13F-HR 1 edgar.txt SEP01 13F United States Securities and Exchange Commission "Washington, DC 20549" Form 13F Form 13F Cover Page Report for the Calendar Year or Quarter Ended: 09/30/01 Check here if Amendment: [ ] Amendment number: [ ] This Amendment (check only one): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager filing this Report: Name: The Regents Of The University Of California Address: P.O. Box 24000 "Oakland, CA 94623-1000" 13F File Number: 28-224 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the "person signing the report is authorized to submit it," "that all information contained herein is true, correct" "and complete, and that it is understood that all" "required items, statements,schedules,lists,and" "and tables, are considered integral parts of this form." Person Signing this Report on Behalf of Reporting Manager: Name: David Russ Title: Treasurer Phone: (510) 987-9600 "Signature, Place, and Date of Signing:" /s/ Dave Russ "Oakland, CA 94623-1000" 11-Nov-01 Report Type (Check only one): [ X ] 13F HOLDINGS REPORT. I AM SIGNING THIS REPORT AS REQUIRED BY THE SECURITIES EXCHANGE ACT OF 1934. Form 13F Summary Page Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 113 Form 13F Information Table Value Total: "17,240,976,811" FORM 13F INFORMATION TABLE Column 1 Column 2 Column 3 Column 4 Column 5 Name of Issuer Cusip Market Value Shares Discretion ACCENTURE LTD-A 1333097 26355001 1500000 AGERE SYSTEMS INC-A 00845V10 13799970 3000000 AGILENT TECHNOLOGIES 00846U10 83668880 3757022 AIR PRODS & CHEMS 915810 161089168 4023206 AMB PROPERTY CORP 00163T10 42756428 1758800 AMERICAN HOME PRODUCTS 2660910 481857620 8630801 AMERICAN INTL GROUP 2687410 583807242 7427574 AMGEN 3116210 156527168 2754790 ANADARKO PETE CORP 3251110 68424058 1199370 ANALOG DEVICES 3265410 57072200 1501900 AOL TIME WARNER INC. 00184A10 413187852 13285783 APPLE COMPUTER 3783310 71254577 4057780 APPLIED MATLS INC 3822210 41791947 1225211 APPLIED MICRO CIRCUITS 03822W10 20468371 1855700 ARCHSTONE SMITH TR 3958310 19711154 821300 ASTRAZENECA PLC ADR 989529 247251635 5482512 AT&T 195710 112535697 7379390 AT&T WIRELESS GROUP 00209A10 136179106 9430686 AUTOMATIC DATA PROCESSING 5301510 482396431 9337910 BAXTER INTL 7181310 379258916 7840788 BP P.L.C. ADR 5562210 229507733 4747781 BRISTOL MYERS SQUIBB 11012210 240717420 4503600 CENDANT CORP 15131310 77182632 5955450 CHARTERED SEMICONDUCTOR ADR 16133R10 28228978 1443200 CIENA 17177910 65499248 4028244 CISCO SYSTEMS INC 17275R10 191789334 11335067 CITIGROUP INC 17296710 159320000 3500000 CLEAR CHANNEL COMMUNICATIONS 18450210 73750744 1934700 COCA COLA 19121610 139924177 2922393 COLGATE PALMOLIVE 19416210 177081992 3078616 COMPAQ COMPUTER CORP 20449310 41522740 4745456 CONVERGYS CORP 21248510 45516380 1619800 COSTCO WHOLESALE 22160K10 90496926 2392200 DISNEY (WALT) 25468710 261099878 14045179 DUKE ENERGY 26439910 116113400 3023000 DYNEGY INC-A 26816Q10 99101950 2760500 EL PASO CORP 28336L10 123865952 2524785 ELECTRONIC DATA SYSTEMS 28566110 345326318 5364709 EMC CORP MASS 26864810 35604800 2890000 EMERSON ELECTRIC 29101110 135554859 2765297 ENRON CORP 29356110 24322220 1749800 EPIGENX PHARMACEUTICALS INC EPIGEN34 9800 98000 EQUITY OFFICE PPTYS 29474110 79035773 2773185 EQUITY RESIDENTIAL PPTYS 29476L10 51441827 1982344 ERICSSON(LM)TEL B ADR 29482140 105722203 24759356 EXXON MOBIL 30231G10 535348730 13570310 FAMILY DOLLAR STORES 30700010 142894980 4951316 FANNIE MAE 31358610 50616185 625200 FIFTH THIRD BANCORP 31677310 122657080 2174000 FISERV 33773810 71070053 1910999 FREDDIE MAC 31340030 50118972 739000 GANNETT 36473010 164752857 2606849 GATEWAY 36762610 16897438 2990697 GENENTECH INC 36871040 182901125 3500500 GENERAL ELECTRIC 36960410 523838901 14387230 GENUITY 37248E10 4104000 2700000 HEWLETT PACKARD 42823610 173635209 10317012 HOME DEPOT 43707610 173450420 4537025 HONEYWELL INTL 43851610 39865196 1349076 INTEL CORP 45814010 148162147 6067246 ISHARES RUSS2000 46428765 550682100 6471000 ISHARES RUSS3000 46428768 701040000 12000000 JP MORGAN CHASE & CO. 46625H10 115203234 3258010 MARSH & MCLENNAN 57174810 435510451 4501400 MASCO CORP 57459910 75259274 3795225 MCGRAW HILL 58064510 190511011 3623260 MERCK 58933110 367082658 5752745 MICROSOFT 59491810 351523263 6045112 MIDCAP SPDR TR (S&P 400) 59563510 116619150 1411000 MINNESOTA MNG & MFG 60405910 101117081 968740 MOLEX CL A 60855420 167134788 6725746 NOKIA ADR 65490220 156410121 7626042 NORTEL NETWORKS CORP 65656810 28469000 4900000 NOVELLUS SYS INC 67000810 38215710 1157000 OMNICOM GROUP 68191910 93771414 1221300 PEOPLESOFT 71271310 109391711 3674562 PEPSICO 71344810 332127334 6818463 PERKINELMER 71404610 117526089 4367376 PHARMACIA 71713U10 347035404 8564546 PMC-SIERRA 69344F10 18270111 1125700 PROCTER & GAMBLE 74271810 175169435 2374213 PROLOGIS TRUST 74341010 41165734 2065516 RELIANT ENERGY 75952J10 97721110 3496283 RELIANT RESOURCES 75952B10 7898555 504700 ROYAL BK SCOTLAND 754783 122267919 5110799 SAPIENT CORP 80306210 13514836 3135700 SBC COMMUNICATIONS 78387G10 295421479 7751810 SCHWAB (CHARLES) 80851310 13156276 1021450 SCIENCEMEDIA INC SCIENC40 3000 30000 SOLECTRON CORP 83418210 31590090 2568300 SPDR TR (S&P 500) 78462F10 333746100 3154500 STARWOOD HOTELS & RESORTS 85590A20 13224000 600000 STATE STREET CORP 85747710 168006168 3689200 SUN MICROSYSTEMS INC 86681010 50801664 5005090 SYSCO 87182910 469862720 19488292 TAIWAN SEMIC-ADR 87403910 54689343 4236200 TEXAS INSTRUMENTS 88250810 271156036 9687604 TRANSOCEAN SEDCO FOREX G9007810 123102420 4082999 TULARIK INC 89916510 575000 25000 TYCO INTL 90212410 362007599 7366862 TYCOM LTD G9144B10 15203568 992400 UNITED PARCEL SERVICE INC 91131210 135672750 2660250 VERITAS SOFTWARE CO 92343610 49653648 1749600 VERIZON COMMUNICATIONS 92343V10 278641224 5594082 VIACOM B 92552430 121395750 3325000 WACHOVIA CORP 92990310 105074226 3673924 WELLS FARGO & CO 94974610 180667075 4573850 WORLDCOM INC-MCI GROUP 98157D30 6075768 512723 WORLDCOM INC-WORLDCOM GROUP 98157D10 171778787 12771657 XILINX INC 98391910 43880850 1442500 YAMANOUCHI PHARMACEUTICAL 6985383 123575099 4167000 ZETTACORE INC ZETTAC13 14052 140523 ZIMMER HLDGS INC 98956P10 13920628 450360