-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, CCHYcPe6rS7H+5XbnhJOCuCYCn+wwMrdGsuGprVSaN2bLTZl4pmJr5eN9kiny0SE dzPdiJ6swcrkPKRx9Gbd9A== 0000927016-01-000589.txt : 20010212 0000927016-01-000589.hdr.sgml : 20010212 ACCESSION NUMBER: 0000927016-01-000589 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20010209 GROUP MEMBERS: HARVARD MASTER TRUST GROUP MEMBERS: PRESIDENT & FELLOWS OF HARVARD COLLEGE SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: ENERGY EAST CORP CENTRAL INDEX KEY: 0001046861 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRIC SERVICES [4911] IRS NUMBER: 141798693 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: SEC FILE NUMBER: 005-58233 FILM NUMBER: 1530800 BUSINESS ADDRESS: STREET 1: PO BOX 12904 STREET 2: STE 2006A 20TH FL CITY: ALBANY STATE: NY ZIP: 12212-2904 BUSINESS PHONE: 5184343014 MAIL ADDRESS: STREET 1: PO BOX 12904 STREET 2: SUITE 2006A 20TH FLOOR CITY: ALBANY STATE: NY ZIP: 12212-2904 FORMER COMPANY: FORMER CONFORMED NAME: NGE RESOURCES INC DATE OF NAME CHANGE: 19970924 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: PRESIDENT & FELLOWS OF HARVARD COLLEGE CENTRAL INDEX KEY: 0000315016 STANDARD INDUSTRIAL CLASSIFICATION: UNKNOWN SIC - 0000 [0000] IRS NUMBER: 042103580 STATE OF INCORPORATION: MA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: C/O HARVARD MANAGEMENT COMPANY INC STREET 2: 600 ATLANTIC AVENUE CITY: BOSTON STATE: MA ZIP: 02210 BUSINESS PHONE: 6175234400 SC 13G/A 1 0001.txt SCHEDULE 13G/A AMENDMENT #1 SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 __________ SCHEDULE 13G (Rule 13d-102) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULES 13d-1(b), (c), AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2(b) (Amendment No. 1)/1/ Energy East Corporation - -------------------------------------------------------------------------------- (Name of Issuer) Common Stock - -------------------------------------------------------------------------------- (Title of Class of Securities) 29266M109 - -------------------------------------------------------------------------------- (CUSIP Number) December 31, 2000 - -------------------------------------------------------------------------------- (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is filed: [X] Rule 13d-1(b) [_] Rule 13d-1(c) [_] Rule 13d-1(d) _____________________________ /1/ The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page. The information required on the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). ------------------ ----------------- CUSIP NO.29266M109 13G Page 2 of 7 Pages ------------------ ----------------- - ------------------------------------------------------------------------------ NAME OF REPORTING PERSON 1. S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON President and Fellows of Harvard College - ------------------------------------------------------------------------------ (a) [_] 2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (b) [_] - ------------------------------------------------------------------------------ SEC USE ONLY 3. - ------------------------------------------------------------------------------ 4. CITIZENSHIP OR PLACE OF ORGANIZATION Massachusetts - ------------------------------------------------------------------------------ SOLE VOTING POWER 5. NUMBER OF SHARES 697,681 shares BENEFICIALLY -------------------------------------------------------- OWNED BY SHARED VOTING POWER EACH 6. REPORTING --- PERSON WITH ---------------------------------------------------------- SOLE DISPOSITIVE POWER 7. 697,681 shares ----------------------------------------------------------- SHARED DISPOSITIVE POWER 8. --- - ------------------------------------------------------------------------------ AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 9. 697,681 - ------------------------------------------------------------------------------ CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES [_] 10. CERTAIN SHARES* ------------------------------------------------------------------------------ PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 11. 0.6% - ------------------------------------------------------------------------------ TYPE OF REPORTING PERSON* 12. EP - ------------------------------------------------------------------------------ *SEE INSTRUCTIONS BEFORE FILLING OUT! - ---------------------- ---------------------- CUSIP No. 29266M109 13G Page 3 of 7 Pages - ---------------------- ---------------------- - ------------------------------------------------------------------------------ NAME OF REPORTING PERSON 1. S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON Harvard Master Trust - ------------------------------------------------------------------------------ CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* 2. (a) [_] (b) [_] - ------------------------------------------------------------------------------ SEC USE ONLY 3. - ------------------------------------------------------------------------------ CITIZENSHIP OR PLACE OF ORGANIZATION 4. Massachusetts - ------------------------------------------------------------------------------ SOLE VOTING POWER 5. NUMBER OF 0 shares SHARES ----------------------------------------------------------- SHARED VOTING POWER BENEFICIALLY 6. OWNED BY --- ----------------------------------------------------------- EACH SOLE DISPOSITIVE POWER 7. REPORTING 0 shares PERSON ----------------------------------------------------------- SHARED DISPOSITIVE POWER WITH 8. --- - ------------------------------------------------------------------------------ AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 9. 0 shares - ------------------------------------------------------------------------------ CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* 10. [_] - ------------------------------------------------------------------------------ PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 11. 0.0% - ------------------------------------------------------------------------------ TYPE OF REPORTING PERSON* 12. EP - ------------------------------------------------------------------------------ *SEE INSTRUCTIONS BEFORE FILLING OUT! SCHEDULE 13G ------------ Item 1(a) Name of Issuer: Energy East Corporation 1(b) Address of Issuer's Principal Executive Offices: P.O. Box 12904 Suite 2006-A, 20th Floor Albany, NY 12212 Item 2(a) Name of Person Filing: (i) President and Fellows of Harvard College ("P&F") (ii) Harvard Master Trust ("HMT") 2(b) Address of Principal Business Office or, if none, Residence: (i) P&F: c/o Harvard Management Company, Inc. 600 Atlantic Avenue Boston, MA 02210 (ii) HMT: 1350 Massachusetts Avenue Holyoke Center, Room 340 Cambridge, MA 02138 2(c) Citizenship: (i) P&F: Massachusetts (ii) HMT: Massachusetts 2(d) Title of Class of Securities: Common Stock 2(e) CUSIP Number: 29266M109 Item 3. The entities filing are a group, in accordance with Rule 13d-1(b)(1)(ii)(J). Item 4. Ownership: 4(a) Amount beneficially owned: (i) P&F: 697,681 shares (ii) HMT: 0 shares 4(b) Percent of class: (i) P&F: 0.6% (ii) HMT: 0.0% 4(c) Number of shares as to which the person has: Page 4 of 7 Pages (i) Sole power to vote or to direct the vote: (i) P&F: 697,681 shares (ii) HMT: 0 shares (ii) Shared power to vote or to direct the vote: _________ (iii) Sole power to dispose or to direct the disposition of: (i) P&F: 697,681 shares (ii) HMT: 0 shares (iv) Shared power to dispose or to direct the disposition of: __________ Item 5. Ownership of Five Percent or Less of a Class: This statement is being filed to report the fact that as of the date hereof P&F and HMT have ceased to be the beneficial owner of more than five percent of the class of securities. Item 6 Ownership of More than Five Percent on Behalf of Another Person: Not Applicable. Item 7 Identification and Classification of the Subsidiary which Acquired the Security Being Reported on by the Parent Holding Company: Not Applicable. Item 8 Identification and Classification of Members of the Group: Not Applicable. Item 9 Notice of Dissolution of Group: Not Applicable. Item 10 Certification: By signing below the undersigned certifies that, to the best of its knowledge and belief, the securities referred to above were acquired in the ordinary course of business and were not acquired for the purpose of and do not have the effect of changing or influencing the control of the issuer of such securities and were not acquired in connection with or as a participant in any transaction having such purpose or effect. Page 5 of 7 Pages After reasonable inquiry and to the best of its knowledge and belief, the undersigned certifies that the information set forth in this statement is true, complete and correct. PRESIDENT AND FELLOWS OF HARVARD COLLEGE By: /s/ Michael S. Pradko ------------------------------ Name: Michael S. Pradko Title: Authorized Signatory HARVARD MASTER TRUST By: /s/ Michael S. Pradko ------------------------------- Name: Michael S. Pradko Title: Authorized Signatory February 9, 2001 Page 6 of 7 Pages Exhibit A --------- Members of Group Item 3 Classification - ---------------- --------------------- (1) President and Fellows of Harvard College EP (2) Harvard Master Trust EP Page 7 of 7 Pages -----END PRIVACY-ENHANCED MESSAGE-----