0000930413-20-001242.txt : 20200428 0000930413-20-001242.hdr.sgml : 20200428 20200428155056 ACCESSION NUMBER: 0000930413-20-001242 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200424 FILED AS OF DATE: 20200428 DATE AS OF CHANGE: 20200428 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: TEACHERS INSURANCE & ANNUITY ASSOCIATION OF AMERICA CENTRAL INDEX KEY: 0000315038 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 811-21593 FILM NUMBER: 20824738 BUSINESS ADDRESS: STREET 1: 730 THIRD AVE CITY: NEW YORK STATE: NY ZIP: 10017 BUSINESS PHONE: 2124909000 MAIL ADDRESS: STREET 1: 730 THIRD AVE CITY: NEW YORK STATE: NY ZIP: 10017 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Kayne Anderson MLP/Midstream Investment Co CENTRAL INDEX KEY: 0001293613 IRS NUMBER: 000000000 STATE OF INCORPORATION: MD FISCAL YEAR END: 1130 BUSINESS ADDRESS: STREET 1: 811 MAIN STREET STREET 2: 14TH FLOOR CITY: HOUSTON STATE: TX ZIP: 77002 BUSINESS PHONE: 713-425-0242 MAIL ADDRESS: STREET 1: 811 MAIN STREET STREET 2: 14TH FLOOR CITY: HOUSTON STATE: TX ZIP: 77002 FORMER COMPANY: FORMER CONFORMED NAME: Kayne Anderson MLP Investment CO DATE OF NAME CHANGE: 20040813 FORMER COMPANY: FORMER CONFORMED NAME: Kayne Anderson Midstream Investment CO DATE OF NAME CHANGE: 20040614 4 1 ownership.xml X0306 4 2020-04-24 0 0001293613 Kayne Anderson MLP/Midstream Investment Co KYN 0000315038 TEACHERS INSURANCE & ANNUITY ASSOCIATION OF AMERICA 730 THIRD AVENUE, 4TH FLOOR NEW YORK NY 10017 0 0 1 0 3.95% Series CC Senior Unsecured Notes due May 3, 2022 2020-04-24 4 J 0 7431596.03 7607838.39 D 1361196.76 D 3.57% Series FF Senior Unsecured Notes due April 16, 2023 2020-04-24 4 J 0 5071150.58 5184723.22 D 928849.42 D 3.67% Series GG Senior Unsecured Notes due April 16, 2025 2020-04-24 4 J 0 5916342.34 6050898.04 D 1083657.66 D 3.93% Series KK Senior Unsecured Notes due July 30, 2024 2020-04-24 4 J 0 14368259.95 14708009.43 D 2631740.05 D 3.46% Series OO Senior Unsecured Notes due October 29, 2024 2020-04-24 4 J 0 18594218.76 19003549.83 D 3405781.24 D Series H Mandatory Redeemable Preferred Shares 2020-04-24 4 J 0 217049 5524966.47 D 222951 D Series I Mandatory Redeemable Preferred Shares 2020-04-24 4 J 0 78927 2008486.81 D 81073 D Series M Mandatory Redeemable Preferred Shares 2020-04-24 4 J 0 98659 2509646.59 D 101341 D These notes were redeemed, in part, by the Issuer pursuant to a partial prepayment at a price equal to face value, plus accrued and unpaid interest and a prepayment "make-whole" amount, pursuant to the terms of Note Purchase Agreement dated May 3, 2012. These notes were redeemed, in part, by the Issuer pursuant to a partial prepayment at a price equal to face value, plus accrued and unpaid interest and a prepayment "make-whole" amount, pursuant to the terms of Note Purchase Agreement dated April 16, 2013. These notes were redeemed, in part, by the Issuer pursuant to a partial prepayment at a price equal to face value, plus accrued and unpaid interest and a prepayment "make-whole" amount, pursuant to the terms of Note Purchase Agreement dated April 30, 2014. These notes were redeemed, in part, by the Issuer pursuant to a partial prepayment at a price equal to face value, plus accrued and unpaid interest and a prepayment "make-whole" amount, pursuant to the terms of Note Purchase Agreement dated October 29, 2014. These mandatory redeemable preferred shares ("MRPS") were redeemed, in part, by the Issuer at a price equal to the initial price per share of $25, plus accrued and unpaid dividends and distributions and a prepayment "make-whole" amount, pursuant to the terms of the Articles Supplementary of such MRPS. These MRPS were redeemed, in part, by the Issuer at a price equal to the initial price per share of $25, plus accrued and unpaid dividends and distributions and a prepayment "make-whole" amount, pursuant to the terms of the Articles Supplementary of such MRPS. These MRPS were redeemed, in part, by the Issuer at a price equal to the initial price per share of $25, plus accrued and unpaid dividends and distributions and a prepayment "make-whole" amount, pursuant to the terms of the Articles Supplementary of such MRPS. The prices in this column reflect the aggregate price received for the prepayments. By: Nuveen Alternatives Advisors, LLC, its investment manager; By: /s/ Trevor Sanford, Associate General Counsel 2020-04-28