-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, L1uMV6IMKwipw8k/dcjwK1wAOZDxHMu1RI1mIO/akitIRiP+d0Bp6ZvyfVs+s/sV Dw44PdWA+WG+OfBaxSnfiw== 0001015402-02-003022.txt : 20020828 0001015402-02-003022.hdr.sgml : 20020828 20020828163213 ACCESSION NUMBER: 0001015402-02-003022 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20020630 FILED AS OF DATE: 20020828 FILER: COMPANY DATA: COMPANY CONFORMED NAME: REGENTS OF THE UNIVERSITY OF CALIFORNIA CENTRAL INDEX KEY: 0000315054 STATE OF INCORPORATION: CA FISCAL YEAR END: 0630 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-00224 FILM NUMBER: 02751378 BUSINESS ADDRESS: STREET 1: 1111 BROADWAY STREET 2: 14TH FLOOR CITY: OAKLAND STATE: CA ZIP: 94607-4026 BUSINESS PHONE: 510-987-9676 MAIL ADDRESS: STREET 1: 1111 BROADWAY STREET 2: 14TH FLOOR CITY: OAKLAND STATE: CA ZIP: 94607-4026 FORMER COMPANY: FORMER CONFORMED NAME: REGENTS OF THE UNIVERSITY OF CA DATE OF NAME CHANGE: 19600201 13F-HR 1 doc1.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: June 30, 2002 Check here if Amendment [ ]; Amendment Number: ------- This Amendment (Check only one.): [ ]is a restatement. [ ]adds new holdings entries. Institutional Investment Manager Filing this Report: Name: The Regents of the University of California ----------------------------------------------------- Address: Address: P.O. Box 24000 Oakland, CA 94623-1000 ----------------------------------------------------- Form 13F File Number: 28-224 ------ The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: /s/ David Russ ------------------------- Title: Treasurer ------------------------- Phone: (510) 987-9600 ------------------------- Signature, Place, and Date of Signing: /s/ David Russ Oakland, CA 8/28/2002 - -------------- ----------- ---------- [Signature] [City, State] [Date] Report Type (Check only one): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) List of Other Managers Reporting for this Manager: [If there are no entries in this list, omit this section.] 13F File Number Name 28-____________ ________________________________________ [Repeat as necessary.] Form 13F SUMMARY PAGE Report Summary:0 Number of Other Included Managers: 0 --------------- Form 13F Information Table Entry Total: 136 --------------- Form 13F Information Table Value Total: $15,791,667,943 --------------- List of Other Included Managers: Provide a numbered list of the name(s) and 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. [If there are no entries in this list, state "NONE" and omit the column headings and list entries.] NONE
FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE - ------------------------------ ---------------- --------- --------- -------- --- ---- ------- -------- ---- ------ ---- ACCENTURE LTD BERMUDA CL A G1150G111 77843000 4097000 Sole 0 0 0 ELAN CORP PLC CONTINGENT VALUE G29539148 146 20909 Sole 0 0 0 RT AMB PPTY CORP COM 00163T109 54522800 1758800 Sole 0 0 0 AOL TIME WARNER INC COM 00184A105 198891189 13520815 Sole 0 0 0 AT + T CORP COM 1957109 105747918 9882983 Sole 0 0 0 AT + T WIRELESS SVCS INC COM 00209A106 55171397 9431008 Sole 0 0 0 AGERE SYS INC CL A 00845V100 4200000 3000000 Sole 0 0 0 AGILENT TECHNOLOGIES INC COM 00846U101 88862132 3757384 Sole 0 0 0 AIR PRODS + CHEMS INC COM 9158106 178139215 3529606 Sole 0 0 0 AMERICAN ELEC PWR INC COM 25537101 48540258 1212900 Sole 0 0 0 AMERICAN INTL GROUP INC COM 26874107 507054452 7431547 Sole 0 0 0 AMGEN INC COM 31162100 131287937 3134860 Sole 0 0 0 ANADARKO PETE CORP COM 32511107 40887941 829370 Sole 0 0 0 ANALOG DEVICES INC COM 32654105 44606430 1501900 Sole 0 0 0 APPLE COMPUTER COM NPV 37833100 71903862 4057780 Sole 0 0 0 APPLIED MICRO CIRCUITS CORP CDT COM 03822W109 9029655 1909018 Sole 0 0 0 APPLIED MATERIALS INC COM 38222105 46607026 2450422 Sole 0 0 0 ARCHSTONE SMITH TR COM 39583109 21928710 821300 Sole 0 0 0 AUTOMATIC DATA PROCESSING INC COM 53015103 359327131 8250910 Sole 0 0 0 AVANEX CORP COM 05348W109 280109 144386 Sole 0 0 0 BP PLC SPONSORED ADR 55622104 214470463 4247781 Sole 0 0 0 BAXTER INTL INC COM 71813109 325524597 7323388 Sole 0 0 0 BIO TECHNOLOGY GEN CORP COM 90578105 85216 14179 Sole 0 0 0 BIOTIME INC COM 09066L105 86000 40000 Sole 0 0 0 BRISTOL MYERS SQUIBB CO COM 110122108 82507280 3210400 Sole 0 0 0 CENDANT CORP COM 151313103 104894546 6605450 Sole 0 0 0 CHARTERED SEMICONDUCTOR MFG ADR 16133R106 38883432 1943200 Sole 0 0 0 CIENA CORP COM 171779101 17318690 4133339 Sole 0 0 0 CISCO SYS INC COM 17275R102 158972749 11395896 Sole 0 0 0 CIRRUS LOGIC INC COM 172755100 192527 26123 Sole 0 0 0 CINTAS CORP COM 172908105 2619790 53000 Sole 0 0 0 CITIGROUP INC COM 172967101 176003856 4542035 Sole 0 0 0 CLEAR CHANNEL COMMUNICATIONS COM 184502102 61949094 1934700 Sole 0 0 0 COCA COLA CO COM 191216100 189554008 3384893 Sole 0 0 0 COLGATE PALMOLIVE CO COM 194162103 165986621 3316416 Sole 0 0 0 CONCORD EFS INC COM 206197105 9042000 300000 Sole 0 0 0 CONVERGYS CORP COM 212485106 33501704 1719800 Sole 0 0 0 COSTCO WHSL CORP NEW COM 22160K105 112655312 2917020 Sole 0 0 0 CYPRESS SEMICONDUCTOR CORP COM 232806109 386027 25430 Sole 0 0 0 CYTYC CORP COM 232946103 146936 19283 Sole 0 0 0 DANAHER CORP COM 235851102 53080000 800000 Sole 0 0 0 DISNEY WALT CO DISNEY COM 254687106 232915927 12323594 Sole 0 0 0 DUKE ENERGY CO COM STK NPV 264399106 94015300 3023000 Sole 0 0 0 EMC CORP COM 268648102 21819500 2890000 Sole 0 0 0 E PIPHANY INC COM 26881V100 324434 73903 Sole 0 0 0 EBAY INC COM 278642103 436023 7076 Sole 0 0 0 EL PASO CORP COM 28336L109 52044063 2525185 Sole 0 0 0 ELECTRONIC DATA SYS CORP NEW COM 285661104 211707039 5698709 Sole 0 0 0 EMERSON ELEC CO COM 291011104 132693937 2479797 Sole 0 0 0 ENTERGY CORP COM 29364G103 44073940 1038500 Sole 0 0 0 EQUITY OFFICE PPTYS TR COM 294741103 68823199 2286485 Sole 0 0 0 EQUITY RESIDENTIAL SH BEN INT 29476L107 56992390 1982344 Sole 0 0 0 ERICSSON L M TEL CO ADR CL B SEK 10 294821400 23161473 16084356 Sole 0 0 0 EXELON CORP COM 30161N101 48492560 927200 Sole 0 0 0 EXXON MOBIL CORP COM 30231G102 441065713 10778732 Sole 0 0 0 FAMILY DLR STORES INC COM 307000109 174533889 4951316 Sole 0 0 0 FEDERAL HOME LN MTG CORP COM 313400301 60526800 989000 Sole 0 0 0 FEDERAL NATL MTG ASSN COM 313586109 70040375 949700 Sole 0 0 0 FEDEX CORP COM 31428X106 1335000 25000 Sole 0 0 0 FIFTH THIRD BANCORP COM STK 316773100 144898033 2174014 Sole 0 0 0 FISERV INC 337738108 70152773 1910999 Sole 0 0 0 FOREST LABS INC COM 345838106 72598320 1025400 Sole 0 0 0 GANNETT INC COM 364730101 172516829 2272949 Sole 0 0 0 GATEWAY INC COM 367626108 13278695 2990697 Sole 0 0 0 GENENTECH INC COM 368710406 138224350 4126100 Sole 0 0 0 GENERAL ELEC CO COM 369604103 509359563 17533892 Sole 0 0 0 GENERAL GROWTH PPTYS INC COM 370021107 26775000 525000 Sole 0 0 0 GOLDMAN SACHS GROUP INC COM 38141G104 72469800 988000 Sole 0 0 0 HEWLETT PACKARD CO COM 428236103 154801863 10131012 Sole 0 0 0 HOME DEPOT INC COM 437076102 166735284 4539485 Sole 0 0 0 HONEYWELL INTL INC COM 438516106 51308126 1456376 Sole 0 0 0 INKTOMI CORP COM 457277101 10071 11444 Sole 0 0 0 INTEL CORP COM 458140100 200103618 10952579 Sole 0 0 0 INTERNATIONAL BUSINESS MACHS COM 459200101 110736000 1538000 Sole 0 0 0 ISHARES TR RUSSELL 2000 464287655 998908610 11019400 Sole 0 0 0 INDEX FD ISHARES TR RUSSELL 3000 464287689 307531016 5579300 Sole 0 0 0 INDEX FD ISHARES S&P EUROPE 350 IEV 464287861 268341100 4749400 Sole 0 0 0 J P MORGAN CHASE + CO COM 46625H100 147654099 4353010 Sole 0 0 0 JOHNSON + JOHNSON COM 478160104 96367440 1844000 Sole 0 0 0 JUNIPER NETWORKS INC COM 48203R104 443090 78423 Sole 0 0 0 LAUDER ESTEE COS INC CL A 518439104 82674240 2348700 Sole 0 0 0 MARSH + MCLENNAN COS INC COM 571748102 224740866 2326510 Sole 0 0 0 MASCO CORP COM 574599106 102888550 3795225 Sole 0 0 0 MCGRAW HILL COS INC COM 580645109 168369522 2820260 Sole 0 0 0 MERCK + CO INC COM 589331107 224632457 4435870 Sole 0 0 0 MICROSOFT CORP COM 594918104 389571048 7121957 Sole 0 0 0 MIDCAP SPDR TR UNIT SER 1 595635103 748333530 8356600 Sole 0 0 0 STANDARD + POORS MOLEX INC CL A 608554200 184487213 6725746 Sole 0 0 0 NOKIA CORP SPONSORED ADR 654902204 110425088 7626042 Sole 0 0 0 NORTEL NETWORKS CORP COM 656568102 7105000 4900000 Sole 0 0 0 NORTHERN TRUST CORP COM 665859104 96746948 2195800 Sole 0 0 0 NOVELLUS SYS INC COM 670008101 39338000 1157000 Sole 0 0 0 OMNICOM GROUP COM 681919106 68988540 1506300 Sole 0 0 0 PMC SIERRA INC COM 69344F106 11284714 1217337 Sole 0 0 0 PAYCHEX INC COM 704326107 74986485 2396500 Sole 0 0 0 PEDIATRIX MED GROUP COM 705324101 2895000 115800 Sole 0 0 0 PEOPLESOFT INC COM 712713106 54677483 3674562 Sole 0 0 0 PEPSICO INC COM 713448108 328729447 6820113 Sole 0 0 0 PERKINELMER INC COM 714046109 51679480 4676876 Sole 0 0 0 PFIZER INC COM 717081103 56423500 1612100 Sole 0 0 0 PHARMACIA CORP COM 71713U102 386129948 10310546 Sole 0 0 0 PIXELWORKS INC COM 72581M107 235155 28028 Sole 0 0 0 PIVOTAL CORP COM 72581R106 188508 48963 Sole 0 0 0 PROLOGIS SH BEN INT 743410102 53703416 2065516 Sole 0 0 0 RADIO ONE INC CL A 75040P108 312671 21027 Sole 0 0 0 RADIO ONE INC NON VTG CL D 75040P405 655321 44070 Sole 0 0 0 SBC COMMUNICATIONS INC COM 78387G103 236518381 7754701 Sole 0 0 0 SAPIENT CORP COM 803062108 3323842 3135700 Sole 0 0 0 SELECT MED CORP OC COM 816196109 5083847 324639 Sole 0 0 0 SOLECTRON CORP COM 834182107 33313320 5416800 Sole 0 0 0 SOUTHERN CO COM 842587107 37557180 1370700 Sole 0 0 0 STATE STREET CORPORATION COM 857477103 165041340 3692200 Sole 0 0 0 SUN MICROSYSTEMS INC COM 866810104 25146568 5019275 Sole 0 0 0 SUNGARD DATA SYS INC COM 867363103 48098272 1816400 Sole 0 0 0 SUNTRUST BKS INC COM 867914103 47993164 708700 Sole 0 0 0 SYMYX TECHNOLOGIES INC COM 87155S108 1518672 109100 Sole 0 0 0 SYSCO CORP COM 871829107 455507428 16734292 Sole 0 0 0 TMP WORLDWIDE INC COM 872941109 28934700 1345800 Sole 0 0 0 TAIWAN SEMICNDCTR MFG CO LTD SPONSORED ADR 874039100 60577660 4659820 Sole 0 0 0 TEXAS INSTRS INC COM 882508104 229596215 9687604 Sole 0 0 0 THOMSON CORP COM 884903105 52323200 1660000 Sole 0 0 0 3M CO COM 88579Y101 119161170 968790 Sole 0 0 0 TIFFANY + CO NEW COM 886547108 24217600 688000 Sole 0 0 0 TULARIK INC COM 899165104 229250 25000 Sole 0 0 0 TYCO INTL LTD NEW COM 902124106 25696020 1902000 Sole 0 0 0 UNITED PARCEL SVC INC CL B 911312106 164283590 2660463 Sole 0 0 0 UNITED SURGICAL PARTNERS COM 913016309 5093794 164422 Sole 0 0 0 VERIZON COMMUNICATIONS 92343V104 224650572 5595282 Sole 0 0 0 VERITAS SOFTWARE CORP COM 923436109 47879926 2419400 Sole 0 0 0 VIACOM INC CL B FORMERLY 925524308 173621230 3913032 Sole 0 0 0 COM NON VTG VITESSE SEMICONDUCTOR CORP COM 928497106 692768 222755 Sole 0 0 0 WACHOVIA CORP 2ND NEW COM 929903102 185704618 4863924 Sole 0 0 0 WELLS FARGO + CO NEW COM 949746101 281948483 5632211 Sole 0 0 0 WORLDCOM INC/WORLDCOM GRP COM 98157D106 894016 12771657 Sole 0 0 0 WYETH COM 983024100 353596314 6906178 Sole 0 0 0 XILINX INC COM 983919101 32355275 1442500 Sole 0 0 0
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