-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, KDmsytcKbto8qGeXTYQocLhjWEHKNh8K7nmsFYV/yN0eb/bbsvtpSEH9Uqp4XieB LjvRiPTPcmOHvZQGsMfhGQ== 0000315032-07-000020.txt : 20070405 0000315032-07-000020.hdr.sgml : 20070405 20070405120423 ACCESSION NUMBER: 0000315032-07-000020 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20070403 FILED AS OF DATE: 20070405 DATE AS OF CHANGE: 20070405 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: METABOLIX, INC. CENTRAL INDEX KEY: 0001121702 STANDARD INDUSTRIAL CLASSIFICATION: MISCELLANEOUS PLASTIC PRODUCTS [3080] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE BUSINESS ADDRESS: STREET 1: 21 ERIE ST. CITY: CAMBRIDGE STATE: MA ZIP: 02139 BUSINESS PHONE: 617-492-0505 MAIL ADDRESS: STREET 1: 21 ERIE ST. CITY: CAMBRIDGE STATE: MA ZIP: 02139 FORMER COMPANY: FORMER CONFORMED NAME: METABOLIX INC DATE OF NAME CHANGE: 20000810 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: STATE FARM MUTUAL AUTOMOBILE INSURANCE CO CENTRAL INDEX KEY: 0000315032 STATE OF INCORPORATION: IL FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33133 FILM NUMBER: 07751115 BUSINESS ADDRESS: STREET 1: ONE STATE FARM PLAZA CITY: BLOOMINGTON STATE: IL ZIP: 61710 BUSINESS PHONE: 309-766-8411 MAIL ADDRESS: STREET 1: ONE STATE FARM PLAZA CITY: BLOOMINGTON STATE: IL ZIP: 61710 4 1 primary_doc.xml PRIMARY DOCUMENT X0202 4 2007-04-03 0 0001121702 METABOLIX, INC. MBLX 0000315032 STATE FARM MUTUAL AUTOMOBILE INSURANCE CO ONE STATE FARM PLAZA BLOOMINGTON IL 61710 0 0 1 0 Common Stock 2007-04-03 4 X 0 381335 0.1224 A 2151117 D Common stock 2007-04-03 4 X 0 35795 13.2142 A 2186912 D Warrant (right to buy) C97, C96R 0.1224 2007-04-03 4 X 0 384069 0 D 2007-04-03 2008-11-04 Common Stock 384069 0 D Warrant (right to buy) C-119, C-182 13.2142 2007-04-03 4 X 0 154469 0 D 2007-04-03 2007-04-12 Common stock 154469 0 D On April 3, 2007, the date of the exercise of the four warrants, the Issuer's common stock had a value of $17.20 per share, and thus the four warrants allowing State Farm Mutual Automobile Insurance Company ("State Farm") to purchase the Issuer's common stock at less than $17.20 per share were "in-the-money." State Farm chose to exercise its four warrants on April 3, 2007 by making a "net issue election" as allowed by each warrant. Under this election, State Farm elected to pay the conversion or exercise price of the warrants by tendering shares of common stock to be received upon conversion. Therefore, State Farm received fewer shares than each warrant entitled it to receive if State Farm had paid the conversion or exercise price in cash. These warrants, which entitled the holder to purchase shares of the Issuer's common stock at a set price before the warrant's specified expiration date, were fully vested and exercisable. /s/ Michael L Tipsord, Vice Chairman, Chief Financial Officer and Treasurer on behalf of State Farm Mutual Automobile Insurance Company 2007-04-05 -----END PRIVACY-ENHANCED MESSAGE-----