 9400950 195000 Sole 0 0 0 HEWLETT PACKARD CO COM 428236103 118782068 10178412 Sole 0 0 0 HOME DEPOT INC COM 437076102 115061459 4408485 Sole 0 0 0 HONEYWELL INTL INC COM 438516106 53345894 2462876 Sole 0 0 0 ILLINOIS TOOL WKS INC COM 452308109 21640430 371000 Sole 0 0 0 INTEL CORP COM 458140100 153121679 11023879 Sole 0 0 0 INTERNATIONAL BUSINESS MACHS COM 459200101 101445326 1737375 Sole 0 0 0 INTERNATIONAL GAME TECHNOLOGY COM 459902102 10716700 155000 Sole 0 0 0 INTERNATIONAL PAPER CO COM 460146103 26912340 806000 Sole 0 0 0 ISHARES TR RUSSELL 2000 464287655 760726755 10632100 Sole 0 0 0 INDEX FD ISHARES S+P EUROPE 350 IEV 464287861 203839020 4622200 Sole 0 0 0 JOHNSON + JOHNSON COM 478160104 228285200 4221250 Sole 0 0 0 JOHNSON CTLS INC COM 478366107 11215720 146000 Sole 0 0 0 JONES APPAREL GROUP INC COM 480074103 6385600 208000 Sole 0 0 0 JUNIPER NETWORKS INC COM 48203R104 376430 78423 Sole 0 0 0 KROGER CO COM 501044101 18936300 1343000 Sole 0 0 0 LAUDER ESTEE COS INC CL A 518439104 77069184 2681600 Sole 0 0 0 LOCKHEED MARTIN CORP COM 539830109 39966060 618000 Sole 0 0 0 MARSH + MCLENNAN COS INC COM 571748102 189067253 4540520 Sole 0 0 0 MASCO CORP COM 574599106 71989454 3682325 Sole 0 0 0 MATTEL INC COM 577081102 13795660 766000 Sole 0 0 0 MCDONALDS CORP COM 580135101 39116900 2215000 Sole 0 0 0 MCGRAW HILL COS INC COM 580645109 161208177 2633260 Sole 0 0 0 MERCK + CO INC COM 589331107 195753989 4282520 Sole 0 0 0 MICROSOFT CORP COM 594918104 300730302 6875407 Sole 0 0 0 MIDCAP SPDR TR UNIT SER 1 595635103 597705075 8049900 Sole 0 0 0 STANDARD + POORS MOLEX INC CL A 608554200 135557911 6455446 Sole 0 0 0 NEWELL RUBBERMAID INC COM 651229106 14200200 460000 Sole 0 0 0 NEWMONT MNG CORP COM 651639106 14662830 533000 Sole 0 0 0 NOKIA CORP SPONSORED ADR 654902204 59954687 4524882 Sole 0 0 0 NORTHERN TRUST CORP COM 665859104 85624240 2271200 Sole 0 0 0 NORTHROP GRUMMAN CORP COM 666807102 19350240 156000 Sole 0 0 0 NOVELLUS SYS INC COM 670008101 24020983 1154300 Sole 0 0 0 OMNICOM GROUP COM 681919106 84282816 1513700 Sole 0 0 0 OMNICELL INC COM 68213N109 60718 10397 Sole 0 0 0 PMC SIERRA INC COM 69344F106 4869156 1254937 Sole 0 0 0 PACTIV CORP COM 695257105 4342800 264000 Sole 0 0 0 PAYCHEX INC COM 704326107 58041705 2391500 Sole 0 0 0 PEDIATRIX MED GROUP COM 705324101 1264392 40800 Sole 0 0 0 PEOPLESOFT INC COM 712713106 45362794 3667162 Sole 0 0 0 PEPSICO INC COM 713448108 244347135 6612913 Sole 0 0 0 PERKINELMER INC COM 714046109 12667849 2324376 Sole 0 0 0 PFIZER INC COM 717081103 111346838 3836900 Sole 0 0 0 PHARMACIA CORP COM 71713U102 274084404 7049496 Sole 0 0 0 PITNEY BOWES INC COM 724479100 12470410 409000 Sole 0 0 0 PIXELWORKS INC COM 72581M107 144344 28028 Sole 0 0 0 PIVOTAL CORP COM 72581R106 35763 35763 Sole 0 0 0 PROLOGIS SH BEN INT 743410102 42098299 1690016 Sole 0 0 0 RADIO ONE INC CL A 75040P108 350310 21027 Sole 0 0 0 RADIO ONE INC NON VTG CL D 75040P405 726714 44070 Sole 0 0 0 RAYTHEON CO COM NEW 755111507 20422100 697000 Sole 0 0 0 SBC COMMUNICATIONS INC COM 78387G103 151068444 7515843 Sole 0 0 0 SAFEWAY INC COM NEW 786514208 18464400 828000 Sole 0 0 0 SAPIENT CORP COM 803062108 2750306 2670200 Sole 0 0 0 SELECT MED CORP OC COM 816196109 4120388 288139 Sole 0 0 0 SOLECTRON CORP COM 834182107 11405816 5405600 Sole 0 0 0 SOUTHERN CO COM 842587107 54774096 1903200 Sole 0 0 0 STARBUCKS CORP COM 855244109 13890720 673000 Sole 0 0 0 STARWOOD HOTELS + RESORTS PAIRD 1 CL B SH 85590A203 26710940 1197800 Sole 0 0 0 BEN + 1 COM STATE STREET CORPORATION COM 857477103 147519792 3817800 Sole 0 0 0 SUN MICROSYSTEMS INC COM 866810104 13460813 5197225 Sole 0 0 0 SUNGARD DATA SYS INC COM 867363103 38635480 1986400 Sole 0 0 0 SUNTRUST BKS INC COM 867914103 68857600 1120000 Sole 0 0 0 SYMYX TECHNOLOGIES INC COM 87155S108 166657 15767 Sole 0 0 0 SYNAPTICS INC COM 87157D109 444160 92341 Sole 0 0 0 SYSCO CORP COM 871829107 397065152 13986092 Sole 0 0 0 TRW INC COM 872649108 10070600 172000 Sole 0 0 0 TMP WORLDWIDE INC COM 872941109 12087000 1343000 Sole 0 0 0 TAIWAN SEMICNDCTR MFG CO LTD SPONSORED ADR 874039100 30689671 4833019 Sole 0 0 0 TEXAS INSTRS INC COM 882508104 144132366 9758454 Sole 0 0 0 THERASENSE INC COM 883381105 770550 55197 Sole 0 0 0 THOMSON CORP COM 884903105 42689355 1716500 Sole 0 0 0 3M CO COM 88579Y101 103387196 940140 Sole 0 0 0 TIFFANY + CO NEW COM 886547108 39079748 1823600 Sole 0 0 0 TRAVELERS PPTY CAS CORP NEW CL A 89420G109 578094 43795 Sole 0 0 0 TRAVELERS PPTY CAS CORP NEW CL B 89420G406 1321448 97668 Sole 0 0 0 TYCO INTL LTD NEW COM 902124106 26761800 1898000 Sole 0 0 0 UNITED PARCEL SVC INC CL B 911312106 145251750 2322913 Sole 0 0 0 UNITED SURGICAL PARTNERS COM 913016309 981726 44422 Sole 0 0 0 UNIVISION COMMUNICATIONS INC CL A 914906102 6062520 265900 Sole 0 0 0 VERIZON COMMUNICATIONS 92343V104 148936280 5427707 Sole 0 0 0 VERITAS SOFTWARE CORP COM 923436109 37046151 2525300 Sole 0 0 0 VIACOM INC CL B FORMERLY 925524308 159682048 3937905 Sole 0 0 0 COM NON VTG VITESSE SEMICONDUCTOR CORP COM 928497106 151473 222755 Sole 0 0 0 WACHOVIA CORP 2ND NEW COM 929903102 164447830 5030524 Sole 0 0 0 WAL MART STORES INC COM 931142103 20183476 409900 Sole 0 0 0 WALGREEN CO COM 931422109 52568840 1709000 Sole 0 0 0 WASTE MGMT INC DEL COM 94106L109 20988000 900000 Sole 0 0 0 WELLS FARGO + CO NEW COM 949746101 270865614 5624286 Sole 0 0 0 WEYERHAEUSER CO COM 962166104 15800970 361000 Sole 0 0 0 WISCONSIN ENERGY CORP COM 976657106 13945770 573900 Sole 0 0 0 WYETH COM 983024100 208168460 6546178 Sole 0 0 0 XILINX INC COM 983919101 23695232 1496100 Sole 0 0 0 YUM BRANDS INC COM 988498101 14326070 517000 Sole 0 0 0
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