-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, NrKDysPsMTi/BymoWRm+PWQlxrHJI8oaqcLtjlEkDxmAWkvGzIusE/gfgOSE2rB2 zfhgA6bsuh7o95i23LqSWg== 0000315032-97-000008.txt : 19971113 0000315032-97-000008.hdr.sgml : 19971113 ACCESSION NUMBER: 0000315032-97-000008 CONFORMED SUBMISSION TYPE: 13F-E PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 19970930 FILED AS OF DATE: 19971113 SROS: NONE FILER: COMPANY DATA: COMPANY CONFORMED NAME: STATE FARM MUTUAL AUTOMOBILE INSURANCE CO CENTRAL INDEX KEY: 0000315032 STANDARD INDUSTRIAL CLASSIFICATION: UNKNOWN SIC - 0000 [0000] IRS NUMBER: 370533100 STATE OF INCORPORATION: IL FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-E SEC ACT: SEC FILE NUMBER: 028-00534 FILM NUMBER: 97715463 BUSINESS ADDRESS: STREET 1: ONE STATE FARM PLAZA CITY: BLOOMINGTON STATE: IL ZIP: 61701 BUSINESS PHONE: 3097662302 13F-E 1 PAGE 1 SECURITIES AND EXCHANGE COMMISSION FORM 13F-E Report for the Calendar Year or Quarter Ended: 09/30/97 Institutional Investment Manager: STATE FARM MUTUAL AUTOMOBILE INSURANCE COMPANY ONE STATE FARM PLAZA BLOOMINGTON IL 61710 I REPRESENT THAT I AM AUTHORIZED TO SUBMIT THIS FORM AND THAT ALL INFORMATION IN THIS FORM AND THE ATTACHMENTS TO IT IS TRUE, CORRECT AND COMPLETE, AND I UNDERSTAND THAT ALL REQUIRED ITEMS, STATEMENTS AND SCHEDULES ARE INTEGRAL PARTS OF THIS FORM AND THAT THE SUBMISSION OF ANY AMENDMENT REPRESENTS THAT ALL UNAMENDED ITEMS, STATEMENTS AND SCHEDULES REMAIN TRUE, CORRECT AND COMPLETE AS PREVIOUSLY SUBMITTED. I AM SIGNING THIS REPORT AS REQUIRED BY THE SECURITIES EXCHANGE ACT OF 1934. Name, Title and Telephone Number of Person Submitting Report: WILLIAM J. HESS SR. ASST. INVEST. COUNSEL 309-766-2392 Signature, Place and Date of Signing: /s/ WILLIAM J. HESS BLOOMINGTON IL 09/11/97 PAGE 2 VALUE SHARES/ SH/ PUT/ INVSTMT -----VOTING AUTHORITY----- NAME OF ISSUER -TITLE OF CLASS- --CUSIP-- (x$1000) PRN AMT PRN CALL DSCRETN -MANAGERS- SOLE SHARED NONE SCANDINAVIAN BROADCASTING SYS ORD L8137H108 21348 889500 SH SOLE 889500 A D C TELECOMMUNICATIONS COM 000886101 360436 11090296 SH SOLE 11090296 AT&T CORP COM 001957109 337634 7628995 SH SOLE 7628995 ATL ULTRASOUND INC COM 00207N100 13362 335935 SH SOLE 335935 ABB AB SPONSORED ADR 00256Q103 44728 316100 SH SOLE 316100 ABBOTT LABS COM 002824100 378101 5913600 SH SOLE 5913600 AGOURON PHARMACEUTICALS INC COM 008488108 24063 500000 SH SOLE 500000 AIR PRODS & CHEMS INC COM 009158106 605344 7298800 SH SOLE 7298800 AIRTOUCH COMMUNICATIONS INC COM 00949T100 200305 5652348 SH SOLE 5652348 ALLEGIANCE CORP COM 017475104 39450 1272578 SH SOLE 1272578 ALLERGAN INC COM 018490102 142731 3944200 SH SOLE 3944200 AMERITECH CORP NEW COM 030954101 295927 4450020 SH SOLE 4450020 AMGEN INC COM 031162100 26605 555000 SH SOLE 555000 AMOCO CORP COM 031905102 292183 3031728 SH SOLE 3031728 AMSOUTH BANCORPORATION COM 032165102 123073 2540850 SH SOLE 2540850 APTARGROUP INC COM 038336103 55745 996566 SH SOLE 996566 ARCHER DANIELS MIDLAND CO COM 039483102 1015260 42412932 SH SOLE 42412932 ATLANTIC RICHFIELD CO COM 048825103 170876 2000000 SH SOLE 2000000 BRE PROPERTIES INC CL A 05564E106 99410 3518958 SH SOLE 3518958 BALLARD MED PRODS COM 058566100 24530 1016751 SH SOLE 1016751 BANC ONE CORP COM 059438101 287484 5135247 SH SOLE 5135247 BANKAMERICA CORP COM 066050105 32800 447400 SH SOLE 447400 BARRETT RES CORP COM PAR $0.01 068480201 97100 2493733 SH SOLE 2493733 BATTLE MTN GOLD CO COM 071593107 23796 3310750 SH SOLE 3310750 BATTLE MTN GOLD CO PFD CONV $3.25 071593305 2522 50000 SH SOLE 50000 BAXTER INTL INC COM 071813109 332462 6362897 SH SOLE 6362897 BELL ATLANTIC CORP COM 077853109 229247 2850000 SH SOLE 2850000 BELLSOUTH CORP COM 079860102 34410 744000 SH SOLE 744000 BETZDEARBORN INC COM 087779104 34188 500000 SH SOLE 500000 BIOMET INC COM 090613100 151728 6322000 SH SOLE 6322000 BOSTON SCIENTIFIC CORP COM 101137107 60799 1101688 SH SOLE 1101688 BROKEN HILL PROPRIETARY LTD SPONSORED ADR 112169602 45298 1932700 SH SOLE 1932700 BROWN TOM INC COM NEW 115660201 54945 2220000 SH SOLE 2220000 CMS ENERGY CORP COM 125896100 11100 300000 SH SOLE 300000 CABLE & WIRELESS PUB LTD CO SPONSORED ADR 126830207 12448 481100 SH SOLE 481100 CAMPBELL SOUP CO COM 134429109 251174 5126000 SH SOLE 5126000 CANWEST GLOBAL COMMUNICATIONS SHS NON VTG 138906300 31216 1600800 SH SOLE 1600800 CARDIOTHORACIC SYS INC COM 141907105 2544 345000 SH SOLE 345000 CATERPILLAR INC DEL COM 149123101 405611 7520000 SH SOLE 7520000 CENTRAL & SOUTH WEST CORP COM 152357109 105546 4757000 SH SOLE 4757000 CENTRAL LA ELEC INC COM NEW 153897608 26449 959600 SH SOLE 959600 CHECKPOINT SYS INC COM 162825103 8775 600000 SH SOLE 600000 CHEVRON CORPORATION COM 166751107 602372 7250800 SH SOLE 7250800 CHIRON CORP COM 170040109 55099 2435328 SH SOLE 2435328 CISCO SYS INC COM 17275R102 16775 229600 SH SOLE 229600 CLINTRIALS RESEARCH INC COM 188767107 2109 225000 SH SOLE 225000 COCA COLA CO COM 191216100 312550 5124000 SH SOLE 5124000 COEUR D ALENE MINES CORP IDAHO COM 192108108 3998 245070 SH SOLE 245070 COLGATE PALMOLIVE CO COM 194162103 41492 595400 SH SOLE 595400 COMPAQ COMPUTER CORP COM 204493100 28779 385000 SH SOLE 385000 PAGE 3 VALUE SHARES/ SH/ PUT/ INVSTMT -----VOTING AUTHORITY----- NAME OF ISSUER -TITLE OF CLASS- --CUSIP-- (x$1000) PRN AMT PRN CALL DSCRETN -MANAGERS- SOLE SHARED NONE CONSOLIDATED PAPERS INC COM 209759109 11100 200000 SH SOLE 200000 CORNING INC COM 219350105 463243 9804100 SH SOLE 9804100 COVANCE INC COM 222816100 53005 2451025 SH SOLE 2451025 CYPRUS AMAX MINERALS CO COM 232809103 2703 112628 SH SOLE 112628 DEERE & CO COM 244199105 16125 300000 SH SOLE 300000 DELTA & PINE LD CO COM 247357106 13733 426665 SH SOLE 426665 DELTA AIR LINES INC DEL COM 247361108 80916 859100 SH SOLE 859100 DEUTSCH TELEKOM AG SPONSORED ADR 251566105 17000 891800 SH SOLE 891800 DIEBOLD INC COM 253651103 26275 554600 SH SOLE 554600 DISNEY WALT CO COM 254687106 1004391 12457561 SH SOLE 12457561 DONALDSON INC COM 257651109 36324 756750 SH SOLE 756750 DONNELLEY R R & SONS CO COM 257867101 98990 2773800 SH SOLE 2773800 DOW CHEM CO COM 260543103 180378 1989000 SH SOLE 1989000 DU PONT E I DE NEMOURS & CO COM 263534109 48721 791400 SH SOLE 791400 DUKE ENERGY CORP COM 264399106 222222 4495000 SH SOLE 4495000 ELCOR CORP COM 284443108 15969 500000 SH SOLE 500000 ELECTRONIC DATA SYS NEW COM 285661104 49981 1407900 SH SOLE 1407900 EMERSON ELEC CO COM 291011104 140641 2440620 SH SOLE 2440620 ENERGY GROUP PLC SPONSORED ADR 292691102 24975 600000 SH SOLE 600000 ENGELHARD CORP COM 292845104 208529 9670893 SH SOLE 9670893 ENVIROTEST SYS CORP CL A 29409W105 191 42420 SH SOLE 42420 EQUITABLE RES INC COM 294549100 48547 1541150 SH SOLE 1541150 ERICSSON L M TEL CO ADR CL B SEK10 294821400 275449 5746000 SH SOLE 5746000 EXXON CORP COM 302290101 795850 12423000 SH SOLE 12423000 FPL GROUP INC COM 302571104 48257 940600 SH SOLE 940600 FASTENAL CO COM 311900104 15709 295000 SH SOLE 295000 FIFTH THIRD BANCORP COM 316773100 13974 213750 SH SOLE 213750 FINOVA GROUP INC COM 317928109 12415 131200 SH SOLE 131200 FIRST CHICAGO NBD CORP COM 31945A100 260636 3463601 SH SOLE 3463601 FIRST EMPIRE ST CORP COM 320076102 126866 305700 SH SOLE 305700 FIRST SEC CORP DEL COM 336294103 34392 1156050 SH SOLE 1156050 FIRST VA BANKS INC COM 337477103 52440 1104000 SH SOLE 1104000 GATX CORP COM 361448103 198991 2945300 SH SOLE 2945300 GTE CORP COM 362320103 19076 420400 SH SOLE 420400 GENERAL ELEC CO COM 369604103 567748 8341568 SH SOLE 8341568 GILLETTE CO COM 375766102 180393 2090000 SH SOLE 2090000 GOLDEN WEST FINL CORP DEL COM 381317106 181779 2025400 SH SOLE 2025400 GRANITE BROADCASTING CORP COM 387241102 203 17081 SH SOLE 17081 GREAT LAKES CHEM CORP COM 390568103 201259 4081300 SH SOLE 4081300 HEILIG MEYERS CO COM 422893107 43011 2797493 SH SOLE 2797493 HELMERICH & PAYNE INC COM 423452101 165144 2064300 SH SOLE 2064300 HEWLETT PACKARD CO COM 428236103 1302210 18720000 SH SOLE 18720000 HON INDS INC COM 438092108 167248 2883600 SH SOLE 2883600 HUMAN GENOME SCIENCES INC COM 444903108 4306 100000 SH SOLE 100000 IDAHO POWER CO COM 451380109 44465 1408800 SH SOLE 1408800 ILLINOIS SUPERCONDUCTOR CORP COM 452284102 1997 225000 SH SOLE 225000 ILLINOIS TOOL WKS INC COM 452308109 481286 9685600 SH SOLE 9685600 IMATION CORP COM 45245A107 12358 465200 SH SOLE 465200 IMMUNE RESPONSE CORP DEL COM 45252T106 11209 887872 SH SOLE 887872 INDUSTRIAL TECHNOLOGIES INC COM 456360106 5 17087 SH SOLE 17087 PAGE 4 VALUE SHARES/ SH/ PUT/ INVSTMT -----VOTING AUTHORITY----- NAME OF ISSUER -TITLE OF CLASS- --CUSIP-- (x$1000) PRN AMT PRN CALL DSCRETN -MANAGERS- SOLE SHARED NONE INGERSOLL RAND CO COM 456866102 22614 525150 SH SOLE 525150 INTEL CORP COM 458140100 1291026 13985400 SH SOLE 13985400 INTERNATIONAL BUSINESS MACHS COM 459200101 815159 7690396 SH SOLE 7690396 INTERNATIONAL FLAVORS&FRAGRANC COM 459506101 309588 6318100 SH SOLE 6318100 INTUIT COM 461202103 14579 455600 SH SOLE 455600 JOHNSON & JOHNSON COM 478160104 983563 17051600 SH SOLE 17051600 JOSTENS INC COM 481088102 37087 1367298 SH SOLE 1367298 KN ENERGY INC COM 482620101 87839 1919965 SH SOLE 1919965 KELLOGG CO COM 487836108 390499 9270000 SH SOLE 9270000 KIMBERLY CLARK CORP COM 494368103 58726 1200000 SH SOLE 1200000 KIMCO REALTY CORP COM 49446R109 14795 425000 SH SOLE 425000 KUBOTA CORP ADR 501173207 1856 23200 SH SOLE 23200 LATTICE SEMICONDUCTOR CORP COM 518415104 105828 1625000 SH SOLE 1625000 LECHTERS CORP COM 523238103 1675 348000 SH SOLE 348000 LEE ENTERPRISES INC COM 523768109 6368 224400 SH SOLE 224400 LEGGETT & PLATT INC COM 524660107 8913 200000 SH SOLE 200000 LIFE TECHNOLOGIES INC COM 532177201 8912 294610 SH SOLE 294610 LILLY ELI & CO COM 532457108 1112053 9193600 SH SOLE 9193600 LINEAR TECHNOLOGY CORP COM 535678106 238315 3466400 SH SOLE 3466400 LOUISIANA PAC CORP COM 546347105 58411 2336454 SH SOLE 2336454 LUCENT TECHNOLOGIES INC COM 549463107 201194 2472432 SH SOLE 2472432 MBNA CORP COM 55262L100 263448 6504900 SH SOLE 6504900 MCI COMMUNICATIONS CORP COM 552673105 307821 10479000 SH SOLE 10479000 MANPOWER INC COM 56418H100 243320 6160000 SH SOLE 6160000 MCCORMICK & CO INC COM NON VTG 579780206 97694 4060000 SH SOLE 4060000 MCDONALDS CORP COM 580135101 97628 2049900 SH SOLE 2049900 MEDTRONIC INC COM 585055106 78117 1657800 SH SOLE 1657800 MERCK & CO INC COM 589331107 702561 7030000 SH SOLE 7030000 MICROSOFT CORP COM 594918104 93756 708600 SH SOLE 708600 MICROFIELD GRAPHICS INC COM 59506W104 423 410348 SH SOLE 410348 MINERALS TECHNOLOGIES INC COM 603158106 25825 579525 SH SOLE 579525 MINNESOTA MNG & MFG CO COM 604059105 453597 4906900 SH SOLE 4906900 MORGAN J P & CO INC COM 616880100 243453 2142600 SH SOLE 2142600 MOTOROLA INC COM 620076109 328687 4573000 SH SOLE 4573000 NCR CORP NEW COM 62886E108 16632 476811 SH SOLE 476811 NEWHALL LAND & FARMING CO CAL DEPOSITARY REC 651426108 82043 3400758 SH SOLE 3400758 NEWMONT MINING CORP COM 651639106 91724 2041141 SH SOLE 2041141 NORTHERN TELECOM LTD COM 665815106 205593 1978042 SH SOLE 1978042 NORTHERN TR CORP COM 665859104 42079 711700 SH SOLE 711700 NORWEST CORP COM 669380107 336802 5498800 SH SOLE 5498800 NUCOR CORP COM 670346105 376052 7137400 SH SOLE 7137400 ORACLE CORP COM 68389X105 8581 235500 SH SOLE 235500 OSMONICS INC COM 688350107 15894 966937 SH SOLE 966937 PNC BK CORP COM 693475105 275059 5635000 SH SOLE 5635000 PACIFIC CENTY FINL CORP COM 694058108 109900 2037539 SH SOLE 2037539 PACIFICORP COM 695114108 121315 5421908 SH SOLE 5421908 PALL CORP COM 696429307 103256 4788700 SH SOLE 4788700 PENWEST LTD COM 709752109 2783 77850 SH SOLE 77850 PENNZOIL CO COM 709903108 274474 3444372 SH SOLE 3444372 PHARMACIA & UPJOHN INC COM 716941109 63510 1740000 SH SOLE 1740000 PAGE 5 VALUE SHARES/ SH/ PUT/ INVSTMT -----VOTING AUTHORITY----- NAME OF ISSUER -TITLE OF CLASS- --CUSIP-- (x$1000) PRN AMT PRN CALL DSCRETN -MANAGERS- SOLE SHARED NONE PFIZER INC COM 717081103 1489492 24774800 SH SOLE 24774800 PIONEER HI BRED INTL INC COM 723686101 276258 3035800 SH SOLE 3035800 PITTWAY CORP DEL COM 725790109 3674 57300 SH SOLE 57300 PITTWAY CORP DEL CL A 725790208 50628 779649 SH SOLE 779649 POGO PRODUCING CO COM 730448107 241159 5520077 SH SOLE 5520077 POLAROID CORP COM 731095105 74752 1460362 SH SOLE 1460362 POPULAR INC COM 733174106 154741 2919642 SH SOLE 2919642 PRECISION CASTPARTS CORP COM 740189105 99522 1531100 SH SOLE 1531100 PROCTER & GAMBLE CO COM 742718109 39959 578600 SH SOLE 578600 QUEST DIAGNOSTICS INC COM 74834L100 20757 1225512 SH SOLE 1225512 RAYCHEM CORP DEL COM 754603108 225506 2668700 SH SOLE 2668700 REUTERS HOLDING PLC ADR B 761324201 273758 3842200 SH SOLE 3842200 RHEOMETRICS SCIENTIFIC INC COM 762073104 306 239048 SH SOLE 239048 RHONE POULENC RORER INC COM 76242T104 315848 3266690 SH SOLE 3266690 RIO ALGOM LTD COM 766889109 38864 1741800 SH SOLE 1741800 RIO TINTO PLC SPONSORED ADR 767204100 133032 2080655 SH SOLE 2080655 ROGERS CORP COM 775133101 17300 400000 SH SOLE 400000 ROYAL DUTCH PETE CO NY REG GLD1.25 780257804 54279 978000 SH SOLE 978000 RUBBERMAID INC COM 781088109 252823 9890400 SH SOLE 9890400 SBC COMMUNICATIONS INC COM 78387G103 430369 7005915 SH SOLE 7005915 ST JOE CORP COM 790148100 41689 421100 SH SOLE 421100 SARA LEE CORP COM 803111103 155242 3014400 SH SOLE 3014400 SEQUENT COMPUTER SYS INC COM 817338106 6185 249250 SH SOLE 249250 SIGMA ALDRICH CORP COM 826552101 230888 7009880 SH SOLE 7009880 SMITHKLINE BEECHAM PLC ADR REP ORD 832378301 97750 2000000 SH SOLE 2000000 SOUTHERN CO COM 842587107 70366 3118700 SH SOLE 3118700 SOUTHTRUST CORP COM 844730101 218533 4437225 SH SOLE 4437225 SOUTHWESTERN ENERGY CO COM 845467109 12812 1000000 SH SOLE 1000000 SPRINT CORP COM 852061100 75000 1500000 SH SOLE 1500000 STAR TECHNOLOGIES INC COM 855193108 635 967334 SH SOLE 967334 STEEL DYNAMICS INC COM 858119100 10657 453500 SH SOLE 453500 STERICYCLE INC COM 858912108 8906 937522 SH SOLE 937522 SUNTRUST BKS INC COM 867914103 408236 6009000 SH SOLE 6009000 SYSCO CORP COM 871829107 21287 576300 SH SOLE 576300 TCF FINL CORP COM 872275102 18419 315200 SH SOLE 315200 TECO ENERGY INC COM 872375100 100369 4096700 SH SOLE 4096700 TMBR/SHARP DRILLING INC COM 87257P101 5400 200000 SH SOLE 200000 TECUMSEH PRODS CO CL B 878895101 5818 105300 SH SOLE 105300 TECUMSEH PRODS CO CL A 878895200 17592 315900 SH SOLE 315900 TELEFONOS DE MEXICO S A SP ADR REP ORD 879403780 14749 285000 SH SOLE 285000 TEMPLE INLAND INC COM 879868107 68372 1068316 SH SOLE 1068316 TENNANT CO COM 880345103 15466 418000 SH SOLE 418000 TEXAS UTILS CO COM 882848104 192436 5345466 SH SOLE 5345466 360 COMMUNICATIONS CO COM 885571109 10438 500000 SH SOLE 500000 US BANCORP DEL COM 902973106 40866 423478 SH SOLE 423478 UNILEVER N V NEW YORK SHS 904784501 31532 148300 SH SOLE 148300 VWR SCIENTIFIC PRODS CORP COM 918435108 2374 103800 SH SOLE 103800 VALLEY NATL BANCORP COM 919794107 17765 560640 SH SOLE 560640 VENTANA MED SYS INC COM 92276H106 13114 813280 SH SOLE 813280 VIKING OFFICE PRODS COM 926913104 31715 1458172 SH SOLE 1458172 PAGE 6 VALUE SHARES/ SH/ PUT/ INVSTMT -----VOTING AUTHORITY----- NAME OF ISSUER -TITLE OF CLASS- --CUSIP-- (x$1000) PRN AMT PRN CALL DSCRETN -MANAGERS- SOLE SHARED NONE VULCAN MATLS CO COM 929160109 285151 3277600 SH SOLE 3277600 WACHOVIA CORP COM 929771103 382467 5312032 SH SOLE 5312032 WAL MART STORES INC COM 931142103 161889 4420200 SH SOLE 4420200 WASHINGTON FED INC COM 938824109 35710 1205380 SH SOLE 1205380 WATSON PHARMACEUTICALS INC COM 942683103 19718 330000 SH SOLE 330000 WELLS FARGO & CO DEL COM 949740104 485822 1766624 SH SOLE 1766624 WESTCORP INC COM 957907108 27849 1217445 SH SOLE 1217445 WESTVACO CORP COM 961548104 60818 1686450 SH SOLE 1686450 WILMINGTON TRUST CORP COM 971807102 13492 247000 SH SOLE 247000 WISCONSIN ENERGY CORP COM 976657106 47463 1825500 SH SOLE 1825500 WORLDCOM INC GA COM 98155K102 40858 1155000 SH SOLE 1155000 REPORT SUMMARY 211 DATA RECORDS 34088464 0 OTHER MANAGERS ON WHOSE BEHALF REPORT IS FILED
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